0001144204-14-009844.txt : 20140214 0001144204-14-009844.hdr.sgml : 20140214 20140214162230 ACCESSION NUMBER: 0001144204-14-009844 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 GROUP MEMBERS: BRENDAN T. ONEIL GROUP MEMBERS: IRONRIDGE GLOBAL PARTNERS, LLC GROUP MEMBERS: JOHN C. KIRKLAND GROUP MEMBERS: KEITH COULSTON GROUP MEMBERS: RICHARD H. KREGER SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AVT, Inc. CENTRAL INDEX KEY: 0001431888 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 113828743 STATE OF INCORPORATION: NV FISCAL YEAR END: 0222 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-87510 FILM NUMBER: 14616981 BUSINESS ADDRESS: STREET 1: 342 BONNIE CIRCLE, SUITE 102 CITY: CORONA STATE: CA ZIP: 92880 BUSINESS PHONE: 951-737-1057 MAIL ADDRESS: STREET 1: 342 BONNIE CIRCLE, SUITE 102 CITY: CORONA STATE: CA ZIP: 92880 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Ironridge Global IV, Ltd. CENTRAL INDEX KEY: 0001512103 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: HARBOUR HOUSE, WATERFRONT DRIVE STREET 2: P.O. BOX 972 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 284 949 4770 MAIL ADDRESS: STREET 1: HARBOUR HOUSE, WATERFRONT DRIVE STREET 2: P.O. BOX 972 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: VG1110 SC 13G/A 1 v368723_sc13ga.htm SC 13G/A

 

United states

Securities and exchange commission

WashinGton, d.c. 20549

 

Schedule 13g

Under the Securities Exchange Act of 1934

(Amendment No. 1)

  

AVT, INC.

(Name of Issuer)

  

Common Stock

(Title of Class of Securities)

  

002422301

(CUSIP Number)

  

December 31, 2013

(Date of Event which requires filing of this Statement)

  

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

 

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

 

1.NAME OF REPORTING PERSON

  

Ironridge Global IV, Ltd.

 

IRS IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

  

 

1.NAME OF REPORTING PERSON

  

Ironridge Global Partners, LLC

 

IRS IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

 

27-4741201

  

 

1.NAME OF REPORTING PERSON

 

Brendan T. O’Neil

  

 

1.NAME OF REPORTING PERSON

 

Richard H. Kreger

  

 

1.NAME OF REPORTING PERSON

 

John C. Kirkland

  

 

1.NAME OF REPORTING PERSON

 

Keith Coulston

 

 
 

 

ITEM 5: Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities check the following box: x

 

ITEM 10: Certifications.

 

By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect.

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 14, 2014 IRONRIDGE GLOBAL IV, LTD.  
         
    By:   /s/ David Sims  
    Name:   David Sims  
    Its:   Director  
         
         
Dated: February 14, 2014 IRONRIDGE GLOBAL PARTNERS, LLC  
         
    By:  /s/ John Kirkland  
    Name: John C. Kirkland  
    Its: Director  
         
         
Dated: February 14, 2014 /s/  John C. Kirkland  
    John C. Kirkland  
         
         
Dated: February 14, 2014 /s/  Brendan T. O’Neil  
    Brendan T. O’Neil  
         
         
Dated: February 14, 2014 /s/  Richard H. Kreger  
    Richard H. Kreger  
         
         
Dated: February 14, 2014 /s/  Keith Coulston  
    Keith Coulston