0001140361-13-032280.txt : 20130814
0001140361-13-032280.hdr.sgml : 20130814
20130814100046
ACCESSION NUMBER: 0001140361-13-032280
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130814
DATE AS OF CHANGE: 20130814
EFFECTIVENESS DATE: 20130814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ashmore Group plc
CENTRAL INDEX KEY: 0001512135
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14260
FILM NUMBER: 131035421
BUSINESS ADDRESS:
STREET 1: 61, ALDWYCH
CITY: LONDON
STATE: X0
ZIP: WC2B 4AE
BUSINESS PHONE: 203-077-6190
MAIL ADDRESS:
STREET 1: 61, ALDWYCH
CITY: LONDON
STATE: X0
ZIP: WC2B 4AE
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001512135
XXXXXXXX
06-30-2013
06-30-2013
Ashmore Group plc
61, ALDWYCH
LONDON
X0
WC2B 4AE
13F HOLDINGS REPORT
028-14260
N
Michael S. Perman
Secretary
44(0) 203-077-6000
Michael S. Perman
London, England
X0
08-14-2013
3
97
681297
false
1
0000935111
028-05804
Ashmore Equities Investment Management (US) LLC
2
0001267435
028-14265
ASHMORE INVESTMENTS UK LTD
3
0001267311
028-14274
ASHMORE INVESTMENT MANAGEMENT LTD
INFORMATION TABLE
2
form13fInfoTable.xml
ABERDEEN INDONESIA FUND INC
COM
00305P106
715
60527
SH
DFND
2,3
0
0
60527
ABERDEEN LATIN AMERICAN EQTY
COM
00306K106
1217
38790
SH
DFND
2,3
0
0
38790
BRASKEM SA
SP ADR PFD A
105532105
19059
1280866
SH
DFND
1,2
452360
0
828506
BRASKEM SA
SP ADR PFD A
105532105
194
13043
SH
DFND
2,3
13043
0
0
CEMEX SAB
SPON ADR NEW
151290889
40700
3846902
SH
DFND
1,2
1392768
0
2454134
CEMEX SAB
SPON ADR NEW
151290889
38755
3663032
SH
DFND
2,3
45642
0
3617390
COMPANHIA ENERGETICA DE MINA
SP ADR N-V PFD
204409601
23714
2643738
SH
DFND
1,2
1046467
0
1597271
COMPANHIA ENERGETICA DE MINA
SP ADR N-V PFD
204409601
4548
507077
SH
DFND
2,3
26764
0
480313
CENTRAL EUROPE & RUSSIA FUND
COM
153436100
548
18368
SH
DFND
2,3
0
0
18368
CHINA FUND INC
COM
169373107
806
40332
SH
DFND
2,3
0
0
40332
CHINA LODGING GROUP
SPONSORED ADR
16949N109
2948
184240
SH
DFND
1,2
145227
0
39013
CHINA LODGING GROUP
SPONSORED ADR
16949N109
983
61444
SH
DFND
2,3
61444
0
0
CIA CERVECERIAS UNIDAS
SPONSORED ADR
204429104
154
5370
SH
DFND
1,2
5370
0
0
COCA-COLA FEMSA SAB
SPON ADR REP L
191241108
1094
7800
SH
DFND
1,2
4300
0
3500
CTRIP.COM INTERNATIONAL
AMERICAN DEP SHS
22943F100
13621
417434
SH
DFND
1,2
205112
0
212322
CTRIP.COM INTERNATIONAL
AMERICAN DEP SHS
22943F100
42
1276
SH
DFND
2,3
1276
0
0
DOCTOR REDDY'S LAB
ADR
256135203
6910
182708
SH
DFND
1,2
182708
0
0
EMBRAER SA
SP ADR REP 4 COM
29082A107
6806
184507
SH
DFND
1,2
106695
0
77812
EMPRESAS ICA S.A.
SPONS ADR NEW
292448206
5684
754851
SH
DFND
1,2
255360
0
499491
EMPRESAS ICA S.A.
SPONS ADR NEW
292448206
1236
164167
SH
DFND
2,3
164167
0
0
FOMENTO ECONOMICO MEX
SPON ADR UNITS
344419106
282
2730
SH
DFND
1,2
2730
0
0
GERDAU SA
SPON ADR REP PFD
373737105
1446
253200
SH
DFND
1,2
120300
0
132900
GLOBAL X FDS
FTSE COLOMBIA20
37950E200
72
3933
SH
DFND
1,2
0
0
3933
GRAN TIERRA ENERGY INC
COM
38500T101
1174
192400
SH
DFND
1,2
172900
0
19500
GRAN TIERRA ENERGY INC
COM
38500T101
1304
217013
SH
DFND
1,2
0
0
217013
GRAN TIERRA ENERGY INC
COM
38500T101
1514
251900
SH
DFND
2,3
251900
0
0
GRUPO FIN SANTANDER
SPON ADR SHS B
40053C105
425
29900
SH
DFND
1,2
0
0
29900
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
880
35410
SH
DFND
1,2
21811
0
13599
ICICI BANK LTD
ADR
45104G104
3890
101705
SH
DFND
1,2
101705
0
0
ICICI BANK LTD
ADR
45104G104
379
9915
SH
DFND
2,3
9915
0
0
INDIA FUND INC
COM
454089103
695
36237
SH
DFND
2,3
0
0
36237
INFOSYS LTD
SPONSORED ADR
456788108
15247
370162
SH
DFND
1,2
142670
0
227492
INFOSYS LTD
SPONSORED ADR
456788108
3089
74995
SH
DFND
2,3
8691
0
66304
ISHARES TR
MSCI BRAZ SMCP
464289131
126
5944
SH
DFND
1,2
0
0
5944
ISHARES TR
MSCI BRAZ SMCP
464289131
438
20634
SH
DFND
2,3
0
0
20634
ISHARES TR
FTSE CHINA25 IDX
464287184
766
23540
SH
DFND
1,2
0
0
23540
ISHARES INC
MSCI BRAZIL CAPP
464286400
445
10145
SH
DFND
1,2
0
0
10145
ISHARES INC
MSCI CHILE CAPP
464286640
251
4659
SH
DFND
1,2
0
0
4659
ISHARES TR
MSCI CHINA IDX
46429B671
1065
26063
SH
DFND
1,2
0
0
26063
ISHARES TR
MSCI CHIN SMCP
46429B200
613
15340
SH
DFND
1,2
0
0
15340
ISHARES TR
MSCI EMERG MKT
464287234
4177
108501
SH
DFND
1,2
108500
0
1
ISHARES TR
INDONE INVS MRKT
46429B309
235
7539
SH
DFND
1,2
0
0
7539
ISHARES INC
MSCI MALAYSIA
464286830
740
47611
SH
DFND
1,2
0
0
47611
ISHARES TR
PHILL INVSTMRK
46429B408
112
3210
SH
DFND
1,2
0
0
3210
ISHARES TR
MSCI POLAND CAP
46429B606
146
5991
SH
DFND
1,2
0
0
5991
ISHARE STR
MSCI RUSS INDX
46429B705
454
23623
SH
DFND
1,2
0
0
23623
ISHARES INC
MSCI STH AFRCA
464286780
150
2573
SH
DFND
1,2
0
0
2573
ISHARES INC
MSCI STH KOR CAP
464286772
2452
46097
SH
DFND
1,2
0
0
46097
ISHARES INC
MSCI TAIWAN
464286731
1413
106211
SH
DFND
1,2
0
0
106211
ISHARES INC
MSCI THAI CAPPED
464286624
462
5894
SH
DFND
1,2
0
0
5894
ISHARES INC
MSCI TURKEY FD
464286715
386
6497
SH
DFND
1,2
0
0
6497
ISHARES TR
INDIA 50 ETF
464289529
718
32191
SH
DFND
1,2
0
0
32191
ITAU UNIBANCO HLDNG SA
SPON ADR REP PFD
465562106
46580
3605284
SH
DFND
1,2
1293504
0
2311780
ITAU UNIBANCO HLDNG SA
SPON ADR REP PFD
465562106
13426
1039129
SH
DFND
2,3
38314
0
1000815
JF CHINA REGION FUND INC
COM
46614T107
924
70110
SH
DFND
2,3
0
0
70110
KOREA EQUITY FUND
SPONSORED ADR
50063B104
1139
145592
SH
DFND
2,3
0
0
145592
KOREA FUND
COM NEW
500634209
1273
36932
SH
DFND
2,3
0
0
36932
LG DISPLAY CO LTD
SPONS ADR REP
50186V102
76
6400
SH
DFND
1,2
0
0
6400
LIGHT IN THE BOX HOLDING CO
SPONSORED ADR
53225G102
5014
372480
SH
DFND
1,2
290480
0
82000
LIGHT IN THE BOX HOLDING CO
SPONSORED ADR
53225G102
1273
94600
SH
DFND
2,3
94600
0
0
MARKET VECTORS ETF TR
BRAZL SMCP ETF
57060U613
41
1282
SH
DFND
1,2
0
0
1282
MARKET VECTORS ETF TR
GULF STS ETF
57060U779
286
11725
SH
DFND
1,2
0
0
11725
MARKET VECTORS ETF TR
GULF STS ETF
57060U779
365
14950
SH
DFND
2,3
0
0
14950
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
517
20540
SH
DFND
1,2
0
0
20540
MECHEL OAO
SPON ADR PFD
583840509
5
6104
SH
DFND
2,3
6104
0
0
MEXICO EQUITY AND INCOME FD
COM
592834105
1313
85329
SH
DFND
2,3
0
0
85329
MEXICO FUND INC
COM
592835102
89
2889
SH
DFND
2,3
0
0
2889
MORGAN STANLEY EASTN EUR FD
COM
616988101
637
39365
SH
DFND
2,3
0
0
39365
MORGAN STANLEY INDIA INVEST
COM
61745C105
529
34335
SH
DFND
2,3
0
0
34335
NOAH HOLDINGS LTD
SPONSORED ADR
65487X102
3016
340000
SH
DFND
1,2
264400
0
75600
NOAH HOLDINGS LTD
SPONSORED ADR
65487X102
757
85400
SH
DFND
2,3
85400
0
0
PETROBRAS ARGENTINA
SPONS ADR
71646J109
353
97426
SH
DFND
1,2
0
0
97426
PETROBRAS ARGENTINA
SPONS ADR
71646J109
67
18511
SH
DFND
2,3
18511
0
0
PETROLEO BRASILEIRO S.A. PETRO
SPONSORED ADR
71654V408
105619
7876116
SH
DFND
1,2
2763983
0
5112133
PETROLEO BRASILEIRO S.A. PETRO
SPONSORED ADR
71654V408
32485
2422454
SH
DFND
2,3
131120
0
2291334
SOHU.COM INC
COM
83408W103
24027
389920
SH
DFND
1,2
152000
0
237920
SOHU.COM INC
COM
83408W103
364
5900
SH
DFND
2,3
5900
0
0
SOUFUN HOLDINGS LTD
ADR
836034108
14626
589268
SH
DFND
1,2
416465
0
172803
SOUFUN HOLDINGS LTD
ADR
836034108
2906
117075
SH
DFND
2,3
117075
0
0
SPREADTRUM COMMUNICATIONS
ADR
849415203
23949
912347
SH
DFND
1,2
614051
0
298296
SPREADTRUM COMMUNICATIONS
ADR
849415203
3231
123074
SH
DFND
2,3
123074
0
0
TAIWAN FUND INC
COM
874036106
509
31321
SH
DFND
2,3
0
0
31321
TAIWAN SEMICONDUCTOR
SPONSORED ADR
874039100
5584
304780
SH
DFND
1,2
0
0
304780
TAIWAN SEMICONDUCTOR
SPONSORED ADR
874039100
76724
4188013
SH
DFND
2,3
63741
0
4124272
TEMPLETON DRAGON FUND INC
COM
88018T101
769
30630
SH
DFND
2,3
0
0
30630
TEMPLETON RUSSIA & EAST EURO
COM
88022F105
316
23074
SH
DFND
2,3
0
0
23074
TERNIUM SA
SPON ADR
880890108
28703
1268346
SH
DFND
1,2
493726
0
774620
TERNIUM SA
SPON ADR
880890108
475
21007
SH
DFND
2,3
21007
0
0
THAI FUND INC
COM
882904105
1009
46725
SH
DFND
2,3
0
0
46725
TURKISH INVESTMENT FUND
COM
900145103
201
12627
SH
DFND
2,3
0
0
12627
VALE SA
ADR
91912E105
32195
2448282
SH
DFND
1,2
900151
0
1548131
VALE SA
ADR
91912E105
541
41129
SH
DFND
2,3
41129
0
0
VALE SA
ADR REPSTG PFD
91912E204
1377
113212
SH
DFND
1,2
113212
0
0
VALE SA
ADR REPSTG PFD
91912E204
31406
2582744
SH
DFND
2,3
0
0
2582744
VIMPELCOM LTD
SPONSORED ADR
92719A106
137
13578
SH
DFND
2,3
13578
0
0
WISDOMTREE MIDDLE EAST DVD
MID EAST DIVD
97717X305
517
29950
SH
DFND
2,3
0
0
29950
WUXI PHARMATECH CAYMAN
SPONS ADR SHS
929352102
669
31838
SH
DFND
1,2
31838
0
0