0001512022-18-000001.txt : 20180212 0001512022-18-000001.hdr.sgml : 20180212 20180212123255 ACCESSION NUMBER: 0001512022-18-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180212 DATE AS OF CHANGE: 20180212 EFFECTIVENESS DATE: 20180212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Herald Investment Management Ltd CENTRAL INDEX KEY: 0001512022 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14180 FILM NUMBER: 18595217 BUSINESS ADDRESS: STREET 1: 10-11 CHARTERHOUSE SQUARE CITY: LONDON STATE: X0 ZIP: EC1M 6EE BUSINESS PHONE: 0207 553 6308 MAIL ADDRESS: STREET 1: 10-11 CHARTERHOUSE SQUARE CITY: LONDON STATE: X0 ZIP: EC1M 6EE 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512022 XXXXXXXX 12-31-2017 12-31-2017 Herald Investment Management Ltd

10-11 CHARTERHOUSE SQUARE LONDON X0 EC1M 6EE

13F HOLDINGS REPORT 028-14180 N ADRIAN MR A BUTTERWORTH LONDON X0 12-31-2017 0 89 318661 false INFORMATION TABLE 2 13F_Report.xml HIML 13F Q4 2017 51job Inc ADR 316827104 5710 94000 SH SOLE 0 94000 0 0 58.com Inc COM 31680Q104 572 8000 SH SOLE 0 8000 0 0 ACM Research Inc COM 00108J109 772 150000 SH SOLE 0 150000 0 0 AXT Inc COM 00246W103 1305 150000 SH SOLE 0 150000 0 0 Adesto Technologies Corp COM 00687D101 2779 431000 SH SOLE 0 431000 0 0 Aehr Test Systems COM 00760J108 538 200000 SH SOLE 0 200000 0 0 Akamai Technologies Inc COM 00971T101 988 15200 SH SOLE 0 15200 0 0 Akoustis Technologies Inc COM 00973N102 3610 578636 SH SOLE 0 578636 0 0 Alibaba Group Holding Ltd ADR 01609W102 655 3800 SH SOLE 0 3800 0 0 Alphabet Inc COM 02079K305 2475 2350 SH SOLE 0 2350 0 0 Alteryx Inc COM 02156B103 2273 90000 SH SOLE 0 90000 0 0 Amazon.com Inc COM 023135106 2338 2000 SH SOLE 0 2000 0 0 Amber Road Inc COM 02318Y108 6688 910000 SH SOLE 0 910000 0 0 Apple Inc COM 037833100 2985 17635 SH SOLE 0 17635 0 0 Aqua Metals Inc COM 03837J101 848 400000 SH SOLE 0 400000 0 0 Arista Networks Inc COM 040413106 1708 7250 SH SOLE 0 7250 0 0 Asure Software Inc COM 04649U102 987 70000 SH SOLE 0 70000 0 0 Atlassian Corp PLC COM G06242104 682 15000 SH SOLE 0 15000 0 0 Attunity Ltd COM M15332121 6919 994200 SH SOLE 0 994200 0 0 Barracuda Networks Inc COM 068323104 6322 230000 SH SOLE 0 230000 0 0 Bitauto Holdings Ltd ADR 091727107 1112 35000 SH SOLE 0 35000 0 0 Boingo Wireless Inc COM 09739C102 14850 660000 SH SOLE 0 660000 0 0 Bottomline Technologies de Inc COM 101388106 3537 102000 SH SOLE 0 102000 0 0 Brightcove Inc COM 10921T101 3344 471000 SH SOLE 0 471000 0 0 Cadence Design Systems Inc COM 127387108 1045 25000 SH SOLE 0 25000 0 0 Callidus Software Inc COM 13123E500 10296 360000 SH SOLE 0 360000 0 0 Celestica Inc COM 15101Q108 3141 300000 SH SOLE 0 300000 0 0 Ceva Inc COM 157210105 14677 318382 SH SOLE 0 318382 0 0 Check Point Software Technologies Ltd COM 162825103 1528 14750 SH SOLE 0 14750 0 0 China Distance Education Holdings Ltd ADR 16944W104 1916 206473 SH SOLE 0 206473 0 0 ChipMOS TECHNOLOGIES INC COM 16965P103 1733 98227 SH SOLE 0 98227 0 0 CyberArk Software Ltd COM M2682V108 1695 41000 SH SOLE 0 41000 0 0 Descartes Systems Group Inc/The COM 249906108 13575 478000 SH SOLE 0 478000 0 0 Digimarc Corp COM 25381B101 361 10000 SH SOLE 0 10000 0 0 Energous Corp COM 29272C103 1944 100000 SH SOLE 0 100000 0 0 Everspin Technologies Inc COM 30041T104 748 100000 SH SOLE 0 100000 0 0 F5 Networks Inc COM 315616102 262 2000 SH SOLE 0 2000 0 0 Fabrinet COM G3323L100 4762 166000 SH SOLE 0 166000 0 0 FalconStor Software Inc COM 306137100 61 400000 SH SOLE 0 400000 0 0 Five9 Inc COM 338307101 11191 450000 SH SOLE 0 450000 0 0 Gridsum Holding Inc COM 398132100 915 100000 SH SOLE 0 100000 0 0 Himax Technologies Inc ADR 43289P106 1992 191000 SH SOLE 0 191000 0 0 Hortonworks Inc COM 440894103 9244 459700 SH SOLE 0 459700 0 0 Hydrogenics Corp COM 448883207 6105 550000 SH SOLE 0 550000 0 0 Imperva Inc COM 45321L100 1985 50000 SH SOLE 0 50000 0 0 Inphi Corp COM 45772F107 5930 162000 SH SOLE 0 162000 0 0 Intel Corp COM 458140100 1754 38000 SH SOLE 0 38000 0 0 Intellicheck Inc COM 45817G201 803 315000 SH SOLE 0 315000 0 0 Iridium Communications Inc COM 46269C102 2124 180000 SH SOLE 0 180000 0 0 Kornit Digital Ltd COM M6372Q113 3230 200000 SH SOLE 0 200000 0 0 Lantronix Inc COM 516548203 1384 706425 SH SOLE 0 706425 0 0 Leidos Holdings Inc COM 525327102 265 4112 SH SOLE 0 4112 0 0 LivePerson Inc COM 538146101 5750 500000 SH SOLE 0 500000 0 0 Materialise NV COM 57667T100 480 38256 SH SOLE 0 38256 0 0 MeetMe Inc COM 58513U101 1269 450000 SH SOLE 0 450000 0 0 Mellanox Technologies Ltd COM M51363113 12887 199350 SH SOLE 0 199350 0 0 Micron Technology Inc COM 595112103 1028 25000 SH SOLE 0 25000 0 0 Microsoft Corp COM 594918104 2619 30600 SH SOLE 0 30600 0 0 Mimecast Ltd COM G14838109 6450 225000 SH SOLE 0 225000 0 0 MoSys Inc COM 619718208 348 317000 SH SOLE 0 317000 0 0 NeoPhotonics Corp COM 64051T100 922 140000 SH SOLE 1 140000 0 0 Orbotech Ltd COM M75253100 5027 100000 SH SOLE 2 100000 0 0 Pegasystems Inc COM 705573103 15488 328500 SH SOLE 0 328500 0 0 Pixelworks Inc COM 72581M305 1264 200000 SH SOLE 0 200000 0 0 QUALCOMM Inc COM 747525103 653 10200 SH SOLE 0 10200 0 0 Qualys Inc COM 74758T303 5165 87250 SH SOLE 0 87250 0 0 Quantenna Communications Inc COM 74766D100 2196 180000 SH SOLE 0 180000 0 0 RADWARE Ltd COM M81873107 14930 770000 SH SOLE 0 770000 0 0 Radisys Corp COM 750459109 605 605500 SH SOLE 0 605500 0 0 Rapid7 Inc COM 753422104 1445 77560 SH SOLE 0 77560 0 0 SPS Commerce Inc COM 78463M107 2429 50000 SH SOLE 0 50000 0 0 Safeguard Scientifics Inc COM 786449207 1243 111000 SH SOLE 0 111000 0 0 Semtech Corp COM 816850101 221 6500 SH SOLE 0 6500 0 0 Silicom Ltd COM M84116108 3505 50000 SH SOLE 0 50000 0 0 Silicon Motion Technology Corp ADR 82706C108 20283 383000 SH SOLE 0 383000 0 0 TOP Image Systems Ltd COM M87896102 569 500000 SH SOLE 0 500000 0 0 Taiwan Semiconductor Manufacturing Co Ltd ADR 874039100 753 19000 SH SOLE 0 19000 0 0 Tecogen Inc/Waltham MA COM 87876P201 555 210526 SH SOLE 0 210526 0 0 Teradyne Inc COM 880770102 1172 28000 SH SOLE 0 28000 0 0 Tower Semiconductor Ltd COM M87915274 2964 87000 SH SOLE 0 87000 0 0 VASCO Data Security International Inc COM 92230Y104 2780 200000 SH SOLE 0 200000 0 0 Varonis Systems Inc COM 922280102 5097 105000 SH SOLE 0 105000 0 0 Veritone Inc COM 92347M100 928 40000 SH SOLE 0 40000 0 0 ViaSat Inc COM 92552V100 7485 100000 SH SOLE 0 100000 0 0 Web.com Group Inc COM 94733A104 5450 250000 SH SOLE 0 250000 0 0 Western Digital Corp COM 958102105 357 4500 SH SOLE 0 4500 0 0 Xilinx Inc COM 983919101 1280 19000 SH SOLE 0 19000 0 0 Yelp Inc COM 985817105 3775 90000 SH SOLE 0 90000 0 0 support.com Inc COM 86858W200 626 261072 SH SOLE 0 261072 0 0