0001140361-14-021347.txt : 20140515
0001140361-14-021347.hdr.sgml : 20140515
20140515131448
ACCESSION NUMBER: 0001140361-14-021347
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140515
EFFECTIVENESS DATE: 20140515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ashmore Group plc
CENTRAL INDEX KEY: 0001512135
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14260
FILM NUMBER: 14845549
BUSINESS ADDRESS:
STREET 1: 61, ALDWYCH
CITY: LONDON
STATE: X0
ZIP: WC2B 4AE
BUSINESS PHONE: 203-077-6190
MAIL ADDRESS:
STREET 1: 61, ALDWYCH
CITY: LONDON
STATE: X0
ZIP: WC2B 4AE
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001512135
XXXXXXXX
03-31-2014
03-31-2014
Ashmore Group plc
61, ALDWYCH
LONDON
X0
WC2B 4AE
13F HOLDINGS REPORT
028-14260
N
Michael S. Perman
Secretary
44-0-203-077-6000
Michael S. Perman
London
X0
05-15-2014
3
87
4589032
true
1
0000935111
028-05804
Ashmore Equities Investment Management (US) LLC
2
0001267435
028-14265
ASHMORE INVESTMENTS UK LTD
3
0001267311
028-14274
ASHMORE INVESTMENT MANAGEMENT LTD
INFORMATION TABLE
2
form13fInfoTable.xml
21VIANET GROUP INC
SPONSORED ADR
90138A103
14564
507471
SH
DFND
1,2
214800
0
292671
21VIANET GROUP INC
SPONSORED ADR
90138A103
14338
499585
SH
DFND
2,3
499585
0
0
ABERDEEN INDONESIA FD INC
COM
00305P106
107
11375
SH
DFND
2,3
11375
0
0
AVIANCA HLDGS SA
SPON ADR REP PFD
05367G100
2809
164735
SH
DFND
1,2
24386
0
140349
AVIANCA HLDGS SA
SPON ADR REP PFD
05367G100
6859
402301
SH
DFND
2,3
402301
0
0
BAIDU INC
SPON ADR REP A
056752108
174497
316042
SH
DFND
1,2
117002
0
199040
BAIDU INC
SPON ADR REP A
056752108
821
5389
SH
DFND
2,3
5389
0
0
BANCO MACRO SA
SPON ADR B
05961W105
218
7738
SH
DFND
2,3
7738
0
0
BANCOLOMBIA S A
SPON ADR PREF
05968L102
306
5420
SH
DFND
2,3
5420
0
0
BBVA BANCO FRANCES S A
SPONSORED ADR
07329M100
75
8926
SH
DFND
2,3
8926
0
0
BRASKEM S A
SP ADR PFD A
105532105
24733
1583436
SH
DFND
1,2
666650
0
916786
BRASKEM S A
SP ADR PFD A
105532105
718
45956
SH
DFND
2,3
45956
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
22000
1741909
SH
DFND
1,2
1062931
0
678978
CEMEX SAB DE CV
SPON ADR NEW
151290889
19048
1508125
SH
DFND
2,3
1508125
0
0
CENTRAL EUR RUSS & TURK FD I
COM
153436100
135
5150
SH
DFND
2,3
5150
0
0
CHANGYOU COM LTD
ADS REP CL A
15911M107
1364
46200
SH
DFND
1,2
5000
0
41200
CHANGYOU COM LTD
ADS REP CL A
15911M107
2940
99600
SH
DFND
2,3
99600
0
0
CHINA FD INC
COM
169373107
277
13900
SH
DFND
2,3
13900
0
0
CHINA LODGING GROUP LTD
SPONSORED ADR
16949N109
3139
127747
SH
DFND
1,2
18919
0
108828
CHINA LODGING GROUP LTD
SPONSORED ADR
16949N109
7192
292732
SH
DFND
2,3
292732
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
10926
239660
SH
DFND
2,3
239660
0
0
CHINA PETE & CHEM CORP
SPON ADR H SHS
16941R108
299534
151107
SH
DFND
1,2
64885
0
86222
CHINA PETE & CHEM CORP
SPON ADR H SHS
16941R108
8318
92937
SH
DFND
2,3
92937
0
0
COMPANIA CERVECERIAS UNIDAS
SPONSORED ADR
204429104
139
6229
SH
DFND
1,2
6229
0
0
COCA COLA FEMSA S A B DE C V
SPON ADR REP L
191241108
823
7800
SH
DFND
1,2
4300
0
3500
EMBRAER S A
SP ADR REP 4 COM
29082A107
585
16487
SH
DFND
1,2
13361
0
3126
EMPRESAS ICA S A DE CV
SPONS ADR NEW
292448206
286
43425
SH
DFND
1,2
20547
0
22878
GERDAU S A
SPON ADR REP PFD
373737105
1623
253200
SH
DFND
1,2
120300
0
132900
GOL LINHAS AEREAS INTLG S A
SP ADR REP PFD
38045R107
261120
4650046
SH
DFND
1,2
1538828
0
3111218
GOL LINHAS AEREAS INTLG S A
SP ADR REP PFD
38045R107
5738
1180715
SH
DFND
2,3
1180715
0
0
GRUPO FINANCIERO SANTANDER M
SPON ADR SHS B
40053C105
367
29900
SH
DFND
1,2
0
0
29900
GRUPO FINANCIERO GALICIA S A
SP ADR 10 SH B
399909100
937
76144
SH
DFND
1,2
17346
0
58798
GRUPO FINANCIERO GALICIA S A
SP ADR 10 SH B
399909100
5057
410792
SH
DFND
2,3
410792
0
0
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
1179
35410
SH
DFND
1,2
21811
0
13599
HOME INNS & HOTELS MGMT INC
SPON ADR
43713W107
68725
12500
SH
DFND
1,2
12500
0
0
ICICI BK LTD
ADR
45104G104
2672
61006
SH
DFND
1,2
61006
0
0
ICICI BK LTD
ADR
45104G104
32097
732808
SH
DFND
2,3
732808
0
0
INDIA FD INC
COM
454089103
872
37840
SH
DFND
2,3
37840
0
0
INFOSYS LTD
SPONSORED ADR
456788108
13611
251215
SH
DFND
1,2
74561
0
176654
INFOSYS LTD
SPONSORED ADR
456788108
21761
401642
SH
DFND
2,3
401642
0
0
CHINA LG-CAP ETF
ISHARES
464287184
248625
40810
SH
DFND
1,2
40810
0
0
MSCI BRZ CAP ETF
ISHARES
464286400
756
16776
SH
DFND
2,3
16776
0
0
CHINA SM-CAP ETF
ISHARES TR
46429B200
329796
41879
SH
DFND
1,2
41879
0
0
MSCI EMG MKT ETF
ISHARES
464287234
7
1
SH
DFND
1,2
1
0
0
MSCI INDONIA ETF
ISHARES TR
46429B309
52724
11203
SH
DFND
1,2
11203
0
0
MSCI MALAYSI ETF
ISHARES
464286830
85764
32185
SH
DFND
1,2
32185
0
0
MSCI STH KOR ETF
ISHARES
464286772
930867
88880
SH
DFND
1,2
88880
0
0
MSCI TAIWAN ETF
ISHARES
464286731
172444
70380
SH
DFND
1,2
70380
0
0
MSCI THI CAP ETF
ISHARES
464286624
74990
6058
SH
DFND
1,2
6058
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
123306
2229517
SH
DFND
1,2
844773
0
1384744
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
987
66452
SH
DFND
2,3
66452
0
0
KOREA FD
COM NEW
500634209
9
226
SH
DFND
2,3
226
0
0
MARKET VECTORS ETF TR
GULF STS ETF
57060U779
87144
16499
SH
DFND
1,2
16499
0
0
MARKET VECTORS ETF TR
INDIA SMALL CP
57061R551
478292
78137
SH
DFND
1,2
78137
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
150736
36902
SH
DFND
1,2
36902
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
981
40892
SH
DFND
2,3
40892
0
0
MARKET VECTORS ETF TR
VIETNAM ETF
57060U761
735
33878
SH
DFND
2,3
33878
0
0
MORGAN STANLEY CHINA A SH FD
COM
617468103
303
14063
SH
DFND
2,3
14063
0
0
MORGAN STANLEY EASTN EUR FD
COM
616988101
52
2910
SH
DFND
2,3
2910
0
0
MORGAN STANLEY INDIA INVS FD
COM
61745C105
415
21258
SH
DFND
2,3
21258
0
0
NEW ORIENTAL ED & TECH GRP I
SPON ADR
647581107
79269
15862
SH
DFND
1,2
15862
0
0
NOAH HLDGS LTD
SPONSORED ADS
65487X102
1790
124100
SH
DFND
1,2
11000
0
113100
NOAH HLDGS LTD
SPONSORED ADS
65487X102
4699
325900
SH
DFND
2,3
325900
0
0
PERFECT WORLD CO LTD
SPON ADR REP B
71372U104
80283
22811
SH
DFND
1,2
22811
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
8626
655952
SH
DFND
2,3
655952
0
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
8657
624167
SH
DFND
2,3
624167
0
0
PHOENIX NEW MEDIA LTD
SPONSORED ADS
71910C103
7723
744710
SH
DFND
1,2
13467
0
731243
PHOENIX NEW MEDIA LTD
SPONSORED ADS
71910C103
4454
429489
SH
DFND
2,3
429489
0
0
SOHU COM INC
COM
83408W103
91379
354420
SH
DFND
1,2
123700
0
230720
SOHU COM INC
COM
83408W103
371
5700
SH
DFND
2,3
5700
0
0
SOUFUN HLDGS LTD
ADR
836034108
7265
106189
SH
DFND
1,2
27918
0
78271
SOUFUN HLDGS LTD
ADR
836034108
11072
161823
SH
DFND
2,3
161823
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
190855
173246
SH
DFND
1,2
77219
0
96027
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
41615
2078661
SH
DFND
2,3
2078661
0
0
TEMPLETON DRAGON FD INC
COM
88018T101
452
18465
SH
DFND
2,3
18465
0
0
TEMPLETON RUS AND EAST EUR F
COM
88022F105
125
9531
SH
DFND
2,3
9531
0
0
TERNIUM SA
SPON ADR
880890108
52492
1774562
SH
DFND
1,2
657894
0
1116668
TERNIUM SA
SPON ADR
880890108
1119
37818
SH
DFND
2,3
37818
0
0
THAI FD INC
COM
882904105
260
24048
SH
DFND
2,3
24048
0
0
TRINA SOLAR LIMITED
SPON ADR
89628E104
77177
33700
SH
DFND
1,2
33700
0
0
TURKISH INVT FD INC
COM
900145103
131
12157
SH
DFND
2,3
12157
0
0
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
23984
11530645
SH
DFND
1,2
3893627
0
7637018
UNITED MICROELECTRON-SP ADR
SPON ADR NEW
910873405
372
178986
SH
DFND
2,3
178986
0
0
VALE S A
ADR
91912E105
108358
2896030
SH
DFND
1,2
1013532
0
1882498
VALE S A
ADR
91912E105
1270
91826
SH
DFND
2,3
91826
0
0
VALE S A
ADR REPSTG PFD
91912E204
13745
1103997
SH
DFND
2,3
1103997
0
0
WISDOMTREE TR
MID EAST DIVD
97717X305
43
1889
SH
DFND
2,3
1889
0
0