0000904454-12-000629.txt : 20121114 0000904454-12-000629.hdr.sgml : 20121114 20121114165437 ACCESSION NUMBER: 0000904454-12-000629 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ashmore Group plc CENTRAL INDEX KEY: 0001512135 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14260 FILM NUMBER: 121205572 BUSINESS ADDRESS: STREET 1: 61, ALDWYCH CITY: LONDON STATE: X0 ZIP: WC2B 4AE BUSINESS PHONE: 203-077-6190 MAIL ADDRESS: STREET 1: 61, ALDWYCH CITY: LONDON STATE: X0 ZIP: WC2B 4AE 13F-HR 1 f13hr_111412-ashmoregrp.txt FORM 13F-HR FOR ASHMORE GROUP PLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 ------------------ Check here if Amendment [ ]; Amendment Number: ---------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ashmore Group plc ---------------------------------- Address: 61 Aldwych ---------------------------------- London WC2B 4AE, United Kingdom ---------------------------------- Form 13F File Number: 28-14260 ----------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael S. Perman ---------------------------------- Title: Secretary ---------------------------------- Phone: 44(0) 203-077-6000 ---------------------------------- Signature, Place, and Date of Signing: /s/ Michael S. Perman London, England November 14, 2012 --------------------- --------------- ----------------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-5804 Ashmore EMM, L.L.C. ---------- ------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 97 Form 13F Information Table Value Total: 1,021,177 ------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-5804 Ashmore EMM, L.L.C. ----- ----------- ------------------------------------- 2 28-14265 Ashmore Investments (UK) Ltd ----- ----------- ------------------------------------- 3 28-14274 Ashmore Investment Management Limited ----- ----------- ------------------------------------- ASHMORE GROUP PLC FORM 13F INFORMATION TABLE AS OF SEPTEMBER 30, 2012 VOTING AUTHORITY ------------------------- SH/ PUT/ VALUE X SHARES/ PRN INVSTMT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP ($1000) PRN AMT CALL DISCRETN MGRS SOLE SHARED NONE -------------- -------------- --------- ------- --------- ---- -------- ---- ------- ------ ------ 3SBIO INC SPONSORED ADR 88575Y105 379 33,900 sh defined 2,3 33,900 0 0 ABERDEEN INDONESIA FUND INC COM 00305P106 895 69,457 sh defined 2,3 0 0 69,457 ABERDEEN LATIN AMERICAN EQTY COM 00306K106 1,312 39,998 sh defined 2,3 0 0 39,998 AMERICA MOVIL SPON ADR L SHS 02364W105 55,459 2,167,200 sh defined 2,3 0 0 2,167,200 BAIDU INC SPON ADR REP A 056752108 40,803 366,139 sh defined 1,2 151,269 0 214,870 BAIDU INC SPON ADR REP A 056752108 6,998 62,800 sh defined 2,3 3,800 0 59,000 BANCO BRADESCO SP ADR PFD NEW 059460303 289 17,600 sh defined 1,2 17,600 0 0 BANCO DE CHILE SPONSORED ADR 059520106 300 3,566 sh defined 1,2 3,566 0 0 BANCO SANTANDER BRASIL ADS REP 1 UNIT 05967A107 105 13,800 sh defined 1,2 13,800 0 0 BRASKEM SA SP ADR PFD NEW 105532105 26,491 2,107,489 sh defined 1,2 1,166,639 0 940,850 BRASKEM SA SP ADR PFD NEW 105532105 320 25,421 sh defined 2,3 25,421 0 0 CEMEX SAB SPON ADR NEW 151290889 30,742 4,115,433 sh defined 1,2 1,688,900 0 2,426,533 CEMEX SAB SPON ADR NEW 151290889 48,195 6,451,800 sh defined 2,3 126,400 0 6,325,400 CENTRAIS ELETRICAS BR SPONSORED ADR 15234Q207 32 4,903 sh defined 1,2 4,903 0 0 CHINA FUND INC COM 169373107 767 35,990 sh defined 2,3 0 0 35,990 CHINA PETROLEUM & CHEM SPON ADR H SHS 16941R108 85 900 sh defined 1,2 900 0 0 CIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 794 12,204 sh defined 1,2 4,320 0 7,884 CIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 9 144 sh defined 2,3 144 0 0 CIA DE MINAS BUENAVENTUR SPONSORED ADR 204448104 6,057 174,747 sh defined 1,2 60,743 0 114,004 CIA DE MINAS BUENAVENTUR SPONSORED ADR 204448104 9 268 sh defined 2,3 268 0 0 CIA SANEAMENTO BASICO DE SPONSORED ADR 20441A102 121 1,423 sh defined 1,2 1,423 0 0 CNOOC LTD SPONSORED ADR 126132109 3,830 20,220 sh defined 1,2 20,220 0 0 COCA-COLA FEMSA SAB SPON ADR REP L 191241108 1,379 11,300 sh defined 1,2 4,800 0 6,500 CTRIP.COM INTERNATIONAL AMERICAN DEP SHS 22943F100 20,079 1,244,800 sh defined 1,2 582,300 0 662,500 CTRIP.COM INTERNATIONAL AMERICAN DEP SHS 22943F100 242 15,000 sh defined 2,3 15,000 0 0 DESARROLLADORA HOMEX SPONSORED ADR 25030W100 33,914 3,022,672 sh defined 1,2 1,507,897 0 1,514,775 DESARROLLADORA HOMEX SPONSORED ADR 25030W100 10,393 926,248 sh defined 2,3 137,550 0 788,698 DOCTOR REDDY'S LAB ADR 256135203 8,985 299,102 sh defined 1,2 299,102 0 0 ECOPETROL SA SPONSORED ADR 279158109 185 3,200 sh defined 1,2 3,200 0 0 EMBRAER SA SP ADR REP 4 COM 29082A107 43,557 1,616,201 sh defined 1,2 745,726 0 870,475 EMBRAER SA SP ADR REP 4 COM 29082A107 475 17,625 sh defined 2,3 17,625 0 0 EMPRESAS ICA S.A. SPONS ADR NEW 292448206 3,998 560,700 sh defined 1,2 560,700 0 0 ENERSIS S.A. SPONSORED ADR 29274F104 746 45,300 sh defined 1,2 10,000 0 35,300 FOCUS MEDIA HOLDING SPONSORED ADR 34415V109 10,749 446,927 sh defined 1,2 340,254 0 106,673 FOCUS MEDIA HOLDING SPONSORED ADR 34415V109 977 40,632 sh defined 2,3 40,632 0 0 FOMENTO ECONOMICO MEX SPON ADR UNITS 344419106 19,769 233,955 sh defined 1,2 121,155 0 112,800 FOMENTO ECONOMICO MEX SPON ADR UNITS 344419106 46 550 sh defined 2,3 550 0 0 GERDAU SA SPONSORED ADR 373737105 3,770 422,200 sh defined 1,2 120,300 0 301,900 GERDAU SA SPONSORED ADR 373737105 7,070 791,723 sh defined 2,3 0 0 791,723 GREATER CHINA FUND COM 39167B102 449 42,255 sh defined 2,3 0 0 42,255 GRUPO FINANCIERO GALICIA SP ADR 10 SH B 399909100 125 25,600 sh defined 1,2 0 0 25,600 HARMONY GOLD MNG SPONSORED ADR 413216300 9,987 1,169,400 sh defined 1,2 589,000 0 580,400 HARMONY GOLD MNG SPONSORED ADR 413216300 140 16,400 sh defined 2,3 16,400 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 3,422 101,900 sh defined 1,2 101,900 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 279 8,300 sh defined 2,3 8,300 0 0 HUANENG POWER INTL SPON ADR H SHS 443304100 64 2,300 sh defined 1,2 2,300 0 0 ICICI BANK LTD ADR 45104G104 35,551 1,092,864 sh defined 1,2 700,964 0 391,900 ICICI BANK LTD ADR 45104G104 3,876 119,149 sh defined 2,3 12,600 0 106,549 INDIA FUND INC COM 454089103 283 13,302 sh defined 2,3 0 0 13,302 INFOSYS LTD SPONSORED ADR 456788108 15,119 355,500 sh defined 1,2 147,600 0 207,900 INFOSYS LTD SPONSORED ADR 456788108 8,247 193,900 sh defined 2,3 7,000 0 186,900 ISHARES TR MSCI BRAZ SMCP 464289131 1,257 49,544 sh defined 2,3 0 0 49,544 ISHARES INC MSCI S KOREA 464286772 230 4,084 sh defined 2,3 0 0 4,084 ITAU UNIBANCO HLDNG SPON ADR REP PFD 465562106 63,158 3,994,841 sh defined 1,2 2,044,732 0 1,950,109 ITAU UNIBANCO HLDNG SPON ADR REP PFD 465562106 674 42,605 sh defined 2,3 42,605 0 0 JF CHINA REGION FUND INC COM 46614T107 507 42,603 sh defined 2,3 0 0 42,603 KOREA EQUITY FUND COM 50063B104 1,416 153,534 sh defined 2,3 0 0 153,534 KOREA FUND INC COM NEW 500634209 1,223 33,034 sh defined 2,3 0 0 33,034 LATIN AMERICAN DISCOVERY FD COM 51828C106 269 18,838 sh defined 2,3 0 0 18,838 MARKET VECTORS ETF TR BRAZIL SMCP ETF 57060U613 1,024 26,123 sh defined 2,3 0 0 26,123 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 293 10,832 sh defined 2,3 0 0 10,832 MEXICO EQUITY AND INCOME FD COM 592834105 573 47,176 sh defined 2,3 0 0 47,176 MEXICO FUND INC COM 592835102 204 8,247 sh defined 2,3 0 0 8,247 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 41,163 1,175,418 sh defined 1,2 550,877 0 624,541 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 483 13,800 sh defined 2,3 13,800 0 0 MOBILE TELESYSTEMS-SP ADR SPONSORED ADR 607409109 14,820 805,000 sh defined 2,3 0 0 805,000 MORGAN STANLEY CHINA A SHARE COM 617468103 1,229 68,749 sh defined 2,3 0 0 68,749 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 7,205 753,613 sh defined 1,2 753,613 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 21,079 1,516,500 sh defined 1,2 808,300 0 708,200 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 309 22,200 sh defined 2,3 22,200 0 0 PETROLEO BRASILEIRO S.A. SPONSORED ADR 71654V408 104,859 4,960,213 sh defined 1,2 2,425,011 0 2,535,202 PETROLEO BRASILEIRO S.A. SPONSORED ADR 71654V408 41,831 1,978,759 sh defined 2,3 50,037 0 1,928,722 PETROLEO BRASILEIRO SP ADR NON VTG 71654V101 348 16,900 sh defined 1,2 16,900 0 0 PHILIPPINE LONG DIST SPONSORED ADR 718252604 45 700 sh defined 1,2 700 0 0 SASOL LTD SPONSORED ADR 803866300 282 6,500 sh defined 1,2 6,500 0 0 SOUFUN HOLDINGS LTD ADR 836034108 9,690 712,500 sh defined 1,2 712,500 0 0 SOUFUN HOLDINGS LTD ADR 836034108 1,296 95,300 sh defined 2,3 95,300 0 0 APDR INDEX SHS FDS S&P BRIC 40 ETF 78463X756 761 18,025 sh defined 2,3 0 0 18,025 STERLITE INDUSTRIES INDI ADS 859737207 11,096 1,571,655 sh defined 1,2 438,100 0 1,133,555 STERLITE INDUSTRIES INDI ADS 859737207 229 32,400 sh defined 2,3 32,400 0 0 TAIWAN FUND INC COM 874036106 777 49,864 sh defined 2,3 0 0 49,864 TAIWAN SEMICONDUCTOR SPONSORED ADR 874039100 4,133 281,151 sh defined 1,2 281,151 0 0 TAIWAN SEMICONDUCTOR SPONSORED ADR 874039100 36,841 2,506,198 sh defined 2,3 54,384 0 2,451,814 TATA MOTORS LTD SPONSORED ADR 876568502 26 1,212 sh defined 1,2 1,212 0 0 TATA MOTORS LTD SPONSORED ADR 876568502 7,756 367,236 sh defined 2,3 0 0 367,236 TEMPLETON DRAGON FUND INC COM 88018T101 1,322 51,894 sh defined 2,3 0 0 51,894 TEMPLETON RUSSIA & EAST EURO COM 88022F105 234 16,072 sh defined 2,3 0 0 16,072 TERNIUM SA SPON ADR 880890108 35,280 1,860,774 sh defined 1,2 872,050 0 988,724 TERNIUM SA SPON ADR 880890108 335 17,659 sh defined 2,3 17,659 0 0 TURKISH INVESTMENT FUND COM 900145103 108 7,393 sh defined 2,3 0 0 7,393 UNITED MICROELECTRON SPON ADR NEW 910873405 17,935 8,834,761 sh defined 2,3 0 0 8,834,761 VALE SA ADR 91912E105 79,792 4,874,295 sh defined 1,2 2,169,195 0 2,705,100 VALE SA ADR 91912E105 21,828 1,333,400 sh defined 2,3 35,600 0 1,297,800 VALE SA ADR REPSTG PFD 91912E204 902 55,953 sh defined 1,2 55,953 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 17,644 1,659,847 sh defined 1,2 859,017 0 800,830 VIMPELCOM LTD SPONSORED ADR 92719A106 785 73,872 sh defined 2,3 73,872 0 0 WOORI FINANCE HOLDINGS-ADR ADR 981063100 60 2,100 sh defined 1,2 2,100 0 0