0001062993-15-004442.txt : 20150813 0001062993-15-004442.hdr.sgml : 20150813 20150813162441 ACCESSION NUMBER: 0001062993-15-004442 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150813 DATE AS OF CHANGE: 20150813 EFFECTIVENESS DATE: 20150813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPTRUST FINANCIAL ADVISORS CENTRAL INDEX KEY: 0001512024 IRS NUMBER: 260058143 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14079 FILM NUMBER: 151050994 BUSINESS ADDRESS: STREET 1: 4208 SIX FORKS ROAD, SUITE 1700 CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: (919) 870-6822 MAIL ADDRESS: STREET 1: 4208 SIX FORKS ROAD, SUITE 1700 CITY: RALEIGH STATE: NC ZIP: 27609 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512024 XXXXXXXX 06-30-2015 06-30-2015 CAPTRUST FINANCIAL ADVISORS

4208 SIX FORKS ROAD, SUITE 1700 RALEIGH NC 27609

13F HOLDINGS REPORT 028-14079 N Denise M Buchanan 919-870-6822 Denise M Buchanan Raleigh NC 08-13-2015 0 167 635705 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ALLIANCEBERNSTEIN INCOME FUND ETF 01881E101 4 180 SH SOLE 180 0 0 ISHARES MSCI ACWI INDEX MSCI A ETF 464288257 126 4800 SH SOLE 4800 0 0 ALLIANCEBERNSTEIN NATL MUNI IN ETF 01864U106 28 1150 SH SOLE 1150 0 0 ISHARES CORE TOTAL ETF US BOND ETF 464287226 10 500 SH SOLE 500 0 0 JP MORGAN EXCH TRADED NT ALERI ETF 46625H365 18 1000 SH SOLE 1000 0 0 ALPS ETF TR ALERIAN MLP ETF ETF 00162Q866 6214 41431 SH SOLE 41431 0 0 BLACKROCK BUILD AMER BD TR SHS ETF 09248X100 240 18901 SH SOLE 18901 0 0 BABSON CAP GLOBAL SHORT DURATI ETF 05617T100 18522 149393 SH SOLE 149393 0 0 MARKET VECTORS ETF TR BUSINESS ETF 57060U316 47 5500 SH SOLE 5500 0 0 BLACKROCK INCOME TR INC COM ETF 09247F100 185 1731 SH SOLE 1731 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 56 2261 SH SOLE 2261 0 0 PIMCO ETF TR TOTAL RETURN EXCH ETF 72201R775 542 6499 SH SOLE 6499 0 0 CLAYMORE EXCHANGE-TRADED FD TR ETF 18383M423 192 4695 SH SOLE 4695 0 0 VANGUARD BD INDEX FD INC SHORT ETF 921937827 246 14411 SH SOLE 14411 0 0 CLEARBRIDGE ENERGY MLP FD INC ETF 184692101 15 1000 SH SOLE 1000 0 0 CALAMOS CONV OPP AND INC FD SH ETF 128117108 1 50 SH SOLE 50 0 0 ISHARES TR BARCLYS 1-3YR CR ETF 464288646 48 3500 SH SOLE 3500 0 0 SPDR MSCI ACWI EX-US ETF 78463X848 10935 139159 SH SOLE 139159 0 0 POWERSHS DB MULTI SECT COMM TR ETF 73936B408 926 8648 SH SOLE 8648 0 0 POWERSHS DB COMMDTY INDX ETF 73935S105 938 32290 SH SOLE 32290 0 0 POWERSHARES DB PRECIOUS METALS ETF 73936B200 1299 12139 SH SOLE 12139 0 0 WISDOMTREE TR EUROPE SMALLCAP ETF 97717W869 2 150 SH SOLE 150 0 0 POWERSHARES DB GOLD ETF ETF 25154H749 28 1500 SH SOLE 1500 0 0 WISDOMTREE TR EQUITY INCOME FD ETF 97717W208 18 1065 SH SOLE 1065 0 0 SPDR DOW JONES INDL AVERAGE TR ETF 78467X109 120 3112 SH SOLE 3112 0 0 GLOBAL X FDS GLOBAL X SUPERDIV ETF 37950E291 2 39 SH SOLE 39 0 0 BARCLAYS BANK IPATH ETN DJ UBS ETF 06738C778 36 706 SH SOLE 706 0 0 PROSHARES SHORT DOW ETF 30 ETF 74347R701 11 244 SH SOLE 244 0 0 ISHARES TRUST DOW JONES SELECT ETF 464287168 3 26 SH SOLE 26 0 0 WISDOMTREE JPN HDGD EQTY JAPAN ETF 97717W851 25 500 SH SOLE 500 0 0 VANGUARD EXTENDED DURATION TRE ETF 921910709 7154 132533 SH SOLE 132533 0 0 ISHARES MSCI EMRG MKT FD EMERG ETF 464287234 33 1770 SH SOLE 1770 0 0 ISHARES TR MSCI EAFE FD MSCI E ETF 464287465 39 5290 SH SOLE 5290 0 0 EATON VANCE FLTING RATE INC TR ETF 278279104 37 507 SH SOLE 507 0 0 ISHARES JPMORGAN EMERGING MARK ETF 464288281 20 211 SH SOLE 211 0 0 ISHARES INC EMERGING MKTS HIGH ETF 464286285 221 2775 SH SOLE 2775 0 0 EATON VANCE ENH EQTY INC FD II ETF 278277108 57 640 SH SOLE 640 0 0 EATON VANCE TAX MANAGED ETF 27828N102 41919 153435 SH SOLE 153435 0 0 ISHARES INC MSCI HONG KONG ETF 464286871 23 1250 SH SOLE 1250 0 0 ISHARES MSCI JAPAN ETF INDEX ETF 464286848 35 2667 SH SOLE 2667 0 0 ISHARES MSCI SWITZERLAND INDEX ETF 464286749 125 9050 SH SOLE 9050 0 0 ISHARES MSCI MALAYSIA INDEX FD ETF 464286830 36 484 SH SOLE 484 0 0 ISHARES MSCI SPAIN INDEX FD ETF 464286764 371 9686 SH SOLE 9686 0 0 ISHARES INC MSCI SINGAPORE ETF 464286673 761 9981 SH SOLE 9981 0 0 ISHARES INC MSCI TAIWAN ETF 464286731 9 1105 SH SOLE 1105 0 0 ISHARES MSCI MSCI S KOREA IND ETF 464286772 7 350 SH SOLE 350 0 0 DIREXION SHS ETF TR DAILY FINL ETF 25459Y694 962 7164 SH SOLE 7164 0 0 FLAHERTY & CRMN/CLYMR PFD SEC ETF 338478100 530 7096 SH SOLE 7096 0 0 ISHARES TR FLTG RATE NT ETF ETF 46429B655 105 1712 SH SOLE 1712 0 0 MARKET VECTORS ETF TR UNCONVEN ETF 57060U159 1 62 SH SOLE 62 0 0 MARKET VECTOR GOLD MINERS ETF 57060U100 29 295 SH SOLE 295 0 0 MARKET VECTORS JUNIOR GOLD MIN ETF 57061R544 45639 640100 SH SOLE 640100 0 0 GUGGENHEIM ENHANCED EQUITY STR ETF 40167K100 29 1230 SH SOLE 1230 0 0 GAMCO GLOBAL GOLD NAT RES & IN ETF 36465A109 36 233 SH SOLE 233 0 0 SPDR GOLD TRUST SPDR GOLD SHAR ETF 78463V107 554 17647 SH SOLE 17647 0 0 ISHARES S&P GSCI CMDTY COMMODI ETF 46428R107 23 411 SH SOLE 411 0 0 ISHARES TR INTER GOVT CR BD ET ETF 464288612 715 33878 SH SOLE 33878 0 0 WISDOMTREE TR EUROPE HEDGED EQ ETF 97717X701 4 600 SH SOLE 600 0 0 HANCOCK JOHN PFD INCOME FD SH ETF 41013W108 391 16050 SH SOLE 16050 0 0 HANCOCK JOHN PFD INCOME FD III ETF 41021P103 245 2266 SH SOLE 2266 0 0 MARKET VECTORS ETF TR EMERGING ETF 57061R403 220 9076 SH SOLE 9076 0 0 ISHARES TRUST IBOXX $ HIGH YIE ETF 464288513 51 1950 SH SOLE 1950 0 0 PIMCO ETF 0-5 YR HIGH YIELD CO ETF 72201R783 106 7291 SH SOLE 7291 0 0 ISHARES TR NASDAQ BIO INDEX ETF 464287556 972 5707 SH SOLE 5707 0 0 SPDR SER TR BARCLAYS INTL CORP ETF 78464A151 12 70 SH SOLE 70 0 0 I-SHARES TR COHEN & STEERS REA ETF 464287564 274 4600 SH SOLE 4600 0 0 ISHARES BARCLAYS 7-10 YR TREAS ETF 464287440 80 4000 SH SOLE 4000 0 0 ISHARES TR CORE MSCI EAFE ETF ETF 46432F842 1 13 SH SOLE 13 0 0 ISHARES TR BARCLAYS BOND BARCL ETF 464288661 48 948 SH SOLE 948 0 0 ISHARES INC CORE MSCI EMERGING ETF 46434G103 2321 19998 SH SOLE 19998 0 0 ISHARES TR S&P MIDCAP 400 INDE ETF 464287507 30 1232 SH SOLE 1232 0 0 ISHARES S&P MIDCAP 400 GRTH FD ETF 464287606 11 84 SH SOLE 84 0 0 ISHARES TR S&P SMLCAP 600 ETF 464287804 232 2609 SH SOLE 2609 0 0 ISHARE S&P S/C 600 GRW ETF 464287887 10 106 SH SOLE 106 0 0 ISHARES TR S&P 500 /BAR VAL ETF 464287408 411 4053 SH SOLE 4053 0 0 VANGUARD ADMIRAL FDS INC S&P M ETF 921932885 11 915 SH SOLE 915 0 0 ISHARES CORE S&P ETF S&P 500 I ETF 464287200 30 275 SH SOLE 275 0 0 ISHARES TR S&P500 GRW ETF 464287309 58560 282597 SH SOLE 282597 0 0 ISHARES TR RUSSELL 1000 ETF 464287622 7 300 SH SOLE 300 0 0 ISHARES TR RUSSELL1000VAL ETF 464287598 6 295 SH SOLE 295 0 0 ISHARES TR RUSSELL1000GRW ETF 464287614 70 4184 SH SOLE 4184 0 0 ISHARES TR RUSSELL 2000 INDEX ETF 464287655 6195 156432 SH SOLE 156432 0 0 ISHARES TR RUSSELL 2000 RUSSEL ETF 464287630 36 340 SH SOLE 340 0 0 ISHARES TR RUSSELL 2000 GROWTH ETF 464287648 523 29077 SH SOLE 29077 0 0 ISHARES TR RUSSELL MID CAP GRO ETF 464287481 475 12960 SH SOLE 12960 0 0 ISHARES TR RUSSELL MIDCAP INDE ETF 464287499 698 39310 SH SOLE 39310 0 0 ISHARES TR RUSSELL MCP VL ETF 464287473 191 3980 SH SOLE 3980 0 0 ISHARES TR RUSSELL 3000 RUSSEL ETF 464287689 70 4500 SH SOLE 4500 0 0 ISHARES TR RUSSELL TOP 200 GRO ETF 464289438 277509 1348115 SH SOLE 1348115 0 0 ISHARES TR DOW JONES RE US REA ETF 464287739 70 1172 SH SOLE 1172 0 0 WISDOMTREE TR JAPAN HEDGED DIV ETF 97717X586 75 710 SH SOLE 710 0 0 NUVEEN EGY MLP TOTAL RTN ETF 67074U103 43 579 SH SOLE 579 0 0 SPDR BARCLAYS ETF HIGH YIELD V ETF 78464A417 62 563 SH SOLE 563 0 0 NUVEEN QUALITY PFD INCOME FD 2 ETF 67072C105 13 1018 SH SOLE 1018 0 0 NUVEEN MULTI STRAT INC GR FD 2 ETF 67073D102 289 12177 SH SOLE 12177 0 0 MARKET VECTORS ETF TR COAL ETF ETF 57060U837 270 2502 SH SOLE 2502 0 0 ISHARES INC EMERGING MKTS LOCA ETF 464286517 1274 26237 SH SOLE 26237 0 0 ISHARES IBOXX INVESTOP IBOXX $ ETF 464287242 27 1733 SH SOLE 1733 0 0 ISHARES TR BARCLYS MBS BD ETF 464288588 90 3624 SH SOLE 3624 0 0 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 12 915 SH SOLE 915 0 0 ISHARES TRUST S&P NATL AMT FRE ETF 464288414 3 75 SH SOLE 75 0 0 NUVEEN AMT-FREE MUN INCOME FD ETF 670657105 332 5808 SH SOLE 5808 0 0 NUVEEN N C PREM INCOME MUN FD ETF 67060P100 12 500 SH SOLE 500 0 0 NUVEEN PREM INCOME MUN FD 2 CO ETF 67063W102 28 254 SH SOLE 254 0 0 NUVEEN PREM INCOME MUN FD 4 CO ETF 6706K4105 266 6712 SH SOLE 6712 0 0 NUVEEN INSD QUALITY MUN FD INC ETF 67062N103 74889 1179537 SH SOLE 1179537 0 0 NUVEEN SELECT QUALITY MUN FD C ETF 670973106 838 11156 SH SOLE 11156 0 0 ISHARES TR S&P 100 INDEX FD ETF 464287101 2 30 SH SOLE 30 0 0 ISHARES S&P U S PFD FUND S&P U ETF 464288687 97 924 SH SOLE 924 0 0 PIMCO FLOATING RATE INCOME FD ETF 72201H108 8 1221 SH SOLE 1221 0 0 PIMCO FLOATING RATE STRTGY FD ETF 72201J104 121 14229 SH SOLE 14229 0 0 POWERSHARES ETF TRUST WATER RE ETF 73935X575 91 1000 SH SOLE 1000 0 0 POWERSHARES INTL DIVD ACHIEVER ETF 73935X716 113 1142 SH SOLE 1142 0 0 PIMCO CORPORATE OPP FD COM ETF 72201B101 17 363 SH SOLE 363 0 0 POWERSHS EXCH TRAD FD TR INSUR ETF 73936T474 341 3033 SH SOLE 3033 0 0 INDEX IQ TR IQ ETF HEDGE MFCE ETF 45409B107 12 380 SH SOLE 380 0 0 ISHARES TR MTG REAL ESTATE CAP ETF 464288539 160 12083 SH SOLE 12083 0 0 ROYCE GLOBAL VALUE TR INC COM ETF 78081T104 60 344 SH SOLE 344 0 0 RYDEX ETF TR GUGGENHEIM S&P 50 ETF 78355W106 5464 46348 SH SOLE 46348 0 0 MARKET VECTORS RUSSIA ETF ETF 57060U506 62 2146 SH SOLE 2146 0 0 ROYCE VALUE TR INC COM ETF 780910105 318 12045 SH SOLE 12045 0 0 PROSHARES TR PROSHARES ULTRA H ETF 74347R735 847 21360 SH SOLE 21360 0 0 SCHWAB STRATEGIC TR US DIVIDEN ETF 808524797 28642 229390 SH SOLE 229390 0 0 SPDR S&P DIVIDEND ETF ETF 78464A763 5 93 SH SOLE 93 0 0 PROSHARES SHORT S&P 500 NON-TR ETF 74347R503 39 7503 SH SOLE 7503 0 0 SPDR NUVEEN BARCLAY EFT MANAGE ETF 78464A425 4 231 SH SOLE 231 0 0 SPDR SER TR SHORT TERM HIGH YI ETF 78468R408 121 4094 SH SOLE 4094 0 0 ISHARES SILVER TRUST INDEX FUN ETF 46428Q109 34 2665 SH SOLE 2665 0 0 POWERSHARES EXCHANGE-TRADED FD ETF 73937B779 14 124 SH SOLE 124 0 0 SPROTT PHYSICAL PLATINUM AND P ETF 85207Q104 18 900 SH SOLE 900 0 0 SPDR S&P 500 ETF TR EXPIRING 0 ETF 78462F103 20192 185620 SH SOLE 185620 0 0 PROSHARES TR ULTRASHORT REAL E ETF 74348A244 156 2530 SH SOLE 2530 0 0 CAMBRIA ETF TR SHAREHOLDER YIE ETF 132061201 47 556 SH SOLE 556 0 0 PROSHARES TR SHORT 20+ YR TREA ETF 74347X849 97 947 SH SOLE 947 0 0 PROSHARES TR PROSHARES ULTRASH ETF 74347B201 222 2454 SH SOLE 2454 0 0 SPDR BARCLAYS CAPITAL MUNICIPA ETF 78464A458 328 9541 SH SOLE 9541 0 0 ISHARES TR BARCLAYS TIPS BOND ETF 464287176 22 1073 SH SOLE 1073 0 0 ISHARES TR BARCLAYS 20+ YR ETF 464287432 18 220 SH SOLE 220 0 0 TCW STRATEGIC INCOME FD INC ETF 872340104 8 605 SH SOLE 605 0 0 PROSHARES TR II ULTRA BLOOMBER ETF 74347W320 514 7640 SH SOLE 7640 0 0 MORGAN STANLEY MARKET VECTORS ETF 617480272 659 6185 SH SOLE 6185 0 0 UNITED STATES OIL FUND LP UNIT ETF 91232N108 4 98 SH SOLE 98 0 0 VANGUARD SMALL CAP GRWTH ETF 922908595 12 946 SH SOLE 946 0 0 VANGUARD SMALL CAP VALUE ETF 922908611 3 100 SH SOLE 100 0 0 VANGUARD SCOTTSDALE FDS VANGUA ETF 92206C870 32 3000 SH SOLE 3000 0 0 VANGUARD WORLD FDS VANGUARD CO ETF 92204A207 43 4000 SH SOLE 4000 0 0 VANGUARD EUROPE PACIFIC ETF ETF 921943858 24 1069 SH SOLE 1069 0 0 VANGUARD INTL EQUITY INDEX FTS ETF 922042775 58 4721 SH SOLE 4721 0 0 VANGUARD INTL EQUITY INDEX FDS ETF 922042874 59 9403 SH SOLE 9403 0 0 VANGUARD WORLD FDS VANGUARD IN ETF 92204A702 25 2500 SH SOLE 2500 0 0 VANGUARD DIV APPRCIATION ETF 921908844 45 552 SH SOLE 552 0 0 VANGUARD ADMIRAL FDS INC S&P S ETF 921932828 23 698 SH SOLE 698 0 0 PROSHARES TR VIX SHORT TERM FU ETF 74347W361 24 536 SH SOLE 536 0 0 VANGUARD REIT ETF 922908553 18 307 SH SOLE 307 0 0 VANGUARD MID CAP VALUE ETF 922908512 2274 20294 SH SOLE 20294 0 0 VANGUARD MID CAP GROWTH ETF 922908538 427 3632 SH SOLE 3632 0 0 VANGUARD INTL EQUITY INDEX FDS ETF 922042742 7 54 SH SOLE 54 0 0 VANGUARD INDEX FDS STK MRK ETF ETF 922908769 220 597 SH SOLE 597 0 0 VANGUARD INDEX FDS VALUE ETF ETF 922908744 86 6225 SH SOLE 6225 0 0 VANGUARD INDEX FDS GROWTH ETF ETF 922908736 247 2132 SH SOLE 2132 0 0 VANGUARD INTL EQUITY INDEX FD ETF 922042858 5 370 SH SOLE 370 0 0 VANGUARD STAR FD VANGUARD TOTA ETF 921909768 23 707 SH SOLE 707 0 0 BARCLAYS BK PLC IPATH S&P 500 ETF 06742E711 30 1154 SH SOLE 1154 0 0 VANGUARD WHITEHALL FDS HIGH DI ETF 921946406 43 3822 SH SOLE 3822 0 0 SELECT SECTOR SPDR TR SBI INT- ETF 81369Y605 3039 28938 SH SOLE 28938 0 0 SELECT SECTOR SPDR FD HEALTH C ETF 81369Y209 1105 28213 SH SOLE 28213 0 0 DIREXION SHS ETF TR CHINA BULL ETF 25459W771 279 2235 SH SOLE 2235 0 0