0001512022-13-000002.txt : 20130514 0001512022-13-000002.hdr.sgml : 20130514 20130514085158 ACCESSION NUMBER: 0001512022-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130514 DATE AS OF CHANGE: 20130514 EFFECTIVENESS DATE: 20130514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Herald Investment Management Ltd CENTRAL INDEX KEY: 0001512022 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14180 FILM NUMBER: 13839396 BUSINESS ADDRESS: STREET 1: 10-11 CHARTERHOUSE SQUARE CITY: LONDON STATE: X0 ZIP: EC1M 6EE BUSINESS PHONE: 0207 553 6308 MAIL ADDRESS: STREET 1: 10-11 CHARTERHOUSE SQUARE CITY: LONDON STATE: X0 ZIP: EC1M 6EE 13F-HR 1 submission_file.txt HIML UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Quarter Ended: March 31st, 2013 ------------------ Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Herald Investment Management Limited --------------------- Address: 10-11 Chartetrhouse Square --------------------- London, EC1M 6EE, United Kingdom --------------------- Form 13F File Number: ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Andrew Miller --------------------- Title: Chief Finance Officer --------------------- Phone: +44 207 553 6308 --------------------- Signature, Place, and Date of Signing: /s/ Andrew Miller London,UK 05-14-2013 ------------------ --------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- _______________ ______________________________ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 78 ---------- Form 13F Information Table Value Total: $199,516 (x$1000) ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ____ 28-________________ _________________________ FORM 13F INFORMATION TABLE --------------------------
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY -------------- -------- ------- ------- --------- ---------- ---------- --------- ------ ----------- CLASS (x$1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------- ------- ------- --------- ---------- ---------- --------- ------ ----------- 51Job Inc Sp Adr Rep Com COM ADR 316827104 1188 20000 SH SOLE 20000 Actuate Corp COM 00508B102 9573 1594100 SH SOLE 1594100 Acxiom Corp COM 005125109 979 48000 SH SOLE 48000 Advent Software Inc COM 007974108 13160 470500 SH SOLE 470500 Akamai Technologies Inc COM 00971T101 713 20200 SH SOLE 20200 Alliance Fiber Optic Prods I New COM 018680306 2456 188474 SH SOLE 188474 Altera Corp COM 021441100 248 7000 SH SOLE 7000 Amazon Inc COM 023135106 533 2000 SH SOLE 2000 Anadigics Inc COM 032515108 1716 860000 SH SOLE 860000 Apple Inc COM 037833100 1702 3845 SH SOLE 3845 Atmel Corp COM 049513104 585 84000 SH SOLE 84000 Atmi Inc COM 00207R101 13458 600000 SH SOLE 600000 Aviat Networks Inc COM 05366Y102 707 209800 SH SOLE 209800 Brightcove Inc COM 10921T101 1242 200000 SH SOLE 200000 Cadence Design System Inc COM 127387108 697 50000 SH SOLE 50000 Cavium Inc COM 14964U108 6113 157500 SH SOLE 157500 Ceragon Networks Ltd Ord COM M22013102 241 55700 SH SOLE 55700 Ceva Inc COM 157210105 4967 318382 SH SOLE 318382 Checkpoint Sys Inc COM 162825103 1363 29000 SH SOLE 29000 Cimatron Ltd Ord COM M23798107 1128 182000 SH SOLE 182000 Cisco Sys Inc COM 17275R102 710 34000 SH SOLE 34000 Descartes Sys Group Inc COM 249906108 5170 550000 SH SOLE 550000 E M C Corp Mass COM 268648102 375 15700 SH SOLE 15700 Emulex Corp New COM 292475209 1959 300000 SH SOLE 300000 Epiq Sys Inc COM 26882D109 4209 300000 SH SOLE 300000 Exacttarget Inc COM 30064K105 2326 99955 SH SOLE 99955 F5 Networks Inc COM 315616102 668 7500 SH SOLE 7500 Falconstor Software Inc COM 306137100 804 300000 SH SOLE 300000 Google Inc Cl A COM 38259P508 1287 1620 SH SOLE 1620 Guidance Software Inc COM 401692108 565 52100 SH SOLE 52100 Integrated Device Technology COM 458118106 1793 240000 SH SOLE 240000 Intel Corp COM 458140100 830 38000 SH SOLE 38000 Jabil Circuit Inc COM 466313103 370 20000 SH SOLE 20000 Keynote Sys Inc COM 493308100 3769 270000 SH SOLE 270000 Keyw Hldg Corp COM 493723100 1613 100000 SH SOLE 100000 Lantronix Inc New COM 516548203 1218 566666 SH SOLE 566666 Lsi Corporation COM 502161102 407 60000 SH SOLE 60000 Mellanox Technologies Ltd Shs COM M51363113 9903 178400 SH SOLE 178400 Mentor Graphics Corp COM 587200106 4513 250000 SH SOLE 250000 Micron Technology Inc COM 595112103 259 26000 SH SOLE 26000 Micros Sys Inc COM 594901100 4551 100000 SH SOLE 100000 Microsoft Corp COM 594918104 601 21000 SH SOLE 21000 Mindspeed Technologies Inc New COM 602682205 2954 889800 SH SOLE 889800 Mosys Inc COM 619718109 3391 720000 SH SOLE 720000 Netscout Sys Inc COM 64115T104 3686 150000 SH SOLE 150000 Novadaq Technologies Inc COM 66987G102 1523 152623 SH SOLE 152623 Nq Mobile Inc Repstg Cl A ADR 64118U108 225 25000 SH SOLE 25000 Pegasystems Inc COM 705573103 5349 190500 SH SOLE 190500 Peregrine Semiconductor Corp COM 71366R703 1627 166500 SH SOLE 166500 Plx Technology Inc COM 693417107 2280 500000 SH SOLE 500000 Pmc-Sierra Inc COM 69344F106 543 80000 SH SOLE 80000 Power Integrations Inc COM 739276103 1519 35000 SH SOLE 35000 Qualm Inc COM 747525103 1352 20200 SH SOLE 20200 Radisys Corp COM 750459109 519 105500 SH SOLE 105500 Radware Ltd Ord COM M81873107 12752 676000 SH SOLE 676000 Saic Inc COM 78390X101 223 16450 SH SOLE 16450 Sap Ag Spon ADR 803054204 403 5000 SH SOLE 5000 Silicom Ltd Ord COM M84116108 1410 50000 SH SOLE 50000 Silicon Image Inc COM 82705T102 340 70000 SH SOLE 70000 Silicon Motion Technology Co SponsoreADR 82706C108 7026 600000 SH SOLE 600000 Skyworks Solutions Inc COM 83088M102 242 11000 SH SOLE 11000 Spansion Inc Cl A New COM 84649R200 1560 121200 SH SOLE 121200 Splunk Inc COM 848637104 40 1000 SH SOLE 1000 Sps M Inc COM 78463M107 2134 50000 SH SOLE 50000 Stec Inc COM 784774101 442 100000 SH SOLE 100000 Supertex Inc COM 868532102 2887 130000 SH SOLE 130000 Support Inc COM 86858W101 4377 1047100 SH SOLE 1047100 Symantec Corp COM 871503108 740 30000 SH SOLE 30000 Taiwan Semiconductor Mfg Ltd SponsoreADR 874039100 825 48000 SH SOLE 48000 Techtarget Inc COM 87874R100 60 12200 SH SOLE 12200 Tessera Technologies Inc COM 88164L100 6266 334200 SH SOLE 334200 Trunkbow Intl Hldgs Ltd COM 89818A102 64 50000 SH SOLE 50000 Vasco Data Sec Intl Inc COM 92230Y104 1688 200000 SH SOLE 200000 Viasat Inc COM 92552V100 4844 100000 SH SOLE 100000 Web Group Inc COM 94733A104 4270 250000 SH SOLE 250000 Websense Inc COM 947684106 7500 500000 SH SOLE 500000 Western Digital Corp COM 958102105 453 9000 SH SOLE 9000 Xilinx Inc COM 983919101 725 19000 SH SOLE 19000 Yelp Inc Cl A COM 985817105 2608 110000 SH SOLE 110000