0000919574-15-002032.txt : 20150218
0000919574-15-002032.hdr.sgml : 20150216
20150217131641
ACCESSION NUMBER: 0000919574-15-002032
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150217
DATE AS OF CHANGE: 20150217
EFFECTIVENESS DATE: 20150217
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Broadfin Capital, LLC
CENTRAL INDEX KEY: 0001511901
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14251
FILM NUMBER: 15620425
BUSINESS ADDRESS:
STREET 1: 300 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-808-2463
MAIL ADDRESS:
STREET 1: 300 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001511901
XXXXXXXX
12-31-2014
12-31-2014
false
Broadfin Capital, LLC
300 PARK AVENUE, 25TH FLOOR
New York
NY
10022
13F HOLDINGS REPORT
028-14251
N
Kevin Kotler
Managing Member
212-808-2460
/s/ Kevin Kotler
New York
NY
02-17-2015
1
75
1150089
1
0001511900
028-14254
Broadfin Healthcare Master Fund Ltd
INFORMATION TABLE
2
infotable.xml
ACCURAY INC
COM
004397105
5285
700000
SH
DFND
1
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0
0
ADMA BIOLOGICS INC
COM
000899104
4347
389193
SH
DFND
1
389193
0
0
AEGERION PHARMACEUTICALS INC
COM
00767E102
53373
2548863
SH
DFND
1
2548863
0
0
AEGERION PHARMACEUTICALS INC
COM
00767E102
3141
150000
SH
Call
DFND
1
1500
0
0
ALLIQUA INC
COM NEW
019621200
6206
1170910
SH
DFND
1
1170910
0
0
ALMOST FAMILY INC
COM
020409108
3730
128841
SH
DFND
1
128841
0
0
AMAG PHARMACEUTICALS INC
COM
00163U106
24444
573530
SH
DFND
1
573530
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
2188
2233746
SH
DFND
1
2233746
0
0
AMPHASTAR PHARMACEUTICALS IN
COM
03209R103
24704
2127854
SH
DFND
1
2127854
0
0
ANACOR PHARMACEUTICALS INC
COM
032420101
16264
504320
SH
DFND
1
504320
0
0
ANGIODYNAMICS INC
COM
03475V101
50770
2670703
SH
DFND
1
2670703
0
0
ANTARES PHARMA INC
COM
036642106
12079
4700000
SH
DFND
1
4700000
0
0
ANTHERA PHARMACEUTICALS INC
COM NEW
03674U201
2818
1783812
SH
DFND
1
1783812
0
0
AQUINOX PHARMACEUTICALS INC
COM
03842B101
3988
531768
SH
DFND
1
531768
0
0
ARATANA THERAPEUTICS INC
COM
03874P101
22444
1259471
SH
DFND
1
1259471
0
0
ATRICURE INC
COM
04963C209
16485
825902
SH
DFND
1
825902
0
0
AUSPEX PHARMACEUTICALS INC
COM
05211J102
5248
100000
SH
DFND
1
100000
0
0
BIODEL INC
COM NEW
09064M204
1769
1330034
SH
DFND
1
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0
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
28805
2396399
SH
DFND
1
2396399
0
0
BIOTA PHARMACEUTIALS INC
COM
090694100
5850
2611711
SH
DFND
1
2611711
0
0
CARDICA INC
COM
14141R101
6212
8874992
SH
DFND
1
8874992
0
0
CAS MED SYS INC
COM PAR $0.004
124769209
3165
1918296
SH
DFND
1
1918296
0
0
CATALYST PHARM PARTNERS INC
COM
14888U101
7128
2400000
SH
DFND
1
2400000
0
0
CELSUS THERAPEUTICS PLC
SPONSORED ADR NE
15119A202
2260
470877
SH
DFND
1
470877
0
0
CEMPRA INC
COM
15130J109
6692
284625
SH
DFND
1
284625
0
0
CONMED CORP
COM
207410101
11240
250000
SH
DFND
1
250000
0
0
CORIUM INTL INC
COM
21887L107
10594
1736736
SH
DFND
1
1736736
0
0
DEPOMED INC
COM
249908104
27608
1713702
SH
DFND
1
1713702
0
0
DERMA SCIENCES INC
COM PAR $.01
249827502
17288
1856877
SH
DFND
1
1856877
0
0
DIPEXIUM PHARMACEUTICALS INC
COM
25456J104
5408
475000
SH
DFND
1
475000
0
0
DISCOVERY LABORATORIES INC N
COM NEW
254668403
9357
8066000
SH
DFND
1
8066000
0
0
DURECT CORP
COM
266605104
3476
4404495
SH
DFND
1
4404495
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
12915
766010
SH
DFND
1
766010
0
0
ELEVEN BIOTHERAPEUTICS INC
COM
286221106
11483
108900
SH
DFND
1
108900
0
0
EMERGENT BIOSOLUTIONS INC
COM
29089Q105
56277
2066719
SH
DFND
1
3500000
0
0
FLAMEL TECHNOLOGIES SA
SPONSORED ADR
338488109
88274
5153190
SH
DFND
1
5153190
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
8343
413204
SH
DFND
1
413204
0
0
HEARTWARE INTL INC
COM
422368100
3672
50000
SH
DFND
1
50000
0
0
HERON THERAPEUTICS INC
COM
427746102
28250
2808173
SH
DFND
1
2808173
0
0
HORIZON PHARMA PLC
SHS
G4617B105
114953
8917975
SH
DFND
1
8917975
0
0
HORIZON PHARMA PLC
SHS
G4617B105
3867
300000
SH
Call
DFND
1
3000
0
0
IDERA PHARMACEUTICALS INC
COM NEW
45168K306
15548
3525700
SH
DFND
1
3525700
0
0
IGI LABS INC
COM
449575109
8578
974810
SH
DFND
1
974810
0
0
IGNYTA INC
COM
451731103
4396
225000
SH
DFND
1
225000
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
7601
386612
SH
DFND
1
386612
0
0
IRADIMED CORP
COM
46266A109
4655
360884
SH
DFND
1
360884
0
0
KINDRED HEALTHCARE INC
COM
494580103
20185
1110300
SH
DFND
1
1110300
0
0
LA JOLLA PHARMACEUTICAL CO
COM PAR $.0001 2
503459604
20689
1121370
SH
DFND
1
1121370
0
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
10589
199000
SH
DFND
1
199000
0
0
MASIMO CORP
COM
574795100
2579
97900
SH
DFND
1
97900
0
0
MEDGENICS INC
COM NEW
58436Q203
5187
1025000
SH
DFND
1
1025000
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
3422
184756
SH
DFND
1
184756
0
0
NOVADAQ TECHNOLOGIES INC
COM
66987G102
5176
311403
SH
DFND
1
311403
0
0
ONCOTHYREON INC
COM
682324108
3800
2000000
SH
DFND
1
2000000
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
8027
260283
SH
DFND
1
260283
0
0
PERNIX THERAPEUTICS HLDGS IN
COM
71426V108
28640
3050000
SH
DFND
1
3050000
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
1512
200000
SH
Call
DFND
1
2000
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
67671
8951169
SH
DFND
1
8951169
0
0
QLT INC
COM
746927102
4594
1145527
SH
DFND
1
1145527
0
0
RAPTOR PHARMACEUTICAL CORP
COM
75382F106
164
15558
SH
DFND
1
15558
0
0
RECRO PHARMA INC
COM
75629F109
4043
1413533
SH
DFND
1
1413533
0
0
REDHILL BIOPHARMA LTD
SPONSORED ADS
757468103
3353
251509
SH
DFND
1
251509
0
0
RETROPHIN INC
COM
761299106
32544
2658854
SH
DFND
1
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0
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
19299
8501750
SH
DFND
1
8501750
0
0
RXI PHARMACEUTICALS CORP NEW
COM NEW
74979C303
1802
1126482
SH
DFND
1
1126482
0
0
SALIX PHARMACEUTICALS INC
COM
795435106
11494
100000
SH
DFND
1
100000
0
0
SYNERON MEDICAL LTD
ORD SHS
M87245102
9379
1005221
SH
DFND
1
1005221
0
0
TENAX THERAPEUTICS INC
COM
88032L100
7560
1968631
SH
DFND
1
1968631
0
0
THORATEC CORP
COM NEW
885175307
16230
500000
SH
DFND
1
500000
0
0
TONIX PHARMACEUTICALS HLDG C
COM NEW
890260201
2930
501639
SH
DFND
1
501639
0
0
TREVENA INC
COM
89532E109
8427
1409153
SH
DFND
1
1409153
0
0
UNIVERSAL AMERN CORP NEW
COM
91338E101
16106
1735553
SH
DFND
1
1735553
0
0
VOLCANO CORPORATION
COM
928645100
44608
2494854
SH
DFND
1
2494854
0
0
XENCOR INC
COM
98401F105
8355
520881
SH
DFND
1
520881
0
0
ZOGENIX INC
COM
98978L105
8546
6237645
SH
DFND
1
6237645
0
0