0001512022-17-000005.txt : 20171113 0001512022-17-000005.hdr.sgml : 20171110 20171113132040 ACCESSION NUMBER: 0001512022-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 EFFECTIVENESS DATE: 20171113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Herald Investment Management Ltd CENTRAL INDEX KEY: 0001512022 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14180 FILM NUMBER: 171194911 BUSINESS ADDRESS: STREET 1: 10-11 CHARTERHOUSE SQUARE CITY: LONDON STATE: X0 ZIP: EC1M 6EE BUSINESS PHONE: 0207 553 6308 MAIL ADDRESS: STREET 1: 10-11 CHARTERHOUSE SQUARE CITY: LONDON STATE: X0 ZIP: EC1M 6EE 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512022 XXXXXXXX 09-30-2017 09-30-2017 Herald Investment Management Ltd

10-11 CHARTERHOUSE SQUARE LONDON X0 EC1M 6EE

13F HOLDINGS REPORT 028-14180 N ADRIAN BUTTERWORTH 02075536305 A BUTTERWORTH LONDON X0 11-13-2017 0 90 308694 false INFORMATION TABLE 2 13F_Report.xml 51job Inc ADR 316827104 5692 94000 SH SOLE 0 94000 0 0 58.com Inc COM 31680Q104 505 8000 SH SOLE 0 8000 0 0 8x8 Inc COM 282914100 3645 270000 SH SOLE 0 270000 0 0 AXT Inc COM 00246W103 1365 150000 SH SOLE 0 150000 0 0 Adesto Technologies Corp COM 00687D101 3361 431000 SH SOLE 0 431000 0 0 Aehr Test Systems COM 00760J108 814 200000 SH SOLE 0 200000 0 0 Akamai Technologies Inc COM 00971T101 740 15200 SH SOLE 0 15200 0 0 Akoustis Technologies Inc COM 00973N102 3352 515000 SH SOLE 0 515000 0 0 Alibaba Group Holding Ltd COM 01609W102 656 3800 SH SOLE 0 3800 0 0 Alphabet Inc COM 02079K305 2287 2350 SH SOLE 0 2350 0 0 Amazon.com Inc COM 023135106 1920 2000 SH SOLE 0 2000 0 0 Amber Road Inc COM 02318Y108 6979 910000 SH SOLE 0 910000 0 0 Apple Inc COM 037833100 2715 17635 SH SOLE 0 17635 0 0 Arista Networks Inc COM 040413106 1374 7250 SH SOLE 0 7250 0 0 Asure Software Inc COM 04649U102 870 70000 SH SOLE 0 70000 0 0 Atlassian Corp PLC COM G06242104 527 15000 SH SOLE 0 15000 0 0 Attunity Ltd COM M15332121 1974 294200 SH SOLE 0 294200 0 0 Bankrate Inc COM 06647F102 6255 450000 SH SOLE 0 450000 0 0 Barracuda Networks Inc COM 068323104 5570 230000 SH SOLE 0 230000 0 0 Bitauto Holdings Ltd COM 091727107 3126 70000 SH SOLE 0 70000 0 0 Boingo Wireless Inc COM 09739C102 14097 660000 SH SOLE 0 660000 0 0 Bottomline Technologies de Inc COM 101388106 3245 102000 SH SOLE 0 102000 0 0 Brightcove Inc COM 10921T101 3367 471000 SH SOLE 0 471000 0 0 Cadence Design Systems Inc COM 127387108 986 25000 SH SOLE 0 25000 0 0 Callidus Software Inc COM 13123E500 8856 360000 SH SOLE 0 360000 0 0 Celestica Inc COM 15101Q108 2474 200000 SH SOLE 0 200000 0 0 Ceva Inc COM 157210105 13610 318382 SH SOLE 0 318382 0 0 Check Point Software Technologies Ltd COM 162825103 1681 14750 SH SOLE 0 14750 0 0 China Distance Education Holdings Ltd ADR 16944W104 1377 206473 SH SOLE 0 206473 0 0 ChipMOS TECHNOLOGIES INC COM 16965P103 1897 98227 SH SOLE 0 98227 0 0 Criteo SA COM 226718104 248 6000 SH SOLE 0 6000 0 0 CyberArk Software Ltd COM M2682V108 1680 41000 SH SOLE 0 41000 0 0 Descartes Systems Group Inc/The COM 249906108 13025 478000 SH SOLE 0 478000 0 0 Digimarc Corp COM 25381B101 365 10000 SH SOLE 0 10000 0 0 Energous Corp COM 29272C103 1266 100000 SH SOLE 0 100000 0 0 Everspin Technologies Inc COM 30041T104 1705 100000 SH SOLE 0 100000 0 0 F5 Networks Inc COM 315616102 241 2000 SH SOLE 0 2000 0 0 Fabrinet COM G3323L100 6151 166000 SH SOLE 0 166000 0 0 FalconStor Software Inc COM 306137100 98 400000 SH SOLE 0 400000 0 0 Five9 Inc COM 338307101 10755 450000 SH SOLE 0 450000 0 0 Gridsum Holding Inc COM 398132100 1027 100000 SH SOLE 0 100000 0 0 Himax Technologies Inc COM 43289P106 4601 421000 SH SOLE 0 421000 0 0 Hortonworks Inc COM 440894103 7787 459700 SH SOLE 0 459700 0 0 Hydrogenics Corp COM 448883207 4910 610000 SH SOLE 0 610000 0 0 Imperva Inc COM 45321L100 2167 50000 SH SOLE 0 50000 0 0 Impinj Inc COM 453204109 208 5000 SH SOLE 0 5000 0 0 Inphi Corp COM 45772F107 6429 162000 SH SOLE 0 162000 0 0 Intel Corp COM 458140100 1447 38000 SH SOLE 0 38000 0 0 Intellicheck Inc COM 45817G201 907 315000 SH SOLE 0 315000 0 0 Kornit Digital Ltd COM M6372Q113 3060 200000 SH SOLE 0 200000 0 0 Lantronix Inc COM 516548203 1702 706425 SH SOLE 0 706425 0 0 Leidos Holdings Inc COM 525327102 243 4112 SH SOLE 0 4112 0 0 LivePerson Inc COM 538146101 6097 450000 SH SOLE 0 450000 0 0 Materialise NV COM 57667T100 551 38256 SH SOLE 0 38256 0 0 MeetMe Inc COM 58513U101 1633 450000 SH SOLE 0 450000 0 0 Mellanox Technologies Ltd COM M51363113 9507 201650 SH SOLE 0 201650 0 0 Micron Technology Inc COM 595112103 983 25000 SH SOLE 0 25000 0 0 Microsoft Corp COM 594918104 2277 30600 SH SOLE 0 30600 0 0 Mimecast Ltd COM G14838109 6390 225000 SH SOLE 0 225000 0 0 MoSys Inc COM 619718208 302 317000 SH SOLE 0 317000 0 0 NeoPhotonics Corp COM 64051T100 778 140000 SH SOLE 1 140000 0 0 Orbotech Ltd COM M75253100 4217 100000 SH SOLE 2 100000 0 0 Pegasystems Inc COM 705573103 18921 328500 SH SOLE 0 328500 0 0 Pixelworks Inc COM 72581M305 940 200000 SH SOLE 0 200000 0 0 QUALCOMM Inc COM 747525103 528 10200 SH SOLE 0 10200 0 0 Qualys Inc COM 74758T303 4515 87250 SH SOLE 0 87250 0 0 RADWARE Ltd COM M81873107 13075 776000 SH SOLE 0 776000 0 0 Radisys Corp COM 750459109 829 605500 SH SOLE 0 605500 0 0 Rapid7 Inc COM 753422104 1364 77560 SH SOLE 0 77560 0 0 RingCentral Inc COM 76680R206 3131 75000 SH SOLE 0 75000 0 0 SPS Commerce Inc COM 78463M107 2835 50000 SH SOLE 0 50000 0 0 SS&C Technologies Holdings Inc COM 78467J100 602 15000 SH SOLE 0 15000 0 0 Safeguard Scientifics Inc COM 786449207 1481 111000 SH SOLE 0 111000 0 0 Silicom Ltd COM M84116108 2912 50000 SH SOLE 0 50000 0 0 Silicon Motion Technology Corp ADR 82706C108 18395 383000 SH SOLE 0 383000 0 0 TOP Image Systems Ltd COM M87896102 604 500000 SH SOLE 0 500000 0 0 Taiwan Semiconductor Manufacturing Co Ltd ADR 874039100 713 19000 SH SOLE 0 19000 0 0 Tecogen Inc/Waltham MA COM 87876P201 671 210526 SH SOLE 0 210526 0 0 Teradyne Inc COM 880770102 1044 28000 SH SOLE 0 28000 0 0 Tintri Inc COM 88770Q105 235 75000 SH SOLE 0 75000 0 0 Tower Semiconductor Ltd COM M87915274 2675 87000 SH SOLE 0 87000 0 0 Twilio Inc COM 90138F102 298 10000 SH SOLE 0 10000 0 0 VASCO Data Security International Inc COM 92230Y104 2400 200000 SH SOLE 0 200000 0 0 Varonis Systems Inc COM 922280102 3553 85000 SH SOLE 0 85000 0 0 ViaSat Inc COM 92552V100 6432 100000 SH SOLE 0 100000 0 0 Web.com Group Inc COM 94733A104 6225 250000 SH SOLE 0 250000 0 0 Western Digital Corp COM 958102105 388 4500 SH SOLE 0 4500 0 0 Xilinx Inc COM 983919101 1345 19000 SH SOLE 0 19000 0 0 Yelp Inc COM 985817105 3896 90000 SH SOLE 0 90000 0 0 support.com Inc COM 86858W200 613 261072 SH SOLE 0 261072 0 0