0001512022-11-000007.txt : 20111114
0001512022-11-000007.hdr.sgml : 20111111
20111114104047
ACCESSION NUMBER: 0001512022-11-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Herald Investment Management Ltd
CENTRAL INDEX KEY: 0001512022
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14180
FILM NUMBER: 111198875
BUSINESS ADDRESS:
STREET 1: 10-11 CHARTERHOUSE SQUARE
CITY: LONDON
STATE: X0
ZIP: EC1M 6EE
BUSINESS PHONE: 0207 553 6308
MAIL ADDRESS:
STREET 1: 10-11 CHARTERHOUSE SQUARE
CITY: LONDON
STATE: X0
ZIP: EC1M 6EE
13F-HR
1
submission_file_text.txt
13F HR 2011Q3
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Quarter Ended:September 30th, 2011
------------------
Check here if Amendment [ ]; Amendment Number: ______
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Herald Investment Management Limited
---------------------
Address: 10-11 Chartetrhouse Square
---------------------
London, EC1M 6EE, United Kingdom
---------------------
Form 13F File Number:
-----
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Andrew Miller
---------------------
Title: Chief Finance Officer
---------------------
Phone: 0207 553 6308
---------------------
Signature, Place, and Date of Signing:
/s/ Andrew Miller London,UK 11-14-2011
------------------ --------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28- _______________ ______________________________
[Repeat as necessary.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
----------
Form 13F Information Table Entry Total: 80
----------
Form 13F Information Table Value Total: $166,500 (x$1000)
----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
____ 28-________________ _________________________
FORM 13F INFORMATION TABLE
--------------------------
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
-------------- -------- ------- ------- --------- ---------- ---------- --------- ------ -----------
CLASS (x$1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------- ------- ------- --------- ---------- ---------- --------- ------ -----------
51Job Inc Sp Rep ADR 316827104 799 20000 SH SOLE 20000
Abovenet Inc COM 00374N107 5896 110000 SH SOLE 110000
Actuate Corp COM 00508B102 7971 1444100 SH SOLE 1444100
Acxiom Corp COM 005125109 511 48000 SH SOLE 48000
Advent Software Inc COM 007974108 10008 480000 SH SOLE 480000
Akamai Technologies Inc COM 00971T101 402 20200 SH SOLE 20200
Alcatel-Lucent Sponsored ADR 013904305 248 87600 SH SOLE 87600
Alliance Fiber Optic Prods I New COM 018680306 1345 188474 SH SOLE 188474
Amdocs Ltd Ord COM G02602103 719 26500 SH SOLE 26500
Anadigics Inc COM 032515108 1858 860000 SH SOLE 860000
Apple Inc COM 037833100 1716 4500 SH SOLE 4500
Atmi Inc COM 00207R101 9492 600000 SH SOLE 600000
Aviat Networks Inc COM 05366Y102 493 209800 SH SOLE 209800
Cadence Design System Inc COM 127387108 462 50000 SH SOLE 50000
Cavium Networks Inc Deleted COM 14965A101 2026 75000 SH SOLE 75000
Ceragon Networks Ltd Ord COM M22013102 532 55700 SH SOLE 55700
Ceva Inc COM 157210105 7740 318382 SH SOLE 318382
Checkpoint Sys Inc COM 162825103 623 11800 SH SOLE 11800
Cisco Sys Inc COM 17275R102 527 34000 SH SOLE 34000
Corning Inc COM 219350105 465 37600 SH SOLE 37600
Descartes Sys Group Inc COM 249906108 3399 550000 SH SOLE 550000
Epiq Sys Inc COM 26882D109 3759 300000 SH SOLE 300000
Extreme Networks Inc COM 30226D106 3260 1230000 SH SOLE 1230000
F5 Networks Inc COM 315616102 533 7500 SH SOLE 7500
Falconstor Software Inc COM 306137100 876 300000 SH SOLE 300000
Finisar Corp New COM 31787A507 1700 96930 SH SOLE 96930
Fundtech Ltd Ord COM M47095100 5124 222000 SH SOLE 222000
Google Inc Cl A COM 38259P508 834 1620 SH SOLE 1620
Hewlett Packard Co COM 428236103 319 14200 SH SOLE 14200
Integrated Device Technology COM 458118106 1236 240000 SH SOLE 240000
Intel Corp COM 458140100 811 38000 SH SOLE 38000
Jabil Circuit Inc COM 466313103 356 20000 SH SOLE 20000
Keynote Sys Inc COM 493308100 5705 270000 SH SOLE 270000
Keyw Hldg Corp COM 493723100 711 100000 SH SOLE 100000
Lantronix Inc New COM 516548203 307 166666 SH SOLE 166666
Mellanox Technologies Ltd Shs COM M51363113 8629 276400 SH SOLE 276400
Mentor Graphics Corp COM 587200106 2405 250000 SH SOLE 250000
Microchip Technology Inc COM 595017104 460 14800 SH SOLE 14800
Micros Sys Inc COM 594901100 4393 100000 SH SOLE 100000
Microsemi Corp COM 595137100 431 27000 SH SOLE 27000
Microsoft Corp COM 594918104 523 21000 SH SOLE 21000
Mindspeed Technologies Inc New COM 602682205 4436 853000 SH SOLE 853000
Mips Technologies Inc COM 604567107 1936 400000 SH SOLE 400000
Netqin Mobile Inc Repr Cl A ADR 64118U108 383 100000 SH SOLE 100000
Netscout Sys Inc COM 64115T104 3426 300000 SH SOLE 300000
Nice Sys Ltd Sponsored ADR 653656108 546 18000 SH SOLE 18000
Oracle Corp COM 68389X105 739 25700 SH SOLE 25700
Parametric Technology Corp New COM 699173209 369 24000 SH SOLE 24000
Pegasystems Inc COM 705573103 5831 190500 SH SOLE 190500
Plx Technology Inc COM 693417107 1505 500000 SH SOLE 500000
Pmc-Sierra Inc COM 69344F106 362 60600 SH SOLE 60600
Power Integrations Inc COM 739276103 1071 35000 SH SOLE 35000
Qualm Inc COM 747525103 982 20200 SH SOLE 20200
Radisys Corp COM 750459109 646 105500 SH SOLE 105500
Radware Ltd Ord COM M81873107 5238 242600 SH SOLE 242600
Research In Motion Ltd COM 760975102 280 13800 SH SOLE 13800
Retalix Ltd Ord COM M8215W109 1529 113700 SH SOLE 113700
Rf Monolithics Inc COM 74955F106 184 200000 SH SOLE 200000
Saic Inc COM 78390X101 194 16450 SH SOLE 16450
Sap Ag Spon ADR 803054204 729 14400 SH SOLE 14400
Silicom Ltd Ord COM M84116108 694 50000 SH SOLE 50000
Silicon Image Inc COM 82705T102 411 70000 SH SOLE 70000
Silicon Motion Technology Co SponsoreADR 82706C108 9248 800000 SH SOLE 800000
Sonosite Inc COM 83568G104 1214 40000 SH SOLE 40000
Spansion Inc Cl A New COM 84649R200 1481 121200 SH SOLE 121200
Sps M Inc COM 78463M107 815 50000 SH SOLE 50000
Standard Microsystems Corp COM 853626109 1940 100000 SH SOLE 100000
Stec Inc COM 784774101 1015 100000 SH SOLE 100000
Supertex Inc COM 868532102 2249 130000 SH SOLE 130000
Support Inc COM 86858W101 2073 1047100 SH SOLE 1047100
Symantec Corp COM 871503108 489 30000 SH SOLE 30000
Tessera Technologies Inc COM 88164L100 358 30000 SH SOLE 30000
Thq Inc New COM 872443403 78 45000 SH SOLE 45000
Trident Microsystems Inc COM 895919108 208 400000 SH SOLE 400000
Trunkbow Intl Hldgs Ltd COM 89818A102 111 50000 SH SOLE 50000
Vasco Data Sec Intl Inc COM 92230Y104 1022 200000 SH SOLE 200000
Viasat Inc COM 92552V100 3331 100000 SH SOLE 100000
Web Group Inc COM 94733A104 1745 250000 SH SOLE 250000
Websense Inc COM 947684106 7699 445000 SH SOLE 445000
Xilinx Inc COM 983919101 329 12000 SH SOLE 12000