0001140361-17-006685.txt : 20170214 0001140361-17-006685.hdr.sgml : 20170214 20170214113624 ACCESSION NUMBER: 0001140361-17-006685 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ashmore Group plc CENTRAL INDEX KEY: 0001512135 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14260 FILM NUMBER: 17604907 BUSINESS ADDRESS: STREET 1: 61, ALDWYCH CITY: LONDON STATE: X0 ZIP: WC2B 4AE BUSINESS PHONE: 203-077-6190 MAIL ADDRESS: STREET 1: 61, ALDWYCH CITY: LONDON STATE: X0 ZIP: WC2B 4AE 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512135 XXXXXXXX 12-31-2016 12-31-2016 Ashmore Group plc

61, ALDWYCH LONDON X0 WC2B 4AE

13F HOLDINGS REPORT 028-14260 N Michael S. Perman 44-0-203-077-6000 Michael S. Perman London X0 02-14-2017 5 61 134213 false 1 0001631853 028-16684 Ashmore Equities Holding Corp 2 0000935111 028-05804 Ashmore Equities Investment Management (US) LLC 3 0001631277 028-16677 Ashmore Investment Advisors Ltd. 4 0001267435 028-14265 ASHMORE INVESTMENTS UK LTD 5 0001267311 028-14274 ASHMORE INVESTMENT MANAGEMENT LTD INFORMATION TABLE 2 form13fInfoTable.xml ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 6938 79016 SH DFND 3,4 79016 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 15873 180770 SH DFND 4,5 28507 0 152263 APPLE INC COM 037833100 23 200 SH DFND 4 0 0 200 AVIANCA HLDGS SA SPON ADR REP PFD 05367G100 3188 330695 SH DFND 1,2,4 0 0 330695 AVIANCA HLDGS SA SPON ADR REP PFD 05367G100 887 91980 SH DFND 3,4 91980 0 0 AVIANCA HLDGS SA SPON ADR REP PFD 05367G100 4424 458908 SH DFND 4,5 458908 0 0 BANCO MACRO SA SPON ADR B 05961W105 1096 17029 SH DFND 3,4 17029 0 0 BANCO MACRO SA SPON ADR B 05961W105 1243 19309 SH DFND 4,5 19309 0 0 BGC PARTNERS INC CL A 05541T101 92 9000 SH DFND 4 0 0 9000 BITAUTO HLDGS LTD SPONSORED ADS 091727107 1302 68749 SH DFND 1,2,4 0 0 68749 BITAUTO HLDGS LTD SPONSORED ADS 091727107 439 23186 SH DFND 3,4 23186 0 0 BITAUTO HLDGS LTD SPONSORED ADS 091727107 2071 109323 SH DFND 4,5 109323 0 0 BRASKEM S A SP ADR PFD A 105532105 316 14916 SH DFND 3,4 14916 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 321 39922 SH DFND 3,4 39922 0 0 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 1206 142275 SH DFND 1,2,4 0 0 142275 CONTROLADORA VUELA CIA DE AV SPON ADR RP 10 21240E105 758 50400 SH DFND 1,2,4 0 0 50400 CONTROLADORA VUELA CIA DE AV SPON ADR RP 10 21240E105 263 17500 SH DFND 3,4 17500 0 0 CONTROLADORA VUELA CIA DE AV SPON ADR RP 10 21240E105 1432 95200 SH DFND 4,5 95200 0 0 GERDAU S A SPON ADR REP PFD 373737105 1504 478934 SH DFND 1,2,4 0 0 478934 GERDAU S A SPON ADR REP PFD 373737105 113 35974 SH DFND 3,4 35974 0 0 GILEAD SCIENCES INC COM 375558103 72 1000 SH DFND 4 0 0 1000 GOL LINHAS AEREAS INTLG S A SPON ADR PFD NEW 38045R206 47 3432 SH DFND 1,2,4 0 0 3432 GOL LINHAS AEREAS INTLG S A SPON ADR PFD NEW 38045R206 122 8944 SH DFND 3,4 8944 0 0 GOL LINHAS AEREAS INTLG S A SPON ADR PFD NEW 38045R206 1630 119642 SH DFND 4,5 119642 0 0 GRAN TIERRA ENERGY INC COM 38500T101 2620 867600 SH DFND 1,2,4 0 0 867600 GRAN TIERRA ENERGY INC COM 38500T101 645 213500 SH DFND 3,4 213500 0 0 GRAN TIERRA ENERGY INC COM 38500T101 5552 1838477 SH DFND 4,5 1838477 0 0 GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 1713 63631 SH DFND 3,4 63631 0 0 GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 1542 57266 SH DFND 4,5 57266 0 0 GRUPO SUPERVIELLE S A SPONSORED ADR 40054A108 2112 160700 SH DFND 1,2,4 0 0 160700 GRUPO SUPERVIELLE S A SPONSORED ADR 40054A108 1740 132400 SH DFND 3,4 132400 0 0 GRUPO SUPERVIELLE S A SPONSORED ADR 40054A108 5996 456299 SH DFND 4,5 456299 0 0 HENNESSY ADVISORS INC COM 425885100 63 1990 SH DFND 4 0 0 1990 ICICI BK LTD ADR 45104G104 636 84928 SH DFND 3,4 84928 0 0 ICICI BK LTD ADR 45104G104 1563 208728 SH DFND 4,5 29630 0 179098 INFOSYS LTD SPONSORED ADR 456788108 4544 306428 SH DFND 3,4 306428 0 0 INFOSYS LTD SPONSORED ADR 456788108 10476 706409 SH DFND 4,5 113714 0 592695 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 1964 106532 SH DFND 1,2,4 0 0 106532 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 519 28130 SH DFND 3,4 28130 0 0 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 4143 224677 SH DFND 4,5 224677 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 403 11500 SH DFND 4 0 0 11500 ISHARES TR MSCI INDIA ETF 46429B598 469 17500 SH DFND 4 0 0 17500 ISHARES MSCI WORLD ETF 464286392 676 9250 SH DFND 4 0 0 9250 KOREA ELECTRIC PWR SPONSORED ADR 500631106 1306 70682 SH DFND 3,4 70682 0 0 KOREA ELECTRIC PWR SPONSORED ADR 500631106 2894 156618 SH DFND 4,5 29265 0 127353 NATURAL HEALTH TRENDS CORP COM PAR $.001 63888P406 93 3750 SH DFND 4 0 0 3750 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 2093 60137 SH DFND 1,2,4 0 0 60137 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 1819 52259 SH DFND 3,4 52259 0 0 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 7244 208109 SH DFND 4,5 208109 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 2452 278375 SH DFND 3,4 278375 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 5520 626565 SH DFND 4,5 100534 0 526031 SASOL LTD SPONSORED ADR 803866300 168 5882 SH DFND 3,4 5882 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2492 86668 SH DFND 3,4 86668 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 5697 198149 SH DFND 4,5 33506 0 164643 TARENA INTL INC ADR 876108101 2453 163659 SH DFND 1,2,4 0 0 163659 TARENA INTL INC ADR 876108101 536 35725 SH DFND 3,4 35725 0 0 TERNIUM SA SPON ADR 880890108 166 6863 SH DFND 3,4 6863 0 0 VALE S A ADR 91912E105 1162 152455 SH DFND 3,4 152455 0 0 VALE S A ADR 91912E105 2894 379843 SH DFND 4,5 60933 0 318910 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 1422 86177 SH DFND 3,4 86177 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 1066 64604 SH DFND 4,5 64604 0 0