0000904454-11-000573.txt : 20111114 0000904454-11-000573.hdr.sgml : 20111111 20111114110653 ACCESSION NUMBER: 0000904454-11-000573 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ashmore Group plc CENTRAL INDEX KEY: 0001512135 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14260 FILM NUMBER: 111199122 BUSINESS ADDRESS: STREET 1: 61, ALDWYCH CITY: LONDON STATE: X0 ZIP: WC2B 4AE BUSINESS PHONE: 203-077-6190 MAIL ADDRESS: STREET 1: 61, ALDWYCH CITY: LONDON STATE: X0 ZIP: WC2B 4AE 13F-HR 1 f13hr_111411-ashmoregrp.txt FORM 13F-HR FOR ASHMORE GROUP PLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 ------------------ Check here if Amendment [ ]; Amendment Number: ---------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ashmore Group plc ----------------- Address: 61 Aldwych ---------- London WC2B 4AE, United Kingdom ------------------------------- Form 13F File Number: 28-14260 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael S. Perman ----------------- Title: Secretary --------- Phone: 212-661-0061 ------------ Signature, Place, and Date of Signing: ----------------- /s/Michael S. Perman London November 14, 2011 ------------------------ -------------------- ----------------- Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-5804 Ashmore EMM, L.L.C. ------- ------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 52 Form 13F Information Table Value Total: $ 79,708 ------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-5804 Ashmore EMM, L.L.C. ------- ------------------- 2 28-14265 Ashmore Investments (UK) Ltd -------- ---------------------------- 3 28-14274 Ashmore Investment Management Limited -------- ------------------------------------- ASHMORE GROUP PLC FORM 13F INFORMATION TABLE AS OF SEPTEMBER 30, 2011 VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP X($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ABERDEEN INDONESIA FUND INC COM 00305P106 1,547 132,071 sh defined 2, 3 132,071 0 0 ABERDEEN LATIN AMERICAN EQTY COM 00306K106 2,516 86,250 sh defined 2, 3 86,250 0 0 AMERICA MOVIL SAB DE CV SPON ADR LSHS 02364W105 60 2,700 sh defined 1 0 0 2,700 BAIDU INC SPON ADR REP A 056752108 64 600 sh defined 1 0 0 600 BANCO BRADESCO SA SP ADR PFD NEW 059460303 62 4,200 sh defined 1 0 0 4,200 BANCO DE CHILE SPONSORED ADR 059520106 28 400 sh defined 1 0 0 400 BRASKEM S A SP ADR PFD A 105532105 53 3,400 sh defined 1 0 0 3,400 CHINA FUND INC COM 169373107 1,928 83,844 sh defined 2, 3 83,844 0 0 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 56 4,100 sh defined 1 0 0 4,100 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 31 600 sh defined 1 0 0 600 DESARROLLADORA HOMEX SPONSORED ADR 25030W100 3,052 226,082 sh defined 2, 3 226,082 0 0 EMBRAER SA SPON ADR B 29082A107 38 1,512 sh defined 1 0 0 1,512 FOMENTO ECONOMICO MEXICANO SPON ADR UNITS 344419106 58 900 sh defined 1 0 0 900 GAFISA SA-ADR SPONS ADR 362607301 3,317 574,898 sh defined 2, 3 574,898 0 0 GERDAU SA SPONSORED ADR 373737105 55 7,700 sh defined 1 0 0 7,700 ICICI BK LTD ADR 45104G104 69 2,000 sh defined 1 0 0 2,000 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 36 700 sh defined 1 0 0 700 ISHARES INC MSCI BRAZIL 464286400 1,523 29,280 sh defined 2, 3 29,280 0 0 ISHARES INC MSCI MALAYSIA 464286830 223 18,300 sh defined 2, 3 18,300 0 0 ISHARES INC MSCI S KOREA 464286772 8 181 sh defined 2, 3 181 0 0 ISHARES INC MSCI TAIWAN 464286731 70 5,907 sh defined 2, 3 5,907 0 0 ISHARES INC MSCI THAILAND 464286624 213 4,000 sh defined 2, 3 4,000 0 0 ISHARES TR INDO INVS MRKT 46429B309 339 13,125 sh defined 2, 3 13,125 0 0 ISHARES TR PHILL INVESTMRK 46429B408 638 30,000 sh defined 2, 3 30,000 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 2,891 186,297 sh defined 2, 3 186,297 0 0 JF CHINA REGION FUND INC COM 46614T107 462 42,485 sh defined 2, 3 42,485 0 0 KOREA EQUITY FUND COM 50063B104 2,141 191,330 sh defined 2, 3 191,330 0 0 KOREA FUND COM NEW 500634209 2,014 54,192 sh defined 2, 3 54,192 0 0 LATIN AMERICAN DISCOVERY FD COM 51828C106 709 52,450 sh defined 2, 3 52,450 0 0 MALAYSIA FUND INC COM 560905101 834 91,976 sh defined 2, 3 91,976 0 0 MARKET VECTORS ETF TR BRAZIL SMCP ETF 57060U613 1,021 26,050 sh defined 2, 3 26,050 0 0 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 766 30,259 sh defined 2, 3 30,259 0 0 MECHEL OAO SPONSORED ADR 583840103 1,770 173,700 sh defined 2, 3 173,700 0 0 MECHEL OAO SPON ADR PFD 583840509 14 3,618 sh defined 1 0 0 3,618 MEXICO EQUITY AND INCOME FD COM 592834105 495 51,587 sh defined 2, 3 51,587 0 0 MEXICO FUND INC COM 592835102 653 30,076 sh defined 2, 3 30,076 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 97 4,100 sh defined 1 0 0 4,100 MOBILE TELESYSTEMS- OJSC SPONSORED ADR 607409109 11,781 957,800 sh defined 2, 3 957,800 0 0 MORGAN STANLEY CHINA A SHARE COM 617468103 989 46,667 sh defined 2, 3 46,667 0 0 MORGAN STANLEY FRONTIER EMER COM 61757P101 324 29,353 sh defined 2, 3 29,353 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 257 12,407 sh defined 1 0 0 12,407 SHELTON GREATER CHINA FUND SH BEN INT 823014105 229 39,066 sh defined 2, 3 39,066 0 0 TAIWAN FUND INC COM 874036106 1,399 93,121 sh defined 2, 3 93,121 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 26,443 2,313,494 sh defined 2, 3 2,313,494 0 0 TEMPLETON DRAGON FUND INC COM 88018T101 3,564 147,277 sh defined 2, 3 147,277 0 0 TEMPLETON EMERGING MKTS FND COM 880191101 210 12,467 sh defined 2, 3 12,467 0 0 TEMPLETON RUSSIA & EAST EURO COM 88022F105 226 15,464 sh defined 2, 3 15,464 0 0 THAI FUND INC COM 882904105 316 26,671 sh defined 2, 3 26,671 0 0 TURKISH INVESTMENT FUND COM 900145103 888 69,950 sh defined 2, 3 69,950 0 0 VALE SA-SP PREF ADR ADR 91912E105 3,112 136,500 sh defined 2, 3 136,500 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 7 200 sh defined 2, 3 200 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 112 11,700 sh defined 1 0 0 11,700