0000919574-16-014878.txt : 20160815 0000919574-16-014878.hdr.sgml : 20160815 20160815120723 ACCESSION NUMBER: 0000919574-16-014878 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 EFFECTIVENESS DATE: 20160815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Broadfin Capital, LLC CENTRAL INDEX KEY: 0001511901 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14251 FILM NUMBER: 161831117 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-808-2463 MAIL ADDRESS: STREET 1: 300 PARK AVENUE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001511901 XXXXXXXX 06-30-2016 06-30-2016 false Broadfin Capital, LLC

300 PARK AVENUE, 25TH FLOOR New York NY 10022

13F HOLDINGS REPORT 028-14251 N Kevin Kotler 212-808-2460 /s/ Kevin Kotler New York NY 08-15-2016 1 70 1028554 1 0001511900 028-14254 Broadfin Healthcare Master Fund Ltd INFORMATION TABLE 2 infotable.xml ADMA BIOLOGICS INC COM 000899104 6624 1113293 SH DFND 1 1113293 0 0 ADVAXIS INC COM NEW 007624208 13676 1690517 SH DFND 1 1690517 0 0 AEGERION PHARMACEUTICALS INC COM 00767E102 5975 4010291 SH DFND 1 4010291 0 0 ALCOBRA LTD SHS M2239P109 6991 1557106 SH DFND 1 1557106 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 10098 4675216 SH DFND 1 4675216 0 0 ANGIODYNAMICS INC COM 03475V101 51837 3607282 SH DFND 1 3607282 0 0 ANTARES PHARMA INC COM 036642106 15630 14885393 SH DFND 1 14885393 0 0 ANTHERA PHARMACEUTICALS INC COM NEW 03674U201 3568 1154674 SH DFND 1 1154674 0 0 ARALEZ PHARMACEUTICALS INC COM 03852X100 13553 4106990 SH DFND 1 4106990 0 0 ARATANA THERAPEUTICS INC COM 03874P101 21670 3428865 SH DFND 1 3428865 0 0 AVIRAGEN THERAPEUTICS INC COM 053761102 4881 3486711 SH DFND 1 3486711 0 0 BIODELIVERY SCIENCES INTL IN COM 09060J106 12246 5188794 SH DFND 1 5188794 0 0 CARDIOVASCULAR SYS INC DEL COM 141619106 22555 1227501 SH DFND 1 1227501 0 0 CAS MED SYS INC COM PAR $0.004 124769209 1492 810852 SH DFND 1 810852 0 0 CATALYST PHARMACEUTICALS INC COM 14888U101 5822 8200000 SH DFND 1 8200000 0 0 CIDARA THERAPEUTICS INC COM 171757107 1720 166875 SH DFND 1 166875 0 0 CONTRAFECT CORP COM 212326102 1886 652505 SH DFND 1 652505 0 0 CORIUM INTL INC COM 21887L107 6661 1919721 SH DFND 1 1919721 0 0 DEPOMED INC COM 249908104 6370 324657 SH DFND 1 324657 0 0 DERMA SCIENCES INC COM PAR $.01 249827502 10095 2562104 SH DFND 1 2562104 0 0 DEXTERA SURGICAL INC COM 252366109 1552 862499 SH DFND 1 862499 0 0 DIPEXIUM PHARMACEUTICALS INC COM 25456J104 444 44774 SH DFND 1 44774 0 0 DURECT CORP COM 266605104 3538 2900000 SH DFND 1 2900000 0 0 DYNAVAX TECHNOLOGIES CORP COM NEW 268158201 7987 547810 SH DFND 1 547810 0 0 EGALET CORP COM 28226B104 5628 1134750 SH DFND 1 1134750 0 0 EGALET CORP NOTE 5.500 4/0 28226BAB0 7600 10000000 SH DFND 1 10000000 0 0 ENDO INTL PLC SHS G30401106 16039 1028802 SH DFND 1 1028802 0 0 ENDO INTL PLC SHS G30401106 3118 200000 SH Call DFND 1 200000 0 0 ENDOLOGIX INC COM 29266S106 12460 1000000 SH DFND 1 1000000 0 0 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 47197 4394464 SH DFND 1 4394464 0 0 GENOMIC HEALTH INC COM 37244C101 7002 270400 SH DFND 1 270400 0 0 HERON THERAPEUTICS INC COM 427746102 22564 1250104 SH DFND 1 1250104 0 0 HORIZON PHARMA PLC SHS G4617B105 113048 6863848 SH DFND 1 6863848 0 0 HORIZON PHARMA PLC SHS G4617B105 8235 500000 SH Call DFND 1 500000 0 0 IDERA PHARMACEUTICALS INC COM NEW 45168K306 4735 3094745 SH DFND 1 3094745 0 0 IGNYTA INC COM 451731103 12230 2256546 SH DFND 1 2256546 0 0 INTERSECT ENT INC COM 46071F103 9188 710600 SH DFND 1 710600 0 0 LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 503459604 20502 1281373 SH DFND 1 1281373 0 0 LION BIOTECHNOLOGIES INC COM 53619R102 25683 3170759 SH DFND 1 3170759 0 0 MEDGENICS INC 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