0000904454-12-000288.txt : 20120530 0000904454-12-000288.hdr.sgml : 20120530 20120530135114 ACCESSION NUMBER: 0000904454-12-000288 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120530 DATE AS OF CHANGE: 20120530 EFFECTIVENESS DATE: 20120530 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ashmore Group plc CENTRAL INDEX KEY: 0001512135 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14260 FILM NUMBER: 12876893 BUSINESS ADDRESS: STREET 1: 61, ALDWYCH CITY: LONDON STATE: X0 ZIP: WC2B 4AE BUSINESS PHONE: 203-077-6190 MAIL ADDRESS: STREET 1: 61, ALDWYCH CITY: LONDON STATE: X0 ZIP: WC2B 4AE 13F-HR/A 1 f13hra_052912-ashmoregrp.txt AMENDMENT 1 TO FORM 13F-HR/A FOR ASHMORE GROUP PLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 -------------- Check here if Amendment [x]; Amendment Number: 1 ----- This Amendment (Check only one.): [x] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ashmore Group plc ------------------------------- Address: 61 Aldwych ------------------------------- London WC2B 4AE, United Kingdom ------------------------------- Form 13F File Number: 28-14260 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael S. Perman ------------------ Title: Secretary ------------------ Phone: 44(0) 203-077-6000 ------------------ Signature, Place, and Date of Signing: /s/ Michael S. Perman London, England May 30, 2012 --------------------- --------------- ------------ Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-5804 Ashmore EMM, L.L.C. ------- ------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 101 Form 13F Information Table Value Total: $ 285,505 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-5804 Ashmore EMM, L.L.C. -------- ------------------------------------- 2 28-14265 Ashmore Investments (UK) Ltd -------- ------------------------------------- 3 28-14274 Ashmore Investment Management Limited -------- ------------------------------------- ASHMORE GROUP PLC FORM 13F/A1 INFORMATION TABLE AS OF MARCH 31, 2012 VOTING AUTHORITY --------------------- VALUE SHARES/ SH/ PUT/ INVSTMT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP X($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- ------- --- ---- -------- -------- ---- ------ ---- 3SBIO INC Sponsored ADR 88575Y105 238 16,100 SH Defined 2,3 16,100 0 0 3SBIO INC Sponsored ADR 88575Y105 263 17,800 SH Defined 1 0 0 17,800 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 3,764 151,600 SH Defined 2,3 151,600 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 41,690 1,679,000 SH Defined 2,3 1,679,000 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1,569 63,200 SH Defined 2,3 63,200 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 176 7,100 SH Defined 1 0 0 7,100 BAIDU INC SPON ADR REP A 056752108 452 3,100 SH Defined 1 0 0 3,100 BAIDU INC SPON ADR REP A 056752108 117 800 SH Defined 1 0 0 800 BRASKEM SA SP ADR PFD A 105532105 190 11,900 SH Defined 1 0 0 11,900 BRASKEM SA SP ADR PFD A 105532105 75 4,700 SH Defined 1 0 0 4,700 CHINA FUND INC COM 169373107 660 28,314 SH Defined 2,3 28,314 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CLA 20440T201 1,293 27,160 SH Defined 2,3 27,160 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CLA 20440T201 15,647 328,571 SH Defined 2,3 328,571 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CLA 20440T201 674 14,146 SH Defined 2,3 14,146 0 0 CIA PARANAENSE ENER SPON ADR PFD 20441B407 489 20,800 SH Defined 2,3 20,800 0 0 CIA PARANAENSE ENER SPON ADR PFD 20441B407 5,102 217,000 SH Defined 2,3 217,000 0 0 CIA PARANAENSE ENER SPON ADR PFD 20441B407 226 9,600 SH Defined 2,3 9,600 0 0 DESARROLLADORA HOMEX S A DE Sponsored ADR 25030W100 2,101 111,986 SH Defined 2,3 111,986 0 0 DESARROLLADORA HOMEX S A DE Sponsored ADR 25030W100 6,018 320,803 SH Defined 2,3 320,803 0 0 DESARROLLADORA HOMEX S A DE Sponsored ADR 25030W100 276 14,735 SH Defined 1 0 0 14,735 DESARROLLADORA HOMEX S A DE Sponsored ADR 25030W100 1,402 74,713 SH Defined 2,3 74,713 0 0 DESARROLLADORA HOMEX S A DE Sponsored ADR 25030W100 75 4,000 SH Defined 1 0 0 4,000 DESARROLLADORA HOMEX S A DE Sponsored ADR 25030W100 226 12,031 SH Defined 1 0 0 12,031 FOMENTO ECONOMICO MEXICANO SPON ADR UNITS 344419106 58 700 SH Defined 1 0 0 700 GRUPO AEROPORTUARIO CTR NORT SPON ADR 400501102 34 1,000 SH Defined 1 0 0 1,000 GRUPO AEROPORTUARIO CTR NORT SPON ADR 400501102 134 2,400 SH Defined 2,3 2,400 0 0 HARMONY GOLD MNG LTD Sponsored ADR 413216300 119 10,900 SH Defined 1 0 0 10,900 HARMONY GOLD MNG LTD Sponsored ADR 413216300 25 2,300 SH Defined 1 0 0 2,300 HDFC BANK LTD ADR REPS 3 SHS 40415F101 235 6,900 SH Defined 1 0 0 6,900 HDFC BANK LTD ADR REPS 3 SHS 40415F101 55 1,600 SH Defined 1 0 0 1,600 ICICI BANK LTD ADR 45104G104 342 9,800 SH Defined 1 0 0 9,800 ICICI BANK LTD ADR 45104G104 80 2,300 SH Defined 1 0 0 2,300 INFOSYS LTD Sponsored ADR 456788108 912 16,000 SH Defined 2,3 16,000 0 0 INFOSYS LTD Sponsored ADR 456788108 10,665 187,000 SH Defined 2,3 187,000 0 0 INFOSYS LTD Sponsored ADR 456788108 399 7,000 SH Defined 2,3 7,000 0 0 INFOSYS LTD Sponsored ADR 456788108 291 5,100 SH Defined 1 0 0 5,100 INFOSYS LTD Sponsored ADR 456788108 63 1,100 SH Defined 1 0 0 1,100 ISHARES INC MSCI BRAZIL 464286400 475 7,351 SH Defined 2,3 7,351 0 0 ITAU UNIBANCO HLDNG SA SPON ADR REP PFD 465562106 344 17,940 SH Defined 2,3 17,940 0 0 ITAU UNIBANCO HLDNG SA SPON ADR REP PFD 465562106 961 50,103 SH Defined 1 0 0 50,103 ITAU UNIBANCO HLDNG SA SPON ADR REP PFD 465562106 222 11,584 SH Defined 1 0 0 11,584 ITAU UNIBANCO HLDNG SA SPON ADR REP PFD 465562106 113 5,899 SH Defined 1 0 0 5,899 MARKET VECTORS ETF TR BRAZIL SMCP ETF 57060U613 855 19,460 SH Defined 2,3 19,460 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 235 7,626 SH Defined 2,3 7,626 0 0 MECHEL OAO Sponsored ADR 583840103 290 32,300 SH Defined 2,3 32,300 0 0 MECHEL OAO Sponsored ADR 583840103 3,815 424,800 SH Defined 2,3 424,800 0 0 MECHEL OAO Sponsored ADR 583840103 146 16,300 SH Defined 2,3 16,300 0 0 MEXICO FUND INC COM 592835102 76 2,991 SH Defined 2,3 2,991 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 429 13,000 SH Defined 1 0 0 13,000 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 102 3,100 SH Defined 1 0 0 3,100 MOBILE TELESYSTEMS OJSC Sponsored ADR 607409109 1,315 71,700 SH Defined 2,3 71,700 0 0 MOBILE TELESYSTEMS OJSC Sponsored ADR 607409109 15,094 823,002 SH Defined 2,3 823,002 0 0 MOBILE TELESYSTEMS OJSC Sponsored ADR 607409109 569 31,000 SH Defined 2,3 31,000 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 354 12,900 SH Defined 1 0 0 12,900 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 85 3,100 SH Defined 1 0 0 3,100 PETROLEO BRASILEIRO S.A. PETRO Sponsored ADR 71654V408 1,676 63,120 SH Defined 1 0 0 63,120 PETROLEO BRASILEIRO S.A. PETRO Sponsored ADR 71654V408 389 14,661 SH Defined 1 0 0 14,661 STERLITE INDUSTRIES INDI LTD ADS 859737207 217 25,400 SH Defined 1 0 0 25,400 STERLITE INDUSTRIES INDI LTD ADS 859737207 51 6,000 SH Defined 1 0 0 6,000 TAIWAN SEMICONDUCTOR MFG LTD Sponsored ADR 874039100 8,005 523,891 SH Defined 2,3 523,891 0 0 TAIWAN SEMICONDUCTOR MFG LTD Sponsored ADR 874039100 91,081 5,960,769 SH Defined 2,3 5,960,769 0 0 TAIWAN SEMICONDUCTOR MFG LTD Sponsored ADR 874039100 3,430 224,468 SH Defined 2,3 224,468 0 0 TAIWAN SEMICONDUCTOR MFG LTD Sponsored ADR 874039100 808 52,855 SH Defined 1 0 0 52,855 TATA MOTORS LTD SPONSORED ADR 876568502 499 18,500 SH Defined 2,3 18,500 0 0 TATA MOTORS LTD SPONSORED ADR 876568502 5,502 204,000 SH Defined 2,3 204,000 0 0 TATA MOTORS LTD SPONSORED ADR 876568502 202 7,500 SH Defined 2,3 7,500 0 0 TELEFONICA BRASIL Sponsored ADR 87936R106 2,380 77,700 SH Defined 2,3 77,700 0 0 TELEFONICA BRASIL Sponsored ADR 87936R106 20,904 682,477 SH Defined 2,3 682,477 0 0 TELEFONICA BRASIL Sponsored ADR 87936R106 897 29,300 SH Defined 2,3 29,300 0 0 TERNIUM SA SPON ADR 880890108 300 12,651 SH Defined 1 0 0 12,651 TERNIUM SA SPON ADR 880890108 67 2,828 SH Defined 1 0 0 2,828 VALE SA ADR 91912E105 2,305 98,800 SH Defined 2,3 98,800 0 0 VALE SA ADR 91912E105 9,509 407,600 SH Defined 2,3 407,600 0 0 VALE SA ADR 91912E105 679 29,100 SH Defined 2,3 29,100 0 0 VALE SA ADR 91912E105 971 41,600 SH Defined 1 0 0 41,600 VALE SA ADR 91912E105 187 8,000 SH Defined 1 0 0 8,000 VIMPELCOM LTD SPONSORED ADR 92719A106 297 26,600 SH Defined 2,3 26,600 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 175 15,651 SH Defined 1 0 0 15,651 VIMPELCOM LTD SPONSORED ADR 92719A106 36 3,254 SH Defined 1 0 0 3,254 ABERDEEN LATIN AMERICAN EQTY COM 00306K106 1,512 42,566 SH Defined 2,3 42,566 0 0 COMPANIA CERVECERIAS UNIDAS Sponsored ADR 204429104 47 600 SH Defined 1 0 0 600 GREATER CHINA FUND COM 39167B102 174 15,121 SH Defined 2,3 15,121 0 0 ISHARES TF PHILL INVSTMRK 46429B408 427 14,860 SH Defined 2,3 14,860 0 0 JF CHINA REGION FUND INC COM 46614T107 328 25,795 SH Defined 2,3 25,795 0 0 KOREA EQUITY FUND COM 50063B104 1,757 180,437 SH Defined 2,3 180,437 0 0 KOREA FUND COM NEW 500634209 814 20,072 SH Defined 2,3 20,072 0 0 LATIN AMERICAN DISCOVERY FD COM 51828C106 289 17,700 SH Defined 2,3 17,700 0 0 MALAYSIA FUND INC BASKET EQ 560905101 298 29,037 SH Defined 2,3 29,037 0 0 MECHEL OAO SPON ADR PFD 583840509 66 18,500 SH Defined 2,3 18,500 0 0 MECHEL OAO SPON ADR PFD 583840509 921 258,000 SH Defined 2,3 258,000 0 0 MECHEL OAO SPON ADR PFD 583840509 34 9,500 SH Defined 2,3 9,500 0 0 MECHEL OAO SPON ADR PFD 583840509 333 93,400 SH Defined 2,3 93,400 0 0 MEXICO EQUITY AND INCOME FD COM 592834105 241 21,172 SH Defined 2,3 21,172 0 0 MORGAN STANLEY CHINA A SHARE COM 617468103 785 40,057 SH Defined 2,3 40,057 0 0 SOUFUN HOLDINGS LTD ADR 836034108 1,514 80,000 SH Defined 2,3 80,000 0 0 SOUFUN HOLDINGS LTD ADR 836034108 227 12,000 SH Defined 1 0 0 12,000 TAIWAN FUND INC COM 874036106 1,112 66,081 SH Defined 2,3 66,081 0 0 TEMPLETON DRAGON FUND INC COM 88018T101 1,590 56,084 SH Defined 2,3 56,084 0 0 TEMPLETON RUSSIA & EAST EURO COM 88022F105 168 10,244 SH Defined 2,3 10,244 0 0 THAI FUND INC COM 882904105 623 39,071 SH Defined 2,3 39,071 0 0 TURKISH INVESTMENT FUND COM 900145103 67 4,890 SH Defined 2,3 4,890 0 0