-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ctb3EqM3EYVBg6j5CGXycxI64fFX0gmaY6gvsbuC6Cer7nwosWQLPDbi1hycItXA fJ1PF7X/fABcT6Pik0NhFw== 0001511922-11-000002.txt : 20110204 0001511922-11-000002.hdr.sgml : 20110204 20110204123450 ACCESSION NUMBER: 0001511922-11-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110204 DATE AS OF CHANGE: 20110204 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Guttag Robert CENTRAL INDEX KEY: 0001511922 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 45 EAST 89TH STREET, #35E CITY: NEW YORK STATE: NY ZIP: 10128-1232 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Rochdale Core Alternative Strategies Fund TEI LLC CENTRAL INDEX KEY: 0001377955 IRS NUMBER: 205686167 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-84073 FILM NUMBER: 11573387 BUSINESS ADDRESS: STREET 1: 570 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-702-3500 MAIL ADDRESS: STREET 1: 570 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 rgsc13g.txt SC 13G 1 stsc13g.txt SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No....) Rochdale Core Alternative Strategies TEI Fund LLC (Name of Issuer) Fund of Funds (Title of Class of Securities) [N/A] (CUSIP Number) 12/31/2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP: [N/A] Page 1 of 4 CUSIP No.: [N/A] (1)Names of reporting persons: Robert Guttag (2) Check the appropriate box if a member of a group (see instructions) (a): (b): X (3) SEC use only: (4) Citizenship or place of organization: United States Number of shares beneficially owned by each reporting person with: (5)Sole voting power: 500 units (6)Shared voting power: 0 (7)Sole dispositive power: 500 units (8)Shared dispositive power: 0 (9)Aggregate amount beneficially owned by each reporting person: 500 units (10)Check if the aggregate amount in Row (9) excludes certain shares (see instructions): (11)Percent of class represented by amount in Row 9: 5.87% as of 12/31/2010 (12)Type of reporting person (see instructions): IN CUSIP: [N/A] Page 2 of 4 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Schedule 13G Under the Securities Exchange Act of 1934 Amendment No. Item 1(a) Name of Issuer: Rochdale Core Alternative Strategies TEI Fund LLC Item 1(b) Address of Issuer's Principal Executive Offices: 570 Lexington Avenue, 9th FloorNew York, NY. 10022 Item 2(a) Name of Person(s) Filing: Robert Guttag Item 2(b) Address of Principal Business Office or, if none, Residence: 45 East 89th Street, #35E New York, NY 10128 Item 2(c) Citizenship: United States Item 2(d) Title of Class of Securities: Fund of Funds Item 2(e) CUSIP Number: [N/A] Item 3 If this statement is filed pursuant to sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: [N/A] Item 4 Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 500 units (b) Percent of class: 5.87% As of 12/31/2010 (c) Number of shares as to which the person has (i) Sole power to vote or to direct the vote: 500 units (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 500 units (iv) Shared power to dispose or to direct the disposition of: 0 CUSIP: [N/A] Page 3 of 4 Item 5 Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] Item 6 Ownership of More than Five Percent on Behalf of Another Person: [N/A] Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. : [N/A] Item 8 Identification and Classification of Members of the Group: [N/A] Item 9 Notice of Dissolution of Group: [N/A] Item 10 Certification b. The following certification shall be included if the statement is filed pursuant to Rule 13d-1(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 3, 2011 Signature: /Scott Tiedke/ Name/Title: Scott Tiedke / Power of Attorney POA on file provided via fax on 02/02/2011 CUSIP: [N/A] Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----