0001140361-14-041841.txt : 20141114
0001140361-14-041841.hdr.sgml : 20141114
20141114104031
ACCESSION NUMBER: 0001140361-14-041841
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ashmore Group plc
CENTRAL INDEX KEY: 0001512135
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14260
FILM NUMBER: 141221336
BUSINESS ADDRESS:
STREET 1: 61, ALDWYCH
CITY: LONDON
STATE: X0
ZIP: WC2B 4AE
BUSINESS PHONE: 203-077-6190
MAIL ADDRESS:
STREET 1: 61, ALDWYCH
CITY: LONDON
STATE: X0
ZIP: WC2B 4AE
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001512135
XXXXXXXX
09-30-2014
09-30-2014
Ashmore Group plc
61, ALDWYCH
LONDON
X0
WC2B 4AE
13F HOLDINGS REPORT
028-14260
N
Michael S. Perman
Secretary
440-203-077-6000
Michael S. Perman
London
X0
11-14-2014
3
82
511959
false
1
0000935111
028-05804
Ashmore Equities Investment Management (US) LLC
2
0001267435
028-14265
ASHMORE INVESTMENTS UK LTD
3
0001267311
028-14274
ASHMORE INVESTMENT MANAGEMENT LTD
INFORMATION TABLE
2
form13fInfoTable.xml
21VIANET GROUP INC
SPONSORED ADR
90138A103
5620
312229
SH
DFND
1,2
48139
0
264090
21VIANET GROUP INC
SPONSORED ADR
90138A103
13017
723142
SH
DFND
2,3
723142
0
0
AMBEV SA
SPONSORED ADR
02319V103
1496
228386
SH
DFND
2,3
228386
0
0
AVIANCA HLDGS SA
SPON ADR REP PFD
05367G100
15986
1165129
SH
DFND
1,2
330213
0
834916
AVIANCA HLDGS SA
SPON ADR REP PFD
05367G100
15097
1100348
SH
DFND
2,3
907988
0
192360
AVIS BUDGET GROUP
COM
053774105
91
1650
SH
DFND
1,2
0
0
1650
BAIDU INC
SPON ADR REP A
056752108
75652
346660
SH
DFND
1,2
170279
0
176381
BAIDU INC
SPON ADR REP A
056752108
17747
81324
SH
DFND
2,3
12133
0
69191
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
178
12500
SH
DFND
2,3
12500
0
0
BANCO MACRO SA
SPON ADR B
05961W105
711
17960
SH
DFND
2,3
17960
0
0
BBVA BANCO FRANCES S A
SPONSORED ADR
07329M100
346
26799
SH
DFND
2,3
26799
0
0
BRASKEM S A
SP ADR PFD A
105532105
24395
1852315
SH
DFND
1,2
1044991
0
807324
BRASKEM S A
SP ADR PFD A
105532105
1642
124641
SH
DFND
2,3
124641
0
0
BRF SA
SPONSORED ADR
10552T107
314
13200
SH
DFND
1,2
13200
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
10018
768217
SH
DFND
1,2
546278
0
221939
CEMEX SAB DE CV
SPON ADR NEW
151290889
13611
1043775
SH
DFND
2,3
738915
0
304860
CHEETAH MOBILE INC
ADR
163075104
13
733
SH
DFND
2,3
733
0
0
CHINA LIFE INS CO LTD
SPON ADR REP H
16939P106
730
17508
SH
DFND
1,2
17508
0
0
CHINA LIFE INS CO LTD
SPON ADR REP H
16939P106
1685
40400
SH
DFND
2,3
40400
0
0
CHINA LODGING GROUP LTD
SPONSORED ADR
16949N109
258
10000
SH
DFND
1,2
10000
0
0
COMPANIA CERVECERIAS UNIDAS
SPONSORED ADR
204429104
137
6229
SH
DFND
1,2
6229
0
0
COCA-COLA FEMSA S A B DE C V
SPND ADR REP L
191241108
786
7800
SH
DFND
1,2
4300
0
3500
CPFL ENERGIA S A
SPONSORED ADR
126153105
265
17041
SH
DFND
1,2
17041
0
0
DR REDDYS LABS LTD
ADR
256135203
10667
202983
SH
DFND
1,2
61711
0
141272
DR REDDYS LABS LTD
ADR
256135203
87
1649
SH
DFND
2,3
1649
0
0
ECOPETROL S A
SPONSORED ADS
279158109
572
18301
SH
DFND
1,2
18301
0
0
EMBRAER S A
SP ADR REP 4 COM
29082A107
647
16487
SH
DFND
1,2
13361
0
3126
EMPRESAS ICA S A DE CV
SPONS ADR NEW
292448206
3868
558928
SH
DFND
1,2
93269
0
465659
EMPRESAS ICA S A DE CV
SPONS ADR NEW
292448206
9755
1409613
SH
DFND
2,3
1043979
0
365634
GAFISA S A
SPONS ADR
362607301
245
102703
SH
DFND
1,2
102703
0
0
GILEAD SCIENCES INC
COM
375558103
532
5000
SH
DFND
1,2
0
0
5000
GRAN TIERRA ENERGY INC
COM
38500T101
116
21000
SH
DFND
2,3
21000
0
0
GRUPO FIN SANTANDER-ADR B
ADR
40053C105
405
29900
SH
DFND
1,2
0
0
29900
GRUPO FINANCIERO GALICIA SA
SP ADR 10 SH B
399909100
566
39843
SH
DFND
2,3
39843
0
0
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
1200
35410
SH
DFND
1,2
21811
0
13599
ICICI BK LTD
ADR
45104G104
2937
59812
SH
DFND
1,2
59812
0
0
ICICI BK LTD
ADR
45104G104
24924
507622
SH
DFND
2,3
447461
0
60161
IKANG HEALTHCARE GROUP INC
SPONSORED ADR
45174L108
3282
168677
SH
DFND
1,2
24960
0
143717
IKANG HEALTHCARE GROUP INC
SPONSORED ADR
45174L108
7917
406822
SH
DFND
2,3
406822
0
0
INFOSYS LTD
SPONSORED ADR
456788108
2643
43699
SH
DFND
1,2
43699
0
0
INFOSYS LTD
SPONSORED ADR
456788108
6316
104419
SH
DFND
2,3
68054
0
36365
IRSA INVERSIONES Y REP S A
GLOBL DEP RCPT
450047204
2250
163511
SH
DFND
1,2
35661
0
127850
IRSA INVERSIONES Y REP S A
GLOBL DEP RCPT
450047204
7537
547736
SH
DFND
2,3
547736
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
2520
65820
SH
DFND
1,2
65820
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
0
1
SH
DFND
1,2
1
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
416
10000
SH
DFND
1,2
0
0
10000
ISHARES TR
MSCI INDONIA ETF
46429B309
2821
103649
SH
DFND
1,2
103649
0
0
ISHARES
MSCI STH KOR ETF
464286772
1921
31749
SH
DFND
1,2
31749
0
0
ISHARES
MSCI THI CAP ETF
464286624
1174
14000
SH
DFND
1,2
14000
0
0
ISHARES
MSCI TURKEY ETF
464286715
726
14800
SH
DFND
1,2
14800
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
141
10127
SH
DFND
2,3
10127
0
0
KOREA ELECTRIC PWR
SPONSORED ADR
500631106
6608
294472
SH
DFND
1,2
197856
0
96616
KOREA ELECTRIC PWR
SPONSORED ADR
500631106
1874
83491
SH
DFND
2,3
15959
0
67532
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
1147
51264
SH
DFND
1,2
51264
0
0
MARKET VECTORS ETF TR
VIETNAM ETF
57060U761
1251
57121
SH
DFND
2,3
57121
0
0
NATIONAL BK GREECE S A
SPN ADR REP 1 SH
633643705
184
61257
SH
DFND
1,2
61257
0
0
NOAH HLDGS LTD
SPONSORED ADS
65487X102
3383
252100
SH
DFND
1,2
38200
0
213900
NOAH HLDGS LTD
SPONSORED ADS
65487X102
8020
597600
SH
DFND
2,3
597600
0
0
OUTERWALL INC
COM
690070107
264
4700
SH
DFND
1,2
0
0
4700
PERFECT WORLD CO LTD
SPON ADR REP B
71372U104
384
19479
SH
DFND
1,2
19479
0
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
18419
1236998
SH
DFND
2,3
1236998
0
0
PHOENIX NEW MEDIA LTD
SPONSORED ADS
71910C103
15100
1614996
SH
DFND
1,2
455708
0
1159288
PHOENIX NEW MEDIA LTD
SPONSORED ADS
71910C103
10958
1171969
SH
DFND
2,3
942043
0
229926
POSCO
SPONSORED ADR
693483109
1259
16584
SH
DFND
1,2
16584
0
0
SILICONWARE PRECISION INDS L
SPONSD ADR SPL
827084864
1563
229240
SH
DFND
1,2
229240
0
0
SOHU COM INC
COM
83408W103
12182
242519
SH
DFND
1,2
105163
0
137356
SOHU COM INC
COM
83408W103
2311
46000
SH
DFND
2,3
1000
0
45000
SOUFUN HLDGS LTD
ADR
836034108
8431
847377
SH
DFND
1,2
223644
0
623733
SOUFUN HLDGS LTD
ADR
836034108
17583
1767174
SH
DFND
2,3
1511593
0
255581
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
29346
1454215
SH
DFND
2,3
1454215
0
0
TARENA INTL INC
ADR
876108101
1946
150538
SH
DFND
1,2
23459
0
127079
TARENA INTL INC
ADR
876108101
4668
361000
SH
DFND
2,3
361000
0
0
TERNIUM SA
SPON ADR
880890108
21966
913336
SH
DFND
1,2
355575
0
557761
TERNIUM SA
SPON ADR
880890108
3114
129475
SH
DFND
2,3
21867
0
107608
TRINA SOLAR LIMITED
SPON ADR
89628E104
1529
126700
SH
DFND
1,2
126700
0
0
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
11102
5578917
SH
DFND
1,2
1582666
0
3996251
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
3109
1562446
SH
DFND
2,3
200054
0
1362392
VALE S A
ADR REPSTG PFD
91912E204
10140
1044294
SH
DFND
2,3
1044294
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
437
11000
SH
DFND
1,2
0
0
11000
VERISK ANALYTICS INC
CL A
92345Y106
329
5400
SH
DFND
1,2
0
0
5400
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
11599
313579
SH
DFND
1,2
132203
0
181376
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
5777
156165
SH
DFND
2,3
57684
0
98481