0001512022-13-000001.txt : 20130212 0001512022-13-000001.hdr.sgml : 20130212 20130212073441 ACCESSION NUMBER: 0001512022-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130212 DATE AS OF CHANGE: 20130212 EFFECTIVENESS DATE: 20130212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Herald Investment Management Ltd CENTRAL INDEX KEY: 0001512022 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14180 FILM NUMBER: 13594305 BUSINESS ADDRESS: STREET 1: 10-11 CHARTERHOUSE SQUARE CITY: LONDON STATE: X0 ZIP: EC1M 6EE BUSINESS PHONE: 0207 553 6308 MAIL ADDRESS: STREET 1: 10-11 CHARTERHOUSE SQUARE CITY: LONDON STATE: X0 ZIP: EC1M 6EE 13F-HR 1 submission_file.txt QUARTER ENDED 31 DECEMBER 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Quarter Ended: December 31st, 2012 ------------------ Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Herald Investment Management Limited --------------------- Address: 10-11 Chartetrhouse Square --------------------- London, EC1M 6EE, United Kingdom --------------------- Form 13F File Number: ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Andrew Miller --------------------- Title: Chief Finance Officer --------------------- Phone: 0207 553 6308 --------------------- Signature, Place, and Date of Signing: /s/ Andrew Miller London,UK 02-12-2013 ------------------ --------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- _______________ ______________________________ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 76 ---------- Form 13F Information Table Value Total: $189,132 (x$1000) ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ____ 28-________________ _________________________ FORM 13F INFORMATION TABLE --------------------------
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY -------------- -------- ------- ------- --------- ---------- ---------- --------- ------ ----------- CLASS (x$1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------- ------- ------- --------- ---------- ---------- --------- ------ ----------- 51Job Inc Sp Rep ADR 316827104 935 20000 SH SOLE 20000 Actuate Corp COM 00508B102 8927 1594100 SH SOLE 1594100 Acxiom Corp COM 005125109 838 48000 SH SOLE 48000 Advent Software Inc COM 007974108 10262 480000 SH SOLE 480000 Akamai Technologies Inc COM 00971T101 826 20200 SH SOLE 20200 Alliance Fiber Optic Prods I New COM 018680306 2265 188474 SH SOLE 188474 Altera Corp COM 021441100 433 12600 SH SOLE 12600 Amazon Inc COM 023135106 502 2000 SH SOLE 2000 Anadigics Inc COM 032515108 2167 860000 SH SOLE 860000 Apple Inc COM 037833100 1940 3645 SH SOLE 3645 Atmel Corp COM 049513104 550 84000 SH SOLE 84000 Atmi Inc COM 00207R101 12528 600000 SH SOLE 600000 Aviat Networks Inc COM 05366Y102 690 209800 SH SOLE 209800 Brightcove Inc COM 10921T101 904 100000 SH SOLE 100000 Cadence Design System Inc COM 127387108 676 50000 SH SOLE 50000 Cavium Inc COM 14964U108 4916 157500 SH SOLE 157500 Ceragon Networks Ltd Ord COM M22013102 246 55700 SH SOLE 55700 Ceva Inc COM 157210105 5015 318382 SH SOLE 318382 Checkpoint Sys Inc COM 162825103 1382 29000 SH SOLE 29000 Cisco Sys Inc COM 17275R102 668 34000 SH SOLE 34000 Descartes Sys Group Inc COM 249906108 5115 550000 SH SOLE 550000 E M C Corp Mass COM 268648102 397 15700 SH SOLE 15700 Emulex Corp New COM 292475209 2190 300000 SH SOLE 300000 Epiq Sys Inc COM 26882D109 3825 300000 SH SOLE 300000 Exacttarget Inc COM 30064K105 1999 99955 SH SOLE 99955 Extreme Networks Inc COM 30226D106 4477 1230000 SH SOLE 1230000 F5 Networks Inc COM 315616102 729 7500 SH SOLE 7500 Falconstor Software Inc COM 306137100 699 300000 SH SOLE 300000 Google Inc Cl A COM 38259P508 1146 1620 SH SOLE 1620 Integrated Device Technology COM 458118106 1752 240000 SH SOLE 240000 Intel Corp COM 458140100 784 38000 SH SOLE 38000 Jabil Circuit Inc COM 466313103 386 20000 SH SOLE 20000 Keynote Sys Inc COM 493308100 3804 270000 SH SOLE 270000 Keyw Hldg Corp COM 493723100 1269 100000 SH SOLE 100000 Lantronix Inc New COM 516548203 1122 566666 SH SOLE 566666 Lsi Corporation COM 502161102 424 60000 SH SOLE 60000 Mellanox Technologies Ltd Shs COM M51363113 10593 178400 SH SOLE 178400 Mentor Graphics Corp COM 587200106 4255 250000 SH SOLE 250000 Micros Sys Inc COM 594901100 4244 100000 SH SOLE 100000 Microsoft Corp COM 594918104 561 21000 SH SOLE 21000 Mindspeed Technologies Inc New COM 602682205 4164 889800 SH SOLE 889800 Mips Technologies Inc COM 604567107 3120 400000 SH SOLE 400000 Mosys Inc COM 619718109 1740 500000 SH SOLE 500000 Netscout Sys Inc COM 64115T104 3899 150000 SH SOLE 150000 Nq Mobile Inc Repstg Cl A ADR 64118U108 151 25000 SH SOLE 25000 Parametric Technology Corp New COM 699173209 540 24000 SH SOLE 24000 Pegasystems Inc COM 705573103 4321 190500 SH SOLE 190500 Plx Technology Inc COM 693417107 1815 500000 SH SOLE 500000 Pmc-Sierra Inc COM 69344F106 417 80000 SH SOLE 80000 Power Integrations Inc COM 739276103 1176 35000 SH SOLE 35000 Qualm Inc COM 747525103 1250 20200 SH SOLE 20200 Radisys Corp COM 750459109 314 105500 SH SOLE 105500 Radware Ltd Ord COM M81873107 9504 288000 SH SOLE 288000 Retalix Ltd Ord COM M8215W109 3381 113700 SH SOLE 113700 Saic Inc COM 78390X101 186 16450 SH SOLE 16450 Silicom Ltd Ord COM M84116108 897 50000 SH SOLE 50000 Silicon Image Inc COM 82705T102 347 70000 SH SOLE 70000 Silicon Motion Technology Co SponsoreADR 82706C108 9954 700000 SH SOLE 700000 Skyworks Solutions Inc COM 83088M102 223 11000 SH SOLE 11000 Spansion Inc Cl A New COM 84649R200 1686 121200 SH SOLE 121200 Splunk Inc COM 848637104 29 1000 SH SOLE 1000 Sps M Inc COM 78463M107 1864 50000 SH SOLE 50000 Stec Inc COM 784774101 493 100000 SH SOLE 100000 Supertex Inc COM 868532102 2282 130000 SH SOLE 130000 Support Inc COM 86858W101 4366 1047100 SH SOLE 1047100 Symantec Corp COM 871503108 565 30000 SH SOLE 30000 Taiwan Semiconductor Mfg Ltd SponsoreADR 874039100 824 48000 SH SOLE 48000 Techtarget Inc COM 87874R100 68 12200 SH SOLE 12200 Tessera Technologies Inc COM 88164L100 5498 334200 SH SOLE 334200 Trunkbow Intl Hldgs Ltd COM 89818A102 63 50000 SH SOLE 50000 Vasco Data Sec Intl Inc COM 92230Y104 1632 200000 SH SOLE 200000 Viasat Inc COM 92552V100 3890 100000 SH SOLE 100000 Web Group Inc COM 94733A104 3700 250000 SH SOLE 250000 Websense Inc COM 947684106 7520 500000 SH SOLE 500000 Western Digital Corp COM 958102105 382 9000 SH SOLE 9000 Xilinx Inc COM 983919101 430 12000 SH SOLE 12000