Secretary

0001140361-13-042478.txt : 20131114 0001140361-13-042478.hdr.sgml : 20131114 20131114112607 ACCESSION NUMBER: 0001140361-13-042478 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ashmore Group plc CENTRAL INDEX KEY: 0001512135 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14260 FILM NUMBER: 131217789 BUSINESS ADDRESS: STREET 1: 61, ALDWYCH CITY: LONDON STATE: X0 ZIP: WC2B 4AE BUSINESS PHONE: 203-077-6190 MAIL ADDRESS: STREET 1: 61, ALDWYCH CITY: LONDON STATE: X0 ZIP: WC2B 4AE 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512135 XXXXXXXX 09-30-2013 09-30-2013 Ashmore Group plc

61, ALDWYCH LONDON X0 WC2B 4AE

13F HOLDINGS REPORT 028-14260 N Michael S. Perman Secretary 44-0-203-077-6000 Michael S. Perman London, England X0 11-14-2013 3 96 778173 false 1 0000935111 028-05804 Ashmore Equities Investment Management (US) LLC 2 0001267435 028-14265 ASHMORE INVESTMENTS UK LTD 3 0001267311 028-14274 ASHMORE INVESTMENT MANAGEMENT LTD INFORMATION TABLE 2 form13fInfoTable.xml ABERDEEN INDONESIA FD INC COM 00305P106 491 49671 SH DFND 2,3 0 0 49671 ABERDEEN LATIN AMER EQTY FD COM 00306K106 1229 38790 SH DFND 2,3 0 0 38790 AUTONAVI HLDGS LTD SPONSORED ADR 05330F106 6147 412260 SH DFND 1,2 263366 0 148894 AUTONAVI HLDGS LTD SPONSORED ADR 05330F106 828 55559 SH DFND 2,3 55559 0 0 BRASKEM S A SP ADR PFD A 105532105 23686 1485001 SH DFND 1,2 562714 0 922287 BRASKEM S A SP ADR PFD A 105532105 506 31718 SH DFND 2,3 22518 0 9200 CEMEX SAB DE CV SPON ADR NEW 151290889 55913 5001197 SH DFND 1,2 2037339 0 2963858 CEMEX SAB DE CV SPON ADR NEW 151290889 20685 1850175 SH DFND 2,3 65090 0 1785085 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 12205 1412643 SH DFND 1,2 365717 0 1046926 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 197 22749 SH DFND 2,3 22749 0 0 CENTRAL EUR RUSS & TURK FD I COM 153436100 526 16224 SH DFND 2,3 0 0 16224 CHINA FD INC COM 169373107 831 38300 SH DFND 2,3 0 0 38300 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 249 6400 SH DFND 1,2 0 0 6400 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 5275 277801 SH DFND 1,2 145227 0 132574 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 1412 74338 SH DFND 2,3 74338 0 0 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 143 5370 SH DFND 1,2 5370 0 0 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 983 7800 SH DFND 1,2 4300 0 3500 DR REDDYS LABS LTD ADR 256135203 1134 30000 SH DFND 1,2 0 0 30000 EMBRAER S A SP ADR REP 4 COM 29082A107 1250 38491 SH DFND 1,2 13361 0 25130 EMPRESAS ICA S A DE CV SPON ADR NEW 292448206 14090 1649838 SH DFND 1,2 528360 0 1121478 EMPRESAS ICA S A DE CV SPON ADR NEW 292448206 2774 324844 SH DFND 2,3 308244 0 16600 GERDAU S A SPON ADR REP PFR 373737105 1889 253200 SH DFND 1,2 120300 0 132900 GLOBAL X FDS FTSE COLOMBIA20 37950E200 119 5844 SH DFND 1,2 0 0 5844 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 20825 4258630 SH DFND 1,2 1623576 0 2635054 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 1666 340768 SH DFND 2,3 319468 0 21300 GRAN TIERRA ENERGY INC COM 38500T101 1380 194000 SH DFND 1,2 172900 0 21100 GRAN TIERRA ENERGY INC COM 38500T101 2487 350813 SH DFND 1,2 0 0 350813 GRAN TIERRA ENERGY INC COM 38500T101 1495 210800 SH DFND 2,3 189900 0 20900 GRUPO FINANCIERO SANTANDER M SPON ADR SHS B 40053C105 413 29900 SH DFND 1,2 0 0 29900 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 990 35410 SH DFND 1,2 21811 0 13599 ICICI BK LTD ADR 45104G104 1488 48825 SH DFND 1,2 48825 0 0 ICICI BK LTD ADR 45104G104 195 6404 SH DFND 2,3 6404 0 0 INDIA FD INC COM 454089103 531 27715 SH DFND 2,3 0 0 27715 INFOSYS LTD SPONSORED ADR 456788108 17402 361723 SH DFND 1,2 114231 0 247492 INFOSYS LTD SPONSORED ADR 456788108 14128 293665 SH DFND 2,3 8822 0 284843 ISHARES CHINA LG-CAP ETF 464287184 1273 34340 SH DFND 1,2 0 0 34340 ISHARES MSCI BRZ CAP ETF 464286400 1514 31595 SH DFND 1,2 0 0 31595 ISHARES MSCI BRZ CAP ETF 464286400 1421 29665 SH DFND 2,3 0 0 29665 ISHARES CHINA ETF 46429B671 1995 43322 SH DFND 1,2 0 0 43322 ISHARES CHINA SM-CAP ETF 46429B200 974 22499 SH DFND 1,2 0 0 22499 ISHARES CHINA SM-CAP ETF 46429B200 299 6900 SH DFND 2,3 0 0 6900 ISHARES EM EAST EURO ETF 464286566 506 19500 SH DFND 1,2 0 0 19500 ISHARES MSCI EMG MKT ETF 464287234 0 1 SH DFND 1,2 0 0 1 ISHARES MSCI INDONIA ETF 46429B309 264 11203 SH DFND 1,2 0 0 11203 ISHARES MSCI MALAYSI ETF 464286830 857 56980 SH DFND 1,2 0 0 56980 ISHARES MSCI PHILIPS ETF 46429B408 157 4770 SH DFND 1,2 0 0 4770 ISHARES MSCI POL CAP ETF 46429B606 255 8903 SH DFND 1,2 0 0 8903 ISHARES MSCI RUSSIA CAP 46429B705 815 37714 SH DFND 1,2 0 0 37714 ISHARES MSCI STH AFR ETF 464286780 242 3823 SH DFND 1,2 0 0 3823 ISHARES MSCI STH KOR ETF 464286772 4344 70630 SH DFND 1,2 0 0 70630 ISHARES MSCI TAIWAN ETF 464286731 2367 170060 SH DFND 1,2 0 0 170060 ISHARES MSCI THI CAP ETF 464286624 452 6058 SH DFND 1,2 0 0 6058 ISHARES MSCI TURKEY ETF 464286715 465 8424 SH DFND 1,2 0 0 8424 ISHARES INDIA 50 ETF 464289529 1186 56428 SH DFND 1,2 0 0 56428 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 31038 2198147 SH DFND 1,2 907735 0 1290412 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 4713 333787 SH DFND 2,3 29733 0 304054 J F CHINA REGION FD INC COM 46614T107 975 66577 SH DFND 2,3 0 0 66577 KOREA EQUITY FD INC COM 50063B104 1203 138254 SH DFND 2,3 0 0 138254 KOREA FD COM NEW 500634209 1363 35071 SH DFND 2,3 0 0 35071 LG DISPLAY CO LTD SPONS ADR REP 50186V102 113 9510 SH DFND 1,2 0 0 9510 LIGHTINTHEBOX HLDG CO LTD SPONSORED ADR 53225G102 2432 205210 SH DFND 1,2 161410 0 43800 LIGHTINTHEBOX HLDG CO LTD SPONSORED ADR 53225G102 108 9100 SH DFND 2,3 9100 0 0 MARKET VECTORS ETF TR GULF STS ETF 57060U779 415 16499 SH DFND 1,2 0 0 16499 MARKET VECTORS ETF TR GULF STS ETF 57060U779 376 14950 SH DFND 2,3 0 0 14950 MARKET VECTORS ETF TR INDIA SMALL CP 57061R551 225 8960 SH DFND 1,2 0 0 8960 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 1040 36902 SH DFND 1,2 0 0 36902 MEXICO EQUITY & INCOME FD COM 592834105 1307 85329 SH DFND 2,3 0 0 85329 MORGAN STANLEY CHINA A SH FD COM 617468103 409 18500 SH DFND 2,3 0 0 18500 MORGAN STANLEY EASTN EUR FD COM 616988101 698 37381 SH DFND 2,3 0 0 37381 MORGAN STANLEY INDIA INVS FD COM 61745C105 451 29932 SH DFND 2,3 0 0 29932 NOAH HLDGS LTD SPONSORED ADS 65487X102 6735 395000 SH DFND 1,2 264400 0 130600 NOAH HLDGS LTD SPONSORED ADS 65487X102 1456 85400 SH DFND 2,3 85400 0 0 PETROBRAS ARGENTINA S A SPONS ADR 71646J109 549 97426 SH DFND 1,2 0 0 97426 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 108376 6996533 SH DFND 1,2 2465101 0 4531432 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 11001 710178 SH DFND 2,3 86066 0 624112 SOHU COM INC COM 83408W103 33496 424920 SH DFND 1,2 152000 0 272920 SOHU COM INC COM 83408W103 465 5900 SH DFND 2,3 5900 0 0 SOUFUN HLDGS LTD ADR 836034108 33564 649962 SH DFND 1,2 416465 0 233497 SOUFUN HLDGS LTD ADR 836034108 5239 101452 SH DFND 2,3 101452 0 0 TAIWAN FD INC COM 874036106 533 29743 SH DFND 2,3 0 0 29743 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2073 122223 SH DFND 1,2 0 0 122223 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 84423 4977772 SH DFND 2,3 26504 0 4951268 TEMPLETON DRAGON FD INC COM 88018T101 757 29086 SH DFND 2,3 0 0 29086 TEMPLETON RUS AND EAST EUR F COM 88022F105 321 21911 SH DFND 2,3 0 0 21911 TERNIUM SA SPON ADR 880890108 32581 1356398 SH DFND 1,2 501707 0 854691 TERNIUM SA SPON ADR 880890108 553 23007 SH DFND 2,3 21007 0 2000 THAI FD INC COM 882904105 751 37812 SH DFND 2,3 0 0 37812 TURKISH INVT FD INC COM 900145103 179 11907 SH DFND 2,3 0 0 11907 VALE S A ADR 91912E105 100442 6434473 SH DFND 1,2 2496055 0 3938418 VALE S A ADR 91912E105 1579 101145 SH DFND 2,3 76395 0 24750 VALE S A ADR REPSTG PFD 91912E204 2038 143422 SH DFND 1,2 143422 0 0 VALE S A ADR REPSTG PFD 91912E204 57100 4018281 SH DFND 2,3 0 0 4018281 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 9772 172034 SH DFND 1,2 102700 0 69334 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 920 16200 SH DFND 2,3 16200 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 916 89315 SH DFND 1,2 0 0 89315 WISDOMTREE TR MID EAST DIVD 97717X305 539 29950 SH DFND 2,3 0 0 29950