0001512022-11-000006.txt : 20110803 0001512022-11-000006.hdr.sgml : 20110803 20110803105914 ACCESSION NUMBER: 0001512022-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110803 DATE AS OF CHANGE: 20110803 EFFECTIVENESS DATE: 20110803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Herald Investment Management Ltd CENTRAL INDEX KEY: 0001512022 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14180 FILM NUMBER: 111005951 BUSINESS ADDRESS: STREET 1: 10-11 CHARTERHOUSE SQUARE CITY: LONDON STATE: X0 ZIP: EC1M 6EE BUSINESS PHONE: 0207 553 6308 MAIL ADDRESS: STREET 1: 10-11 CHARTERHOUSE SQUARE CITY: LONDON STATE: X0 ZIP: EC1M 6EE 13F-HR 1 submission_file_text.txt Q2 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Quarter Ended: June 30th, 2011 ------------------ Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Herald Investment Management Limited --------------------- Address: 10-11 Chartetrhouse Square --------------------- London, EC1M 6EE, United Kingdom --------------------- Form 13F File Number: ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Andrew Miller --------------------- Title: Chief Finance Officer --------------------- Phone: 0207 553 6308 --------------------- Signature, Place, and Date of Signing: /s/ Andrew Miller London,UK 08-02-2011 ------------------ --------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- _______________ ______________________________ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 81 ---------- Form 13F Information Table Value Total: $212,195 (x$1000) ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ____ 28-________________ _________________________ FORM 13F INFORMATION TABLE --------------------------
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY -------------- -------- ------- ------- --------- ---------- ---------- --------- ------ ----------- CLASS (x$1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------- ------- ------- --------- ---------- ---------- --------- ------ ----------- 51Job Inc Sp Rep ADR 316827104 561 10000 SH SOLE 10000 Abovenet Inc COM 00374N107 7751 110000 SH SOLE 110000 Actuate Corp COM 00508B102 8448 1444100 SH SOLE 1444100 Acxiom Corp COM 005125109 629 48000 SH SOLE 48000 Advent Software Inc COM 007974108 13522 480000 SH SOLE 480000 Akamai Technologies Inc COM 00971T101 636 20200 SH SOLE 20200 Alcatel-Lucent Sponsored ADR 013904305 505 87600 SH SOLE 87600 Alliance Fiber Optic Prods I New COM 018680306 1594 188474 SH SOLE 188474 Amdocs Ltd Ord COM G02602103 805 26500 SH SOLE 26500 Anadigics Inc COM 032515108 2761 860000 SH SOLE 860000 Apple Inc COM 037833100 873 2600 SH SOLE 2600 Atmi Inc COM 00207R101 12258 600000 SH SOLE 600000 Aviat Networks Inc COM 05366Y102 1005 255000 SH SOLE 255000 Brocade Munications Sys I New COM 111621306 510 79000 SH SOLE 79000 Cadence Design System Inc COM 127387108 528 50000 SH SOLE 50000 Cavium Networks Inc COM 14965A101 2180 50000 SH SOLE 50000 Ceva Inc COM 157210105 11547 379082 SH SOLE 379082 Checkpoint Sys Inc COM 162825103 671 11800 SH SOLE 11800 Cisco Sys Inc COM 17275R102 531 34000 SH SOLE 34000 Corning Inc COM 219350105 682 37600 SH SOLE 37600 Descartes Sys Group Inc COM 249906108 3944 550000 SH SOLE 550000 Epiq Sys Inc COM 26882D109 4266 300000 SH SOLE 300000 Extreme Networks Inc COM 30226D106 3985 1230000 SH SOLE 1230000 F5 Networks Inc COM 315616102 496 4500 SH SOLE 4500 Falconstor Software Inc COM 306137100 1344 300000 SH SOLE 300000 Finisar Corp New COM 31787A507 1748 96930 SH SOLE 96930 Fundtech Ltd Ord COM M47095100 4431 222000 SH SOLE 222000 Google Inc Cl A COM 38259P508 820 1620 SH SOLE 1620 Hewlett Packard Co COM 428236103 517 14200 SH SOLE 14200 Integrated Device Technology COM 458118106 1886 240000 SH SOLE 240000 Intel Corp COM 458140100 842 38000 SH SOLE 38000 Jabil Circuit Inc COM 466313103 404 20000 SH SOLE 20000 Keynote Sys Inc COM 493308100 5840 270000 SH SOLE 270000 Keyw Hldg Corp COM 493723100 1239 100000 SH SOLE 100000 Lantronix Inc New COM 516548203 422 166666 SH SOLE 166666 Marchex Inc Cl B COM 56624R108 320 36000 SH SOLE 36000 Mellanox Technologies Ltd Shs COM M51363113 8239 276400 SH SOLE 276400 Mentor Graphics Corp COM 587200106 3203 250000 SH SOLE 250000 Microchip Technology Inc COM 595017104 1061 28000 SH SOLE 28000 Micros Sys Inc COM 594901100 4971 100000 SH SOLE 100000 Microsoft Corp COM 594918104 546 21000 SH SOLE 21000 Mindspeed Technologies Inc New COM 602682205 6824 853000 SH SOLE 853000 Mips Technologies Inc COM 604567107 2764 400000 SH SOLE 400000 Netscout Sys Inc COM 64115T104 6267 300000 SH SOLE 300000 Nice Sys Ltd Sponsored ADR 653656108 654 18000 SH SOLE 18000 Oracle Corp COM 68389X105 846 25700 SH SOLE 25700 Parametric Technology Corp New COM 699173209 550 24000 SH SOLE 24000 Pegasystems Inc COM 705573103 9426 202500 SH SOLE 202500 Plx Technology Inc COM 693417107 1735 500000 SH SOLE 500000 Pmc-Sierra Inc COM 69344F106 459 60600 SH SOLE 60600 Power Integrations Inc COM 739276103 1345 35000 SH SOLE 35000 Qualm Inc COM 747525103 642 11300 SH SOLE 11300 Radisys Corp COM 750459109 769 105500 SH SOLE 105500 Radware Ltd Ord COM M81873107 8452 242600 SH SOLE 242600 Research In Motion Ltd COM 760975102 398 13800 SH SOLE 13800 Retalix Ltd Ord COM M8215W109 1618 113700 SH SOLE 113700 Rf Monolithics Inc COM 74955F106 274 200000 SH SOLE 200000 Saic Inc COM 78390X101 277 16450 SH SOLE 16450 Sap Ag Spon ADR 803054204 873 14400 SH SOLE 14400 Shoretel Inc COM 825211105 415 40700 SH SOLE 40700 Silicom Ltd Ord COM M84116108 1000 50000 SH SOLE 50000 Silicon Image Inc COM 82705T102 452 70000 SH SOLE 70000 Silicon Motion Technology Co SponsoreADR 82706C108 10720 1000000 SH SOLE 1000000 Sonosite Inc COM 83568G104 1407 40000 SH SOLE 40000 Spansion Inc Cl A New COM 84649R200 409 21200 SH SOLE 21200 Sps M Inc COM 78463M107 890 50000 SH SOLE 50000 Stec Inc COM 784774101 1701 100000 SH SOLE 100000 Supertex Inc COM 868532102 2912 130000 SH SOLE 130000 Support Inc COM 86858W101 5026 1047100 SH SOLE 1047100 Symantec Corp COM 871503108 592 30000 SH SOLE 30000 Telvent Git Sa Shs COM E90215109 796 20000 SH SOLE 20000 Tessera Technologies Inc COM 88164L100 514 30000 SH SOLE 30000 Thq Inc New COM 872443403 163 45000 SH SOLE 45000 Trident Microsystems Inc COM 895919108 276 400000 SH SOLE 400000 Trunkbow Intl Hldgs Ltd COM 89818A102 119 50000 SH SOLE 50000 Vasco Data Sec Intl Inc COM 92230Y104 2490 200000 SH SOLE 200000 Viasat Inc COM 92552V100 4327 100000 SH SOLE 100000 Volterra Semiconductor Corp COM 928708106 217 8800 SH SOLE 8800 Web Group Inc COM 94733A104 3080 250000 SH SOLE 250000 Websense Inc COM 947684106 11557 445000 SH SOLE 445000 Xilinx Inc COM 983919101 438 12000 SH SOLE 12000