0001512022-12-000001.txt : 20120210 0001512022-12-000001.hdr.sgml : 20120210 20120210113856 ACCESSION NUMBER: 0001512022-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120210 DATE AS OF CHANGE: 20120210 EFFECTIVENESS DATE: 20120210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Herald Investment Management Ltd CENTRAL INDEX KEY: 0001512022 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14180 FILM NUMBER: 12590469 BUSINESS ADDRESS: STREET 1: 10-11 CHARTERHOUSE SQUARE CITY: LONDON STATE: X0 ZIP: EC1M 6EE BUSINESS PHONE: 0207 553 6308 MAIL ADDRESS: STREET 1: 10-11 CHARTERHOUSE SQUARE CITY: LONDON STATE: X0 ZIP: EC1M 6EE 13F-HR 1 submission_file.txt 13F-HR 12-31-2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Quarter Ended:December 31st, 2011 ------------------ Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Herald Investment Management Limited --------------------- Address: 10-11 Chartetrhouse Square --------------------- London, EC1M 6EE, United Kingdom --------------------- Form 13F File Number: ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Andrew Miller --------------------- Title: Chief Finance Officer --------------------- Phone: 0207 553 6308 --------------------- Signature, Place, and Date of Signing: /s/ Andrew Miller London,UK 02-10-2012 ------------------ --------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- _______________ ______________________________ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 79 ---------- Form 13F Information Table Value Total: $187,493 (x$1000) ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ____ 28-________________ _________________________ FORM 13F INFORMATION TABLE --------------------------
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY -------------- -------- ------- ------- --------- ---------- ---------- --------- ------ ----------- CLASS (x$1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------- ------- ------- --------- ---------- ---------- --------- ------ ----------- 51Job Inc Sp Rep ADR 316827104 839 20000 SH SOLE 20000 Abovenet Inc COM 00374N107 7151 110000 SH SOLE 110000 Actuate Corp COM 00508B102 8462 1444100 SH SOLE 1444100 Acxiom Corp COM 005125109 586 48000 SH SOLE 48000 Advent Software Inc COM 007974108 11693 480000 SH SOLE 480000 Akamai Technologies Inc COM 00971T101 652 20200 SH SOLE 20200 Alcatel-Lucent Sponsored ADR 013904305 137 87600 SH SOLE 87600 Alliance Fiber Optic Prods I New COM 018680306 1444 188474 SH SOLE 188474 Altera Corp COM 021441100 467 12600 SH SOLE 12600 Amdocs Ltd Ord COM G02602103 756 26500 SH SOLE 26500 Anadigics Inc COM 032515108 1883 860000 SH SOLE 860000 Apple Inc COM 037833100 1823 4500 SH SOLE 4500 Atmi Inc COM 00207R101 12018 600000 SH SOLE 600000 Aviat Networks Inc COM 05366Y102 384 209800 SH SOLE 209800 Cadence Design System Inc COM 127387108 520 50000 SH SOLE 50000 Cavium Inc COM 14964U108 2132 75000 SH SOLE 75000 Ceragon Networks Ltd Ord COM M22013102 429 55700 SH SOLE 55700 Ceva Inc COM 157210105 9634 318382 SH SOLE 318382 Checkpoint Sys Inc COM 162825103 305 5800 SH SOLE 5800 Cisco Sys Inc COM 17275R102 615 34000 SH SOLE 34000 Corning Inc COM 219350105 488 37600 SH SOLE 37600 Descartes Sys Group Inc COM 249906108 3938 550000 SH SOLE 550000 Epiq Sys Inc COM 26882D109 3606 300000 SH SOLE 300000 Extreme Networks Inc COM 30226D106 3592 1230000 SH SOLE 1230000 F5 Networks Inc COM 315616102 796 7500 SH SOLE 7500 Falconstor Software Inc COM 306137100 774 300000 SH SOLE 300000 Google Inc Cl A COM 38259P508 1046 1620 SH SOLE 1620 Hewlett Packard Co COM 428236103 366 14200 SH SOLE 14200 Integrated Device Technology COM 458118106 1310 240000 SH SOLE 240000 Intel Corp COM 458140100 922 38000 SH SOLE 38000 Jabil Circuit Inc COM 466313103 393 20000 SH SOLE 20000 Keynote Sys Inc COM 493308100 5546 270000 SH SOLE 270000 Keyw Hldg Corp COM 493723100 740 100000 SH SOLE 100000 Lantronix Inc New COM 516548203 415 166666 SH SOLE 166666 Mellanox Technologies Ltd Shs COM M51363113 8980 276400 SH SOLE 276400 Mentor Graphics Corp COM 587200106 3390 250000 SH SOLE 250000 Microchip Technology Inc COM 595017104 542 14800 SH SOLE 14800 Micros Sys Inc COM 594901100 4658 100000 SH SOLE 100000 Microsemi Corp COM 595137100 452 27000 SH SOLE 27000 Microsoft Corp COM 594918104 545 21000 SH SOLE 21000 Mindspeed Technologies Inc New COM 602682205 3907 853000 SH SOLE 853000 Mips Technologies Inc COM 604567107 1784 400000 SH SOLE 400000 Netqin Mobile Inc Repr Cl A ADR 64118U108 379 71855 SH SOLE 71855 Netscout Sys Inc COM 64115T104 5280 300000 SH SOLE 300000 Nice Sys Ltd Sponsored ADR 653656108 620 18000 SH SOLE 18000 Oracle Corp COM 68389X105 659 25700 SH SOLE 25700 Parametric Technology Corp New COM 699173209 438 24000 SH SOLE 24000 Pegasystems Inc COM 705573103 5601 190500 SH SOLE 190500 Plx Technology Inc COM 693417107 1435 500000 SH SOLE 500000 Pmc-Sierra Inc COM 69344F106 334 60600 SH SOLE 60600 Power Integrations Inc COM 739276103 1161 35000 SH SOLE 35000 Qualm Inc COM 747525103 1105 20200 SH SOLE 20200 Radisys Corp COM 750459109 534 105500 SH SOLE 105500 Radware Ltd Ord COM M81873107 5850 200000 SH SOLE 200000 Research In Motion Ltd COM 760975102 200 13800 SH SOLE 13800 Retalix Ltd Ord COM M8215W109 1841 113700 SH SOLE 113700 Rf Monolithics Inc COM 74955F106 216 200000 SH SOLE 200000 Saic Inc COM 78390X101 202 16450 SH SOLE 16450 Silicom Ltd Ord COM M84116108 877 50000 SH SOLE 50000 Silicon Image Inc COM 82705T102 329 70000 SH SOLE 70000 Silicon Motion Technology Co SponsoreADR 82706C108 15360 750000 SH SOLE 750000 Skyworks Solutions Inc COM 83088M102 357 22000 SH SOLE 22000 Sonosite Inc COM 83568G104 2154 40000 SH SOLE 40000 Spansion Inc Cl A New COM 84649R200 1004 121200 SH SOLE 121200 Sps M Inc COM 78463M107 1298 50000 SH SOLE 50000 Standard Microsystems Corp COM 853626109 2577 100000 SH SOLE 100000 Stec Inc COM 784774101 859 100000 SH SOLE 100000 Supertex Inc COM 868532102 2454 130000 SH SOLE 130000 Support Inc COM 86858W101 2356 1047100 SH SOLE 1047100 Symantec Corp COM 871503108 470 30000 SH SOLE 30000 Techtarget Inc COM 87874R100 71 12200 SH SOLE 12200 Tessera Technologies Inc COM 88164L100 3685 220000 SH SOLE 220000 Trident Microsystems Inc COM 895919108 72 400000 SH SOLE 400000 Trunkbow Intl Hldgs Ltd COM 89818A102 96 50000 SH SOLE 50000 Vasco Data Sec Intl Inc COM 92230Y104 1304 200000 SH SOLE 200000 Viasat Inc COM 92552V100 4612 100000 SH SOLE 100000 Web Group Inc COM 94733A104 2863 250000 SH SOLE 250000 Websense Inc COM 947684106 8335 445000 SH SOLE 445000 Xilinx Inc COM 983919101 385 12000 SH SOLE 12000