-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E4wNy623cMsLIfo+xGN0EKnJoY+ELFABDpBrPvCY4TY/WQVP8o7EYn37mX4mxb2q at/ZTmwU/YQ+RTWGPc+uww== 0001512022-11-000002.txt : 20110211 0001512022-11-000002.hdr.sgml : 20110211 20110211123334 ACCESSION NUMBER: 0001512022-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 EFFECTIVENESS DATE: 20110211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Herald Investment Management Ltd CENTRAL INDEX KEY: 0001512022 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14180 FILM NUMBER: 11596391 BUSINESS ADDRESS: STREET 1: 10-11 CHARTERHOUSE SQUARE CITY: LONDON STATE: X0 ZIP: EC1M 6EE BUSINESS PHONE: 0207 553 6308 MAIL ADDRESS: STREET 1: 10-11 CHARTERHOUSE SQUARE CITY: LONDON STATE: X0 ZIP: EC1M 6EE 13F-HR 1 2010-12_submission_file_txt.txt INITIAL 13F HR FORM UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 ------------------ Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Herald Investment Management Limited --------------------- Address: 10-11 Chartetrhouse Square --------------------- London, EC1M 6EE, United Kingdom --------------------- Form 13F File Number: ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Andrew Miller --------------------- Title: Chief Finance Officer --------------------- Phone: 0207 553 6308 --------------------- Signature, Place, and Date of Signing: /s/ Andrew Miller London,UK 02-11-2011 - ------------------ --------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- _______________ ______________________________ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 76 ---------- Form 13F Information Table Value Total: $199,979 (x$1000) ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ____ 28-________________ _________________________ FORM 13F INFORMATION TABLE --------------------------
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY - -------------- -------- ------- ---------- --------- ----- ----- ---------- --------- ------ ----------- CLASS (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------- ------- ---------- --------- ----- ----- ---------- --------- ------ ----------- Abovenet Inc COM 00374N107 5261 90000 SH SOLE 90000 Accenture Plc Ireland Shs Class A COM G1151C101 587 12100 SH SOLE 12100 Actuate Corp COM 00508B102 7980 1400000 SH SOLE 1400000 Advent Software Inc COM 007974108 13901 480000 SH SOLE 480000 Alliance Fiber Optic Prods I New COM 018680306 2955 188474 SH SOLE 188474 Anadigics Inc COM 032515108 5960 860000 SH SOLE 860000 Analog Devices Inc COM 032654105 501 13300 SH SOLE 13300 Apple Inc COM 037833100 839 2600 SH SOLE 2600 Arrow Electrs Inc COM 042735100 582 17000 SH SOLE 17000 Art Technology Group Inc COM 04289L107 5980 1000000 SH SOLE 1000000 Atmi Inc COM 00207R101 7976 400000 SH SOLE 400000 Aviat Networks Inc COM 05366Y102 1293 255000 SH SOLE 255000 Brocade Munications Sys I New COM 111621306 238 45000 SH SOLE 45000 Cadence Design System Inc COM 127387108 413 50000 SH SOLE 50000 Cavium Networks Inc COM 14965A101 1884 50000 SH SOLE 50000 Ceva Inc COM 157210105 7771 379082 SH SOLE 379082 Checkpoint Sys Inc COM 162825103 546 11800 SH SOLE 11800 Cisco Sys Inc COM 17275R102 364 18000 SH SOLE 18000 Corning Inc COM 219350105 726 37600 SH SOLE 37600 Descartes Sys Group Inc COM 249906108 3872 550000 SH SOLE 550000 Epiq Sys Inc COM 26882D109 4119 300000 SH SOLE 300000 Extreme Networks Inc COM 30226D106 3801 1230000 SH SOLE 1230000 F5 Networks Inc COM 315616102 781 6000 SH SOLE 6000 Falconstor Software Inc COM 306137100 1005 300000 SH SOLE 300000 Finisar Corp New COM 31787A507 2878 96930 SH SOLE 96930 Flir Sys Inc COM 302445101 655 22000 SH SOLE 22000 Fundtech Ltd Ord COM M47095100 3581 222000 SH SOLE 222000 Google Inc Cl A COM 38259P508 802 1350 SH SOLE 1350 Hewlett Packard Co COM 428236103 598 14200 SH SOLE 14200 Intel Corp COM 458140100 799 38000 SH SOLE 38000 Jabil Circuit Inc COM 466313103 402 20000 SH SOLE 20000 Keynote Sys Inc COM 493308100 3947 270000 SH SOLE 270000 Keyw Hldg Corp Added COM 493723100 1467 100000 SH SOLE 100000 Lantronix Inc New COM 516548203 617 166666 SH SOLE 166666 Marvell Technology Group Ltd Ord COM G5876H105 579 31200 SH SOLE 31200 Mellanox Technologies Ltd Shs COM M51363113 7233 276400 SH SOLE 276400 Mentor Graphics Corp COM 587200106 3000 250000 SH SOLE 250000 Microchip Technology Inc COM 595017104 1095 32000 SH SOLE 32000 Micros Sys Inc COM 594901100 4386 100000 SH SOLE 100000 Microsoft Corp COM 594918104 586 21000 SH SOLE 21000 Mindspeed Technologies Inc New COM 602682205 4972 815000 SH SOLE 815000 Mips Technologies Inc COM 604567107 6068 400000 SH SOLE 400000 Monotype Imaging Holdings In COM 61022P100 113 10200 SH SOLE 10200 Netscout Sys Inc COM 64115T104 6903 300000 SH SOLE 300000 Nice Sys Ltd Sponsored ADR 653656108 628 18000 SH SOLE 18000 Ocz Technology Group Inc COM 67086E303 4820 1000000 SH SOLE 1000000 Oracle Corp COM 68389X105 804 25700 SH SOLE 25700 Parametric Technology Corp New COM 699173209 541 24000 SH SOLE 24000 Pegasystems Inc COM 705573103 7418 202500 SH SOLE 202500 Plx Technology Inc COM 693417107 1805 500000 SH SOLE 500000 Pmc-Sierra Inc COM 69344F106 521 60600 SH SOLE 60600 Power Integrations Inc COM 739276103 1406 35000 SH SOLE 35000 Qualm Inc COM 747525103 559 11300 SH SOLE 11300 Radisys Corp COM 750459109 939 105500 SH SOLE 105500 Radware Ltd Ord COM M81873107 9100 242600 SH SOLE 242600 Research In Motion Ltd COM 760975102 802 13800 SH SOLE 13800 Retalix Ltd Ord COM M8215W109 1565 113700 SH SOLE 113700 Rf Monolithics Inc COM 74955F106 254 200000 SH SOLE 200000 Saic Inc COM 78390X101 261 16450 SH SOLE 16450 Shoretel Inc COM 825211105 474 60700 SH SOLE 60700 Silicon Image Inc COM 82705T102 515 70000 SH SOLE 70000 Silicon Motion Technology Co Sponsored ADR 82706C108 4250 1000000 SH SOLE 1000000 Sonosite Inc COM 83568G104 1264 40000 SH SOLE 40000 Sps M Inc COM 78463M107 790 50000 SH SOLE 50000 Stec Inc COM 784774101 1765 100000 SH SOLE 100000 Supertex Inc COM 868532102 3143 130000 SH SOLE 130000 Support Inc COM 86858W101 6785 1047100 SH SOLE 1047100 Symantec Corp COM 871503108 502 30000 SH SOLE 30000 Telvent Git Sa Shs COM E90215109 528 20000 SH SOLE 20000 Thq Inc New COM 872443403 273 45000 SH SOLE 45000 Trident Microsystems Inc COM 895919108 712 400000 SH SOLE 400000 Vasco Data Sec Intl Inc COM 92230Y104 1626 200000 SH SOLE 200000 Viasat Inc COM 92552V100 4441 100000 SH SOLE 100000 Web Group Inc COM 94733A104 2113 250000 SH SOLE 250000 Websense Inc COM 947684106 9011 445000 SH SOLE 445000 Xilinx Inc COM 983919101 348 12000 SH SOLE 12000
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