0001512022-13-000001.txt : 20130212
0001512022-13-000001.hdr.sgml : 20130212
20130212073441
ACCESSION NUMBER: 0001512022-13-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130212
DATE AS OF CHANGE: 20130212
EFFECTIVENESS DATE: 20130212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Herald Investment Management Ltd
CENTRAL INDEX KEY: 0001512022
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14180
FILM NUMBER: 13594305
BUSINESS ADDRESS:
STREET 1: 10-11 CHARTERHOUSE SQUARE
CITY: LONDON
STATE: X0
ZIP: EC1M 6EE
BUSINESS PHONE: 0207 553 6308
MAIL ADDRESS:
STREET 1: 10-11 CHARTERHOUSE SQUARE
CITY: LONDON
STATE: X0
ZIP: EC1M 6EE
13F-HR
1
submission_file.txt
QUARTER ENDED 31 DECEMBER 2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: December 31st, 2012
------------------
Check here if Amendment [ ]; Amendment Number: ______
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Herald Investment Management Limited
---------------------
Address: 10-11 Chartetrhouse Square
---------------------
London, EC1M 6EE, United Kingdom
---------------------
Form 13F File Number:
-----
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Andrew Miller
---------------------
Title: Chief Finance Officer
---------------------
Phone: 0207 553 6308
---------------------
Signature, Place, and Date of Signing:
/s/ Andrew Miller London,UK 02-12-2013
------------------ --------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28- _______________ ______________________________
[Repeat as necessary.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
----------
Form 13F Information Table Entry Total: 76
----------
Form 13F Information Table Value Total: $189,132 (x$1000)
----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
____ 28-________________ _________________________
FORM 13F INFORMATION TABLE
--------------------------
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
-------------- -------- ------- ------- --------- ---------- ---------- --------- ------ -----------
CLASS (x$1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------- ------- ------- --------- ---------- ---------- --------- ------ -----------
51Job Inc Sp Rep ADR 316827104 935 20000 SH SOLE 20000
Actuate Corp COM 00508B102 8927 1594100 SH SOLE 1594100
Acxiom Corp COM 005125109 838 48000 SH SOLE 48000
Advent Software Inc COM 007974108 10262 480000 SH SOLE 480000
Akamai Technologies Inc COM 00971T101 826 20200 SH SOLE 20200
Alliance Fiber Optic Prods I New COM 018680306 2265 188474 SH SOLE 188474
Altera Corp COM 021441100 433 12600 SH SOLE 12600
Amazon Inc COM 023135106 502 2000 SH SOLE 2000
Anadigics Inc COM 032515108 2167 860000 SH SOLE 860000
Apple Inc COM 037833100 1940 3645 SH SOLE 3645
Atmel Corp COM 049513104 550 84000 SH SOLE 84000
Atmi Inc COM 00207R101 12528 600000 SH SOLE 600000
Aviat Networks Inc COM 05366Y102 690 209800 SH SOLE 209800
Brightcove Inc COM 10921T101 904 100000 SH SOLE 100000
Cadence Design System Inc COM 127387108 676 50000 SH SOLE 50000
Cavium Inc COM 14964U108 4916 157500 SH SOLE 157500
Ceragon Networks Ltd Ord COM M22013102 246 55700 SH SOLE 55700
Ceva Inc COM 157210105 5015 318382 SH SOLE 318382
Checkpoint Sys Inc COM 162825103 1382 29000 SH SOLE 29000
Cisco Sys Inc COM 17275R102 668 34000 SH SOLE 34000
Descartes Sys Group Inc COM 249906108 5115 550000 SH SOLE 550000
E M C Corp Mass COM 268648102 397 15700 SH SOLE 15700
Emulex Corp New COM 292475209 2190 300000 SH SOLE 300000
Epiq Sys Inc COM 26882D109 3825 300000 SH SOLE 300000
Exacttarget Inc COM 30064K105 1999 99955 SH SOLE 99955
Extreme Networks Inc COM 30226D106 4477 1230000 SH SOLE 1230000
F5 Networks Inc COM 315616102 729 7500 SH SOLE 7500
Falconstor Software Inc COM 306137100 699 300000 SH SOLE 300000
Google Inc Cl A COM 38259P508 1146 1620 SH SOLE 1620
Integrated Device Technology COM 458118106 1752 240000 SH SOLE 240000
Intel Corp COM 458140100 784 38000 SH SOLE 38000
Jabil Circuit Inc COM 466313103 386 20000 SH SOLE 20000
Keynote Sys Inc COM 493308100 3804 270000 SH SOLE 270000
Keyw Hldg Corp COM 493723100 1269 100000 SH SOLE 100000
Lantronix Inc New COM 516548203 1122 566666 SH SOLE 566666
Lsi Corporation COM 502161102 424 60000 SH SOLE 60000
Mellanox Technologies Ltd Shs COM M51363113 10593 178400 SH SOLE 178400
Mentor Graphics Corp COM 587200106 4255 250000 SH SOLE 250000
Micros Sys Inc COM 594901100 4244 100000 SH SOLE 100000
Microsoft Corp COM 594918104 561 21000 SH SOLE 21000
Mindspeed Technologies Inc New COM 602682205 4164 889800 SH SOLE 889800
Mips Technologies Inc COM 604567107 3120 400000 SH SOLE 400000
Mosys Inc COM 619718109 1740 500000 SH SOLE 500000
Netscout Sys Inc COM 64115T104 3899 150000 SH SOLE 150000
Nq Mobile Inc Repstg Cl A ADR 64118U108 151 25000 SH SOLE 25000
Parametric Technology Corp New COM 699173209 540 24000 SH SOLE 24000
Pegasystems Inc COM 705573103 4321 190500 SH SOLE 190500
Plx Technology Inc COM 693417107 1815 500000 SH SOLE 500000
Pmc-Sierra Inc COM 69344F106 417 80000 SH SOLE 80000
Power Integrations Inc COM 739276103 1176 35000 SH SOLE 35000
Qualm Inc COM 747525103 1250 20200 SH SOLE 20200
Radisys Corp COM 750459109 314 105500 SH SOLE 105500
Radware Ltd Ord COM M81873107 9504 288000 SH SOLE 288000
Retalix Ltd Ord COM M8215W109 3381 113700 SH SOLE 113700
Saic Inc COM 78390X101 186 16450 SH SOLE 16450
Silicom Ltd Ord COM M84116108 897 50000 SH SOLE 50000
Silicon Image Inc COM 82705T102 347 70000 SH SOLE 70000
Silicon Motion Technology Co SponsoreADR 82706C108 9954 700000 SH SOLE 700000
Skyworks Solutions Inc COM 83088M102 223 11000 SH SOLE 11000
Spansion Inc Cl A New COM 84649R200 1686 121200 SH SOLE 121200
Splunk Inc COM 848637104 29 1000 SH SOLE 1000
Sps M Inc COM 78463M107 1864 50000 SH SOLE 50000
Stec Inc COM 784774101 493 100000 SH SOLE 100000
Supertex Inc COM 868532102 2282 130000 SH SOLE 130000
Support Inc COM 86858W101 4366 1047100 SH SOLE 1047100
Symantec Corp COM 871503108 565 30000 SH SOLE 30000
Taiwan Semiconductor Mfg Ltd SponsoreADR 874039100 824 48000 SH SOLE 48000
Techtarget Inc COM 87874R100 68 12200 SH SOLE 12200
Tessera Technologies Inc COM 88164L100 5498 334200 SH SOLE 334200
Trunkbow Intl Hldgs Ltd COM 89818A102 63 50000 SH SOLE 50000
Vasco Data Sec Intl Inc COM 92230Y104 1632 200000 SH SOLE 200000
Viasat Inc COM 92552V100 3890 100000 SH SOLE 100000
Web Group Inc COM 94733A104 3700 250000 SH SOLE 250000
Websense Inc COM 947684106 7520 500000 SH SOLE 500000
Western Digital Corp COM 958102105 382 9000 SH SOLE 9000
Xilinx Inc COM 983919101 430 12000 SH SOLE 12000