0000904454-12-000099.txt : 20120214 0000904454-12-000099.hdr.sgml : 20120214 20120214112158 ACCESSION NUMBER: 0000904454-12-000099 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ashmore Group plc CENTRAL INDEX KEY: 0001512135 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14260 FILM NUMBER: 12604512 BUSINESS ADDRESS: STREET 1: 61, ALDWYCH CITY: LONDON STATE: X0 ZIP: WC2B 4AE BUSINESS PHONE: 203-077-6190 MAIL ADDRESS: STREET 1: 61, ALDWYCH CITY: LONDON STATE: X0 ZIP: WC2B 4AE 13F-HR 1 f13hr_021412-ashmoregrp.txt FORM 13F-HR FOR ASHMORE GROUP PLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 ----------------- Check here if Amendment [ ]; Amendment Number: ------------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ashmore Group plc ------------------------------- Address: 61 Aldwych ------------------------------- London WC2B 4AE, United Kingdom ------------------------------- Form 13F File Number: 28-14260 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael S. Perman ----------------- Title: Secretary ----------------- Phone: 212-661-0061 ----------------- Signature, Place, and Date of Signing: February 14, 2012 ------------------- --------------------- ----------------- Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ X ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-5804 Ashmore EMM, L.L.C. ------- ------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 86 Form 13F Information Table Value Total: $ 178,940 --------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-5804 Ashmore EMM, L.L.C. -------- ------------------------------------- 2 28-14265 Ashmore Investments (UK) Ltd -------- ------------------------------------- 3 28-14274 Ashmore Investment Management Limited -------- ------------------------------------- ASHMORE GROUP PLC FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2011 VOTING AUTHORITY ----------------------- VALUE X SHARES/ SH/ PUT/ INVSTMT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP ($1000) PRN AMT PRN CALL DISCRETN MGRS SOLE SHARED NONE -------------- -------------- ----------- -------- --------- --- ---- -------- ----- --------- ------ ------ 3SBIO INC ADR 88575Y105 111 10,900 SH Defined 2, 3 10,900 0 0 3SBIO INC ADR 88575Y105 182 17,800 SH Defined 1 0 0 17,800 ABERDEEN INDONESIA FUND INC COM 00305P106 1,556 132,071 SH Defined 2, 3 132,071 0 0 ABERDEEN LATIN AMERICAN EQTY COM 00306K106 3,075 102,173 SH Defined 2, 3 102,173 0 0 AMERICA MOVIL SAB DE CV SPON ADR LSHS 02364W105 1,040 4,600 SH Defined 1 0 0 4,600 BAIDU INC SPON ADR REP A 056752108 151 1,300 SH Defined 1 0 0 1,300 BAIDU INC SPON ADR REP A 056752108 58 500 SH Defined 1 0 0 500 BANCO BRADESCO SP ADR PFD NEW 059460303 127 7,617 SH Defined 1 0 0 7,617 BANCO BRADESCO SP ADR PFD NEW 059460303 115 6,900 SH Defined 1 0 0 6,900 BRASKEM S A SP ADR PFD A 105532105 168 11,900 SH Defined 1 0 0 11,900 BRASKEM S A SP ADR PFD A 105532105 66 4,700 SH Defined 1 0 0 4,700 CEMEX SAB DE CV SPON ADR NEW 151290889 136 25,300 SH Defined 1 0 0 25,300 CEMEX SAB DE CV SPON ADR NEW 151290889 47 8,700 SH Defined 1 0 0 8,700 CHINA FUND INC COM 169373107 1,720 83,844 SH Defined 2, 3 83,844 0 0 CHUNGHWA TELECOM LTD SPON ADR NEW11 17133Q502 33 1,000 SH Defined 1 0 1,000 CIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 38 600 SH Defined 1 0 600 DESARROLLADORA HOMEX SPONSORED ADR 25030W100 341 20,210 SH Defined 2, 3 20,210 0 0 DESARROLLADORA HOMEX SPONSORED ADR 25030W100 2,630 155,872 SH Defined 2, 3 155,872 0 0 DESARROLLADORA HOMEX SPONSORED ADR 25030W100 399 23,628 SH Defined 2, 3 23,628 0 0 EMBRAER SA SPON ADR B 29082A107 93 3,700 SH Defined 1 0 3,700 EMBRAER SA SPON ADR B 29082A107 38 1,512 SH Defined 1 0 1,512 ENERSIS S.A. SPONSORED ADR 29274F104 65 3,700 SH Defined 1 0 3,700 GAFISA SA SPONS ADR 362607301 1,198 260,400 SH Defined 2, 3 260,400 0 0 GREATER CHINA FUND COM 39167B102 251 24,901 SH Defined 2, 3 24,901 0 0 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 134 2,400 SH Defined 2, 3 2,400 0 0 ICICI BANK LTD ADR 45104G104 148 5,600 SH Defined 1 0 0 5,600 ICICI BANK LTD ADR 45104G104 53 2,000 SH Defined 1 0 0 2,000 INFOSYS LTD SPONSORED ADR 456788108 67 1,300 SH Defined 1 0 0 1,300 INFOSYS LTD SPONSORED ADR 456788108 36 700 SH Defined 1 0 0 700 ISHARES TR INDO INVS MRKT 46429B309 385 13,125 SH Defined 2, 3 13,125 0 0 ISHARES TR PHILL INVSTMRK 46429B408 707 30,000 SH Defined 2, 3 30,000 0 0 ITAU UNIBANCO HLDNG SA SPON ADR REP PFD 465562106 2,170 116,916 SH Defined 2, 3 116,916 0 0 ITAU UNIBANCO HLDNG SA SPON ADR REP PFD 465562106 12,833 691,420 SH Defined 2, 3 691,420 0 0 ITAU UNIBANCO HLDNG SA SPON ADR REP PFD 465562106 770 41,500 SH Defined 2, 3 41,500 0 0 ITAU UNIBANCO HLDNG SA SPON ADR REP PFD 465562106 716 38,600 SH Defined 1 0 0 38,600 ITAU UNIBANCO HLDNG SA SPON ADR REP PFD 465562106 286 15,400 SH Defined 1 0 0 15,400 ITAU UNIBANCO HLDNG SA SPON ADR REP PFD 465562106 243 13,100 SH Defined 1 0 0 13,100 JF CHINA REGION FUND INC COM 46614T107 468 42,485 SH Defined 2, 3 42,485 0 0 KOREA EQUITY FUND COM 50063B104 2,130 234,542 SH Defined 2, 3 234,542 0 0 KOREA FUND INC COM NEW 500634209 2,223 62,192 SH Defined 2, 3 62,192 0 0 LATIN AMERICAN DISCOVERY FD COM 51828C106 740 52,450 SH Defined 2, 3 52,450 0 0 MALAYSIA FUND INC COM 560905101 681 75,463 SH Defined 2, 3 75,463 0 0 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 949 26,050 SH Defined 2, 3 26,050 0 0 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 440 15,439 SH Defined 2, 3 15,439 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 312 11,706 SH Defined 2, 3 11,706 0 0 MECHEL OAO SPON ADR PRF 583840509 327 93,400 SH Defined 2, 3 93,400 0 0 MECHEL OAO SPONSORED ADR 583840103 184 21,600 SH Defined 2, 3 21,600 0 0 MECHEL OAO SPONSORED ADR 583840103 4,529 532,800 SH Defined 2, 3 532,800 0 0 MECHEL OAO SPONSORED ADR 583840103 218 25,600 SH Defined 2, 3 25,600 0 0 MEXICO EQUITY AND INCOME FD COM 592834105 51 51,587 SH Defined 2, 3 51,587 0 0 MEXICO FUND INC COM 592835102 657 30,076 SH Defined 2, 3 30,076 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 197 7,700 SH Defined 1 0 0 7,700 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 105 4,100 SH Defined 1 0 0 4,100 MOBILE TELESYSTEMS SPONSORED ADR 607409109 769 52,400 SH Defined 2, 3 52,400 0 0 MOBILE TELESYSTEMS SPONSORED ADR 607409109 10,244 697,816 SH Defined 2, 3 697,816 0 0 MOBILE TELESYSTEMS SPONSORED ADR 607409109 646 44,000 SH Defined 2, 3 44,000 0 0 MORGAN STANLEY CHINA A SHARE COM 617468103 1,387 71,667 SH Defined 2, 3 71,667 0 0 MORGAN STANLEY FRONTIER EMER COM 61757P101 306 29,353 SH Defined 2, 3 29,353 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 118 4,900 SH Defined 1 0 0 4,900 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 53 2,200 SH Defined 1 0 0 2,200 PETROLEO BRASILEIRO S.A. SPONSORED ADR 71654V408 2,137 85,987 SH Defined 2, 3 85,987 0 0 PETROLEO BRASILEIRO S.A. SPONSORED ADR 71654V408 25,631 1,031,409 SH Defined 2, 3 1,031,409 0 0 PETROLEO BRASILEIRO S.A. SPONSORED ADR 71654V408 1,323 53,246 SH Defined 2, 3 53,246 0 0 PETROLEO BRASILEIRO SP ADR NON VTG 71654V101 799 34,025 SH Defined 1 0 0 34,025 PETROLEO BRASILEIRO SP ADR NON VTG 71654V101 305 13,004 SH Defined 1 0 0 13,004 POSCO SPONSORED ADR 693483109 272 3,311 SH Defined 1 0 0 3,311 SHELTON GREATER CHINA FUND SH BEN INT 823014105 237 39,066 SH Defined 2, 3 39,066 0 0 SOUFUN HOLDINGS LTD ADR 836034108 191 13,100 SH Defined 2, 3 13,100 0 0 SOUFUN HOLDINGS LTD ADR 836034108 131 9,000 SH Defined 1 0 0 9,000 TAIWAN FUND INC COM 874036106 1,425 98,321 SH Defined 2, 3 98,321 0 0 TAIWAN SEMICONDUCTOR SPONSORED ADR 874039100 4,336 335,880 SH Defined 2, 3 335,880 0 0 TAIWAN SEMICONDUCTOR SPONSORED ADR 874039100 70,467 5,458,357 SH Defined 2, 3 5,458,357 0 0 TAIWAN SEMICONDUCTOR SPONSORED ADR 874039100 3,410 264,133 SH Defined 2, 3 264,133 0 0 TAIWAN SEMICONDUCTOR SPONSORED ADR 874039100 399 30,900 SH Defined 1 0 0 30,900 TEMPLETON DRAGON FUND INC COM 88018T101 4,070 159,934 SH Defined 2, 3 159,934 0 0 TEMPLETON EMERGING MKTS FND COM 880191101 223 12,467 SH Defined 2, 3 12,467 0 0 TEMPLETON RUSSIA & EAST EURO COM 88022F105 210 15,464 SH Defined 2, 3 15,464 0 0 THAI FUND INC COM 882904105 352 28,671 SH Defined 2, 3 28,671 0 0 TURKISH INVESTMENT FUND COM 900145103 276 24,950 SH Defined 2, 3 24,950 0 0 VALE SA ADR 91912E105 1,493 69,600 SH Defined 2, 3 69,600 0 0 VALE SA ADR 91912E105 560 26,100 SH Defined 1 0 0 26,100 VALE SA ADR 91912E105 234 10,900 SH Defined 1 0 0 10,900 VANGUARD MSCI EMERGING MARKE MSCI EMR MKT ETF 922042858 8 200 SH Defined 2, 3 200 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 474 50,000 SH Defined 2, 3 50,000 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 41 4,328 SH Defined 1 0 0 4,328 VIMPELCOM LTD SPONSORED ADR 92719A106 18 1,857 SH Defined 1 0 0 1,857