0001172661-24-000509.txt : 20240207
0001172661-24-000509.hdr.sgml : 20240207
20240207111016
ACCESSION NUMBER: 0001172661-24-000509
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240207
DATE AS OF CHANGE: 20240207
EFFECTIVENESS DATE: 20240207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Shaker Financial Services, LLC
CENTRAL INDEX KEY: 0001511794
ORGANIZATION NAME:
IRS NUMBER: 841723449
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14234
FILM NUMBER: 24602884
BUSINESS ADDRESS:
STREET 1: 1100 N. GLEBE RD.
STREET 2: SUITE 1010
CITY: ARLINGTON
STATE: VA
ZIP: 22201
BUSINESS PHONE: (703) 258-0090
MAIL ADDRESS:
STREET 1: 1100 N. GLEBE RD.
STREET 2: SUITE 1010
CITY: ARLINGTON
STATE: VA
ZIP: 22201
13F-HR
1
primary_doc.xml
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0001511794
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12-31-2023
12-31-2023
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Shaker Financial Services, LLC
1100 N. Glebe Rd.
Suite 1010
Arlington
VA
22201
13F HOLDINGS REPORT
028-14234
000121534
801-62679
N
Kathryn S. Baummer
Managing Partner, Performance Analytics & Reporting
410-224-0572
/s/ Kathryn S. Baummer
Arlington
VA
02-07-2024
0
152
243550685
INFORMATION TABLE
2
infotable.xml
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COM
003009107
324658
119800
SH
SOLE
119800
0
0
ABRDN AUSTRALIA EQUITY FD IN
COM
003011103
284138
63995
SH
SOLE
63995
0
0
ABRDN EMRG MKTS EQTY INCM FD
COM
00301W105
376105
72353
SH
SOLE
72353
0
0
ABRDN GLOBAL DYNAMIC DIVIDEN
COM
00302M106
1800284
191435
SH
SOLE
191435
0
0
ABRDN GLOBAL PREMIER PPTYS F
COM SH BEN INT
00302L108
343879
87724
SH
SOLE
87724
0
0
ABRDN HEALTHCARE INVESTORS
SH BEN INT
87911J103
221589
13050
SH
SOLE
13050
0
0
ABRDN INCOME CREDIT STRATEGI
COM
003057106
1661149
241241
SH
SOLE
240213
0
1028
ABRDN JAPAN EQUITY FUND INC
COM
00306J109
355027
60813
SH
SOLE
60813
0
0
ABRDN LIFE SCIENCES INVESTOR
SH BEN INT
87911K100
840029
61683
SH
SOLE
60066
0
1617
ABRDN TOTAL DYNAMIC DIVIDEND
COM SH BEN INT
00326L100
641636
79104
SH
SOLE
77189
0
1915
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
368457
20805
SH
SOLE
20805
0
0
ADOBE INC
COM
00724F101
238640
400
SH
SOLE
400
0
0
ADVENT CONV & INCOME FD
COM
00764C109
2592603
227821
SH
SOLE
225366
0
2455
ALLIANCEBERNSTEIN GLOBAL HIG
COM
01879R106
1068485
104730
SH
SOLE
102077
0
2653
ALLSPRING GLOBAL DIVIDEND OP
COM
94987C103
3086934
694844
SH
SOLE
686723
0
8121
ALLSPRING INCOME OPPORTUNIT
INC OPPTY FD
94987B105
3726655
567127
SH
SOLE
567127
0
0
ALLSPRING MULTI SECTOR INCOM
COM
94987D101
3526619
371274
SH
SOLE
368379
0
2895
ANGEL OAK FINL STRATEGIES IN
COM BEN INT
03464A100
395960
33246
SH
SOLE
32520
0
726
APPLE INC
COM
037833100
211783
1100
SH
SOLE
1100
0
0
BANCROFT FD LTD
COM
059695106
1070117
66966
SH
SOLE
65815
0
1151
BARINGS GLOBAL SHORT DURATIO
COM
06760L100
1275240
94154
SH
SOLE
93105
0
1049
BLACKROCK CR ALLOCATION INCO
COM
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149640
14500
SH
SOLE
14500
0
0
BLACKROCK ENHANCD CAP & INM
COM
09256A109
3025674
159246
SH
SOLE
158224
0
1022
BLACKROCK ENHANCED EQUITY DI
COM
09251A104
3593327
467273
SH
SOLE
463860
0
3413
BLACKROCK ENHANCED GLOBAL DI
COM
092501105
505623
50970
SH
SOLE
50970
0
0
BLACKROCK ENHANCED INTL DIV
COM BENE INTER
092524107
1040140
197370
SH
SOLE
197370
0
0
BLACKROCK INNOVATION AND GRW
SHS BEN INT
09260Q108
1087362
148344
SH
SOLE
148344
0
0
BLACKROCK LTD DURATION INCOM
COM SHS
09249W101
1727733
123586
SH
SOLE
121633
0
1953
BLACKSTONE LONG SHORT CR INC
COM SHS BN INT
09257D102
794260
68753
SH
SOLE
67290
0
1463
BLACKSTONE SENI FLTN RAT 202
COM
09256U105
921113
68413
SH
SOLE
66939
0
1474
BNY MELLON ALCENTRA GLOBAL C
COM
05588N108
204561
24993
SH
SOLE
24981
0
12
BNY MELLON HIGH YIELD STRATE
SH BEN INT
09660L105
1227027
532357
SH
SOLE
529354
0
3003
BRANDYWINEGBL GBL INCM OPP F
COM
10537L104
1262099
151059
SH
SOLE
151059
0
0
BROOKFIELD REAL ASSETS INCOM
SHS BEN INT
112830104
770420
60142
SH
SOLE
60142
0
0
CALAMOS GBL DYN INCOME FUND
COM
12811L107
2685549
461495
SH
SOLE
461495
0
0
CALAMOS GLOBAL TOTAL RETURN
COM SH BEN INT
128118106
738626
80650
SH
SOLE
79296
0
1354
CALAMOS LNG SHR EQT DYNAMIC
COM
12812C106
1741857
119433
SH
SOLE
116551
0
2882
CALAMOS STRATEGIC TOTAL RETU
COM SH BEN INT
128125101
3779082
252444
SH
SOLE
250290
0
2154
CENTRAL SECS CORP
COM
155123102
7960767
210770
SH
SOLE
209396
0
1374
CHINA FD INC
COM
169373107
529982
52069
SH
SOLE
51908
0
161
CLOUGH GLOBAL EQUITY FD
COM
18914C100
209129
35296
SH
SOLE
35296
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
1305933
277858
SH
SOLE
274175
0
3683
COHEN & STEERS LTD DURATION
COM
19248C105
774254
42010
SH
SOLE
42010
0
0
COHEN & STEERS QUALITY INCOM
COM
19247L106
429747
35110
SH
SOLE
35110
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
728635
59529
SH
SOLE
59517
0
12
EATON VANCE ENHANCED EQUITY
COM
278274105
1616285
97484
SH
SOLE
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0
422
EATON VANCE ENHANCED EQUITY
COM
278277108
1857399
99220
SH
SOLE
99220
0
0
EATON VANCE LTD DURATION INC
COM
27828H105
4183625
436704
SH
SOLE
432604
0
4100
EATON VANCE RISK-MANAGED DIV
COM
27829G106
1642943
209559
SH
SOLE
207881
0
1678
EATON VANCE SHORT DURATION D
COM
27828V104
410301
39528
SH
SOLE
38743
0
785
EATON VANCE TAX ADVT DIV INC
COM
27828G107
3902539
175395
SH
SOLE
173514
0
1881
EATON VANCE TAX MNGED BUY WR
COM
27828X100
2461969
189674
SH
SOLE
186489
0
3185
EATON VANCE TAX-MANAGED BUY-
COM
27828Y108
3476789
281978
SH
SOLE
280119
0
1859
EATON VANCE TAX-MANAGED DIVE
COM
27828N102
1789224
146778
SH
SOLE
146778
0
0
EATON VANCE TAX-MANAGED GLOB
COM
27829F108
3428113
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SH
SOLE
440663
0
3393
EATON VANCE TAX-MANAGED GLOB
COM
27829C105
3033836
390455
SH
SOLE
390254
0
201
EATON VANCE TX ADV GLBL DIV
COM
27828S101
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449511
SH
SOLE
446043
0
3468
ECOFIN SUSTAINABLE AND SOCIA
COM SH BEN INT
27901F109
659063
56282
SH
SOLE
56282
0
0
EUROPEAN EQUITY FD INC
COM
298768102
2863206
326171
SH
SOLE
324671
0
1500
FIRST TR ENHANCED EQUITY INC
COM
337318109
3492384
191154
SH
SOLE
190444
0
710
FIRST TR HIGH INCOME LONG /
COM
33738E109
1955377
161735
SH
SOLE
161735
0
0
FIRST TR HIGH YIELD OPPRT 20
COM
33741Q107
1241776
89144
SH
SOLE
88156
0
988
FIRST TR INTER DURATN PFD &
COM
33718W103
2338064
142178
SH
SOLE
140628
0
1550
FIRST TR SPECIALTY FIN & FIN
COM BEN INTR
33733G109
433277
121027
SH
SOLE
118937
0
2090
FIRST TR SR FLTG RATE INCOME
COM
33733U108
269151
26675
SH
SOLE
24721
0
1954
FLAHERTY & CRUMRINE DYNAMIC
SHS
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48432
SH
SOLE
48432
0
0
FRANKLIN LTD DURATION INCOME
COM
35472T101
1585603
254920
SH
SOLE
253926
0
994
FRANKLIN UNVL TR
SH BEN INT
355145103
155757
23422
SH
SOLE
23422
0
0
GABELLI CONV & INC SECS FD I
COM
36240B109
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189528
SH
SOLE
189528
0
0
GABELLI DIVID & INCOME TR
COM
36242H104
3816755
176375
SH
SOLE
176093
0
282
GABELLI EQUITY TR INC
COM
362397101
2440504
480414
SH
SOLE
474694
0
5720
GABELLI GLOBAL SMALL & MID C
COM
36249W104
160256
13662
SH
SOLE
13662
0
0
GENERAL AMERN INVS CO INC
COM
368802104
2376639
55335
SH
SOLE
54918
0
417
HANCOCK JOHN INVT TR II
COM
410142103
2516585
194481
SH
SOLE
193456
0
1025
HANCOCK JOHN PFD INCOME FD
SH BEN INT
41013W108
637731
40100
SH
SOLE
40100
0
0
HANCOCK JOHN PFD INCOME FD I
COM
41021P103
673814
47653
SH
SOLE
47039
0
614
HANCOCK JOHN PREM DIVID FD
COM SH BEN INT
41013T105
1144034
107421
SH
SOLE
106586
0
835
HIGH INCOME SECS FD
SHS BEN INT
42968F108
241181
37567
SH
SOLE
37567
0
0
HIGHLAND GLOBAL ALLOCATION F
COM
43010T104
3339848
424917
SH
SOLE
419551
0
5366
INVESCO BD FD
COM
46132L107
406031
26695
SH
SOLE
26695
0
0
INVESCO HIGH INCOME TR II
COM
46131F101
1417155
136396
SH
SOLE
135040
0
1356
INVESCO QQQ TR
UNIT SER 1
46090E103
247071
603
SH
SOLE
570
0
33
JAPAN SMALLER CAPITALIZATION
COM
47109U104
574055
75633
SH
SOLE
75633
0
0
JOHN HANCOCK HEDGED EQUITY &
COM
47804L102
2235884
222476
SH
SOLE
219486
0
2990
KOREA FD INC
COM NEW
500634209
298257
12746
SH
SOLE
12746
0
0
LAZARD GLOBAL TOTAL RETURN &
COM
52106W103
457456
29860
SH
SOLE
29860
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
4225839
659722
SH
SOLE
659722
0
0
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
5422345
1011052
SH
SOLE
1009548
0
1504
MEXICO EQUITY & INCOME FD
COM
592834105
968448
84204
SH
SOLE
84204
0
0
MEXICO FD INC
COM
592835102
500202
26216
SH
SOLE
26216
0
0
MFS CHARTER INCOME TR
SH BEN INT
552727109
1969816
304925
SH
SOLE
303009
0
1916
MFS INTER INCOME TR
SH BEN INT
55273C107
224911
83922
SH
SOLE
83922
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
981103
215627
SH
SOLE
215627
0
0
MFS SPL VALUE TR
SH BEN INT
55274E102
471580
115301
SH
SOLE
114360
0
941
MORGAN STANLEY CHINA A SH FD
COM
617468103
511994
40188
SH
SOLE
40188
0
0
NEUBERGER BERMAN HIGH YIELD
COM
64128C106
1514371
196162
SH
SOLE
192495
0
3667
NEUBERGER BERMAN NEXT GENERA
COMMON STOCK
64133Q108
811542
74249
SH
SOLE
74249
0
0
NEW GERMANY FD INC
COM
644465106
2691645
305996
SH
SOLE
304497
0
1499
NUVEEN CORE EQUITY ALPHA FD
COM
67090X107
237166
17503
SH
SOLE
17503
0
0
NUVEEN CORE PLUS IMPACT FUND
COM BEN INT
67080D103
310223
30776
SH
SOLE
30776
0
0
NUVEEN CR STRATEGIES INCOME
COM SHS
67073D102
349777
67007
SH
SOLE
67007
0
0
NUVEEN DOW 30 DYNMC OVERWRT
SHS
67075F105
3321150
237225
SH
SOLE
236542
0
683
NUVEEN FLOATING RATE INCOME
COM
67072T108
3824906
465317
SH
SOLE
458770
0
6547
NUVEEN NASDAQ 100 DYNAMIC OV
COM SHS
670699107
2796613
120804
SH
SOLE
120195
0
609
NUVEEN PFD & INCOME OPPORTUN
COM
67073B106
3191640
472136
SH
SOLE
470921
0
1215
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
5049516
393571
SH
SOLE
393571
0
0
NUVEEN S&P 500 DYNAMIC OVERW
COM
6706EW100
2807322
186657
SH
SOLE
185433
0
1224
NUVEEN TAXABLE MUNICPAL INM
COM
67074C103
529755
33550
SH
SOLE
33550
0
0
PGIM GLOBAL HIGH YIELD FD FO
COM
69346J106
615343
53687
SH
SOLE
53687
0
0
PGIM HIGH YIELD BOND FUND IN
COM
69346H100
1782314
143483
SH
SOLE
142216
0
1267
PGIM SHORT DUR HIG YLD OPP F
COM
69355J104
2956184
195683
SH
SOLE
194218
0
1465
PIMCO DYNAMIC INCOME OPRNTS
COM BEN SHS
69355M107
3875519
316056
SH
SOLE
314194
0
1862
PIMCO GLOBAL STOCKSPLS INCM
COM
722011103
1342947
178457
SH
SOLE
177313
0
1144
PIMCO INCOME STRATEGY FD
COM
72201H108
2132540
250269
SH
SOLE
250269
0
0
PIMCO INCOME STRATEGY FD II
COM
72201J104
3377400
463132
SH
SOLE
463132
0
0
PIONEER DIVERSIFIED HIGH INC
COM
723653101
1674975
154822
SH
SOLE
153937
0
885
PIONEER FLOATING RATE FUND I
COM
72369J102
867739
93683
SH
SOLE
93683
0
0
PIONEER HIGH INCOME FUND INC
COM
72369H106
336308
47036
SH
SOLE
47036
0
0
PUTNAM MASTER INTER INCOME T
SH BEN INT
746909100
78017
24289
SH
SOLE
24289
0
0
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
281091
78185
SH
SOLE
78185
0
0
RIVERNORTH DOUBLELINE STRATE
COM
76882G107
1755049
209934
SH
SOLE
209043
0
891
RIVERNORTH OPPORTUNITIES FD
COM
76881Y109
364352
33153
SH
SOLE
33153
0
0
ROYCE GLOBAL VALUE TR INC
COM
78081T104
321146
32938
SH
SOLE
32938
0
0
ROYCE MICRO-CAP TR INC
COM
780915104
2870249
310633
SH
SOLE
307947
0
2686
ROYCE VALUE TR INC
COM
780910105
859303
59018
SH
SOLE
59018
0
0
SABA CAPITAL INCOME & OPRNT
SHS NEW
78518H202
302148
38203
SH
SOLE
38203
0
0
SOURCE CAP INC
COM
836144105
1983181
49119
SH
SOLE
49118
0
1
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
2340548
197348
SH
SOLE
192103
0
5245
SPROTT FOCUS TR INC
COM
85208J109
6696328
837041
SH
SOLE
829564
0
7477
SRH TOTAL RETURN FUND INC
COM
101507101
8582313
618768
SH
SOLE
616656
0
2112
SWISS HELVETIA FD INC
COM
870875101
2366997
288658
SH
SOLE
282588
0
6070
TAIWAN FD INC
COM
874036106
1151793
33272
SH
SOLE
32894
0
378
TEMPLETON DRAGON FD INC
COM
88018T101
598624
73271
SH
SOLE
73271
0
0
TEMPLETON EMERGING MKTS FD
COM
880191101
273628
23427
SH
SOLE
22875
0
552
TEMPLETON EMERGING MKTS INCO
COM
880192109
1984951
389206
SH
SOLE
387181
0
2025
TEMPLETON GLOBAL INCOME FD
COM
880198106
119382
31499
SH
SOLE
30713
0
786
TRI CONTL CORP
COM
895436103
1051258
36464
SH
SOLE
36119
0
345
VIRTUS ARTIFICIAL INTELLIGEN
COM
92838Y100
1421655
81204
SH
SOLE
81204
0
0
VIRTUS CONVERTIBLE & INC FD
COM
92838U108
68841
23000
SH
SOLE
23000
0
0
VIRTUS CONVERTIBLE & INCOME
COM
92838X102
695028
204996
SH
SOLE
204996
0
0
VIRTUS DIVERSIFIED INCM & CO
COM
92840N100
680928
32456
SH
SOLE
32456
0
0
VIRTUS DIVIDEND INTEREST & P
COM
92840R101
205053
16274
SH
SOLE
16274
0
0
VIRTUS GLOBAL MULTI-SECTOR I
COM
92829B101
2820758
360250
SH
SOLE
359336
0
914
VIRTUS STONE HBR EMRG MKTS I
COM
86164T107
322315
74783
SH
SOLE
74783
0
0
VIRTUS TOTAL RETURN FD INC
COM
92835W107
389695
70725
SH
SOLE
70725
0
0
VOYA ASIA PAC HIGH DIV EQT I
COM
92912J102
1140833
184982
SH
SOLE
181233
0
3749
VOYA EMERGING MKTS HIGH DIVI
COM
92912P108
349335
64419
SH
SOLE
64419
0
0
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
712475
142215
SH
SOLE
142215
0
0
WESTERN ASSET EMERGING MKTS
COM
95766A101
421625
45779
SH
SOLE
45779
0
0
WESTERN ASSET GBL HIGH INC F
COM
95766B109
491973
68046
SH
SOLE
68046
0
0
WESTERN ASSET HIGH INCOME OP
COM
95766K109
575025
148970
SH
SOLE
148970
0
0
WESTERN ASSET HIGH YIELD DEF
COM
95768B107
990583
81934
SH
SOLE
79473
0
2461