0000904454-13-000560.txt : 20130515 0000904454-13-000560.hdr.sgml : 20130515 20130515132239 ACCESSION NUMBER: 0000904454-13-000560 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ashmore Group plc CENTRAL INDEX KEY: 0001512135 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14260 FILM NUMBER: 13845399 BUSINESS ADDRESS: STREET 1: 61, ALDWYCH CITY: LONDON STATE: X0 ZIP: WC2B 4AE BUSINESS PHONE: 203-077-6190 MAIL ADDRESS: STREET 1: 61, ALDWYCH CITY: LONDON STATE: X0 ZIP: WC2B 4AE 13F-HR 1 f13hr_051413-ashmoregrp.txt FORM 13F-HR FOR ASHMORE GROUP PLC - FOR QUARTER ENDED 03-31-13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 -------------- Check here if Amendment [ ]; Amendment Number: ----------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ashmore Group plc ------------------------------- Address: 61 Aldwych ------------------------------- London WC2B 4AE, United Kingdom ------------------------------- Form 13F File Number: 28-14260 ---------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael S. Perman --------------------- Title: Secretary --------------------- Phone: 44(0) 203-077-6000 --------------------- Signature, Place, and Date of Signing: /s/ Michael S. Perman London, England May 15, 2013 --------------------- --------------- ------------ Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-5804 Ashmore EMM, L.L.C. -------- -------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 100 Form 13F Information Table Value Total: $819,508 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-5804 Ashmore EMM, L.L.C. -------- ------------------------------------- 2 28-14265 Ashmore Investments (UK) Ltd -------- ------------------------------------- 3 28-14274 Ashmore Investment Management Limited -------- ------------------------------------- ASHMORE GROUP PLC FORM 13F INFORMATION TABLE AS OF MARCH 31, 2013 TOTAL VALUE VOTING AUTHORITY (USD) X No. of SH/ PUT/ INVSTMT/ OTHER --------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP ($1000) SHARES PRN CALL DISCRETN MGRS SOLE SHARED NONE -------------- -------------- --------- ------- --------- ---- ---- -------- ---- --------- ------ --------- 3SBIO INC SPONSORED ADR 88575Y105 242 16,261 sh defined 2,3 16,261 0 0 ABERDEEN INDONESIA FUND INC COM 00305P106 359 28,546 sh defined 2,3 0 0 28,546 ABERDEEN LATIN AMERICAN EQTY COM 00306K106 789 21,290 sh defined 2,3 0 0 21,290 BAIDU INC - SPON ADR REP A 056752108 18,414 202,887 sh defined 1,2 174,759 0 28,128 BAIDU INC SPON ADR REP A 056752108 8,296 91,409 sh defined 2,3 3,882 0 87,527 BANCO DE CHILE SPONSORED ADR 059520106 318 3,196 sh defined 1,2 3,196 0 0 BRASKEM SA SP ADR PFD A 105532105 23,693 1,574,286 sh defined 1,2 745,780 0 828,506 BRASKEM SA SP ADR PFD A 105532105 174 11,557 sh defined 2,3 11,557 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 53,884 5,017,178 sh defined 1,2 2,391,774 0 2,625,404 CEMEX SAB DE CV SPON ADR NEW 151290889 6,009 559,540 sh defined 2,3 65,366 0 494,174 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 12,081 1,015,218 sh defined 1,2 428,102 0 587,116 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 201 16,891 sh defined 2,3 16,891 0 0 CENTRAL EUROPE & RUSSIA FUND COM 153436100 277 8,123 sh defined 2,3 0 0 8,123 CHINA FUND INC COM 169373107 329 15,332 sh defined 2,3 0 0 15,332 CHINA LODGING GROUP SPONSORED ADR 16949N109 1,961 106,524 sh defined 1,2 106,524 0 0 CHINA LODGING GROUP SPONSORED ADR 16949N109 211 11,444 sh defined 2,3 11,444 0 0 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 176 5,370 sh defined 1,2 5,370 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 853 33,305 sh defined 1,2 0 0 33,305 COCA-COLA FEMSA SAB SPON ADR REP L 191241108 1,315 7,800 sh defined 1,2 4,300 0 3,500 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 26,047 1,350,268 sh defined 1,2 690,068 0 660,200 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 2,793 144,784 sh defined 2,3 144,784 0 0 DESARROLLADORA HOMEX SPONSORED ADR 25030W100 29,802 2,504,362 sh defined 1,2 1,407,542 0 1,096,820 DESARROLLADORA HOMEX SPONSORED ADR 25030W100 4,491 377,416 sh defined 2,3 220,028 0 157,388 DOCTOR REDDY'S LAB LTD ADR 256135203 4,264 130,801 sh defined 1,2 130,801 0 0 EMBRAER SA SP ADR REP 4 COM 29082A107 26,380 777,255 sh defined 1,2 334,376 0 442,879 EMBRAER SA SP ADR REP 4 COM 29082A107 280 8,243 sh defined 2,3 8,243 0 0 EMPRESAS ICA S.A. SPONS ADR NEW 292448206 1,928 167,391 sh defined 1,2 167,391 0 0 FOMENTO ECONOMICO MEX SPON ADR UNITS 344419106 506 4,530 sh defined 1,2 4,530 0 0 GERDAU SA SON ADR REP PFD 373737105 2,107 253,200 sh defined 1,2 120,300 0 132,900 GLOBAL X FDS FTSE COLOMBIA20 37950E200 1,096 3,933 sh defined 1,2 0 0 3,933 GRUPO FIN SANTANDER SPON ADR SHS B 40053C105 446 29,900 sh defined 1,2 0 0 29,900 GRUPO FIN SANTANDER SPON ADR SHS B 40053C105 2,763 185,163 sh defined 2,3 0 0 185,163 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 1,138 42,410 sh defined 1,2 21,811 0 20,599 ICICI BANK LTD ADR 45104G104 31,859 759,984 sh defined 1,2 437,486 0 322,498 ICICI BANK LTD ADR 45104G104 5,557 132,556 sh defined 2,3 11,092 0 121,464 INDIA FUND INC COM 454089103 108 5,092 sh defined 2,3 0 0 5,092 INFOSYS LTD SPONSORED ADR 456788108 17,086 316,809 sh defined 1,2 137,567 0 179,242 INFOSYS LTD SPONSORED ADR 456788108 5,477 101,557 sh defined 2,3 5,734 0 95,823 ISHARES TR MSCI BRAZ SMCP 464289131 2,416 6,589 sh defined 1,2 0 0 6,589 ISHARES TR MSCI BRAZ SMCP 464289131 592 20,634 sh defined 2,3 0 0 20,634 ISHARES TR FTSE CHINA25 IDX 464287184 9,128 18,340 sh defined 1,2 0 0 18,340 ISHARES TR MSCI PERU CAP 464289842 999 1,740 sh defined 1,2 0 0 1,740 ISHARES INC MSCI CHILE CAPP 464286640 586 694 sh defined 1,2 0 0 694 ISHARES TR MSCI CHINA IDX 46429B671 15,772 26,063 sh defined 1,2 0 0 26,063 ISHARES TR MSCI CHIN SMCP 46429B200 4,684 8,350 sh defined 1,2 0 0 8,350 ISHARES TR MSCI EMERG MKT 464287234 14,729 340,900 sh defined 1,2 340,900 0 0 ISHARES TR INDONE INVS MRKT 46429B309 4,126 9,466 sh defined 1,2 0 0 9,466 ISHARES INC MSCI MALAYSIA 464286830 5,026 26,906 sh defined 1,2 0 0 26,906 ISHARES TR PHILL INVSTMRK 46429B408 2,885 5,645 sh defined 1,2 0 0 5,645 ISHARES TR MSCI POLAND CAP 46429B606 2,242 6,516 sh defined 1,2 0 0 6,516 ISHARES TR MSCI RUSS INDX 46429B705 3,351 11,523 sh defined 1,2 0 0 11,523 ISHARES INC MSCI STH AFRCA 464286780 3,682 4,468 sh defined 1,2 0 0 4,468 ISHARES INC MSCI STH KOR CAP 464286772 24,485 31,062 sh defined 1,2 0 0 31,062 ISHARES INC MSCI TAIWAN 464286731 9,233 53,446 sh defined 1,2 0 0 53,446 ISHARES INC MSCI THAI CAPPED 464286624 5,160 4,494 sh defined 1,2 0 0 4,494 ISHARES INC MSCI TURKEY FD 464286715 3,686 4,377 sh defined 1,2 0 0 4,377 ISHARES TR S&P INDIA 50 464289529 5,578 18,271 sh defined 1,2 0 0 18,271 ITAU UNIBANCO HLDNG SPON ADR REP PFD 465562106 86,996 4,718,843 sh defined 1,2 2,112,151 0 2,606,692 ITAU UNIBANCO HLDNG SPON ADR REP PFD 465562106 10,975 621,483 sh defined 2,3 44,722 0 576,761 JF CHINA REGION FUND INC COM 46614T107 683 47,402 sh defined 2,3 0 0 47,402 KOREA EQUITY FUND COM 50063B104 685 74,992 sh defined 2,3 0 0 74,992 KOREA FUND INC COM NEW 500634209 537 13,132 sh defined 2,3 0 0 13,132 LG DISPLAY CO LTD SPONS ADR REP 50186V102 728 4,100 sh defined 1,2 0 0 4,100 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 5,679 10,382 sh defined 1,2 0 0 10,382 MARKET VECTORS ETF TR EGYPT INDX ETF 57060U548 645 4,200 sh defined 1,2 0 0 4,200 MARKET VECTORS ETF TR INDIA SMALL CP 57060U563 3,253 27,167 sh defined 1,2 0 0 27,167 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 6,927 18,790 sh defined 1,2 0 0 18,790 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 1,298 45,000 sh defined 2,3 45,000 0 0 MECHEL OAO SPON ADR PFD 583840509 526 317,000 sh defined 2,3 317,000 0 0 MECHEL OAO SPONSORED ADR 583840103 42 7,700 sh defined 2,3 7,700 0 0 MEXICO EQUITY AND INCOME FD COM 592834105 346 22,629 sh defined 2,3 0 0 22,629 MEXICO FUND INC COM 592835102 224 6,989 sh defined 2,3 0 0 6,989 MORGAN STANLEY EAST EUROPE COM 616988101 248 14,465 sh defined 2,3 0 0 14,465 MORGAN STANLEY INDIA INVEST COM 61745C105 291 16,235 sh defined 2,3 0 0 16,235 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 10,547 693,900 sh defined 1,2 109,200 0 584,700 PETROLEO BRASILEIRO S.A. SPONSORED ADR 71654V408 801 54,588 sh defined 1,2 54,588 0 0 SOUFUN HOLDINGS LTD ADR 836034108 9,682 733,032 sh defined 1,2 706,568 0 26,464 SOUFUN HOLDINGS LTD ADR 836034108 3,829 142,600 sh defined 2,3 142,600 0 0 SPREADTRUM COMMUNICATI ADR 849415203 13,933 795,720 sh defined 1,2 614,051 0 181,669 SPREADTRUM COMMUNICATI ADR 849415203 2,155 123,074 sh defined 2,3 123,074 0 0 TAIWAN FUND INC COM 874036106 517 31,321 sh defined 2,3 0 0 31,321 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 3,968 17,015 sh defined 1,2 0 0 17,015 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 56,133 3,075,761 sh defined 2,3 60,380 0 3,015,381 TATA MOTORS LTD SPONSORED ADR 876568502 5,045 185,876 sh defined 2,3 0 0 185,876 TELEFONICA BRASIL SPONSORED ADR 87936R106 527 20,000 sh defined 1,2 20,000 0 0 TEMPLETON DRAGON FUND INC COM 88018T101 383 13,330 sh defined 2,3 0 0 13,330 TEMPLETON RUSSIA & EAST EURO COM 88022F105 104 6,874 sh defined 2,3 0 0 6,874 TERNIUM SA SPON ADR 880890108 31,262 1,513,849 sh defined 1,2 763,229 0 750,620 TERNIUM SA SPON ADR 880890108 397 19,725 sh defined 2,3 19,725 0 0 THAI FUND INC COM 882904105 421 18,525 sh defined 2,3 0 0 18,525 TURKISH INVESTMENT FUND COM 900145103 56 3,327 sh defined 2,3 0 0 3,327 UNITED MICROELECTRONIC CORP SPON ADR NEW 910873405 6,692 3,617,117 sh defined 2,3 0 0 3,617,117 VALE SA ADR 91912E105 90,944 4,644,154 sh defined 1,2 2,360,476 0 2,283,678 VALE SA ADR 91912E105 1,146 60,353 sh defined 2,3 60,353 0 0 VALE SA ADR REPSTG PFD 91912E204 19,172 1,043,658 sh defined 2,3 0 0 1,043,658 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3,045 70,000 sh defined 1,2 70,000 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 12,722 1,065,514 sh defined 1,2 507,574 0 557,940 VIMPELCOM LTD SPONSORED ADR 92719A106 653 54,674 sh defined 2,3 54,674 0 0 WUXI PHARMATECH CAYMAN INC SPON ADR SHS 929352102 996 60,979 sh defined 1,2 31,838 0 29,141 WUXI PHARMATECH CAYMAN INC SPON ADR SHS 929352102 2,223 136,060 sh defined 2,3 136,060 0 0