0001172661-16-003204.txt : 20160509 0001172661-16-003204.hdr.sgml : 20160509 20160509123032 ACCESSION NUMBER: 0001172661-16-003204 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160509 DATE AS OF CHANGE: 20160509 EFFECTIVENESS DATE: 20160509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Shaker Financial Services, LLC CENTRAL INDEX KEY: 0001511794 IRS NUMBER: 841723449 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14234 FILM NUMBER: 161630723 BUSINESS ADDRESS: STREET 1: 1220 N. FILLMORE ST. STREET 2: SUITE 400 CITY: ARLINGTON STATE: VA ZIP: 22201 BUSINESS PHONE: (703) 258-0090 MAIL ADDRESS: STREET 1: 1220 N. FILLMORE ST. STREET 2: SUITE 400 CITY: ARLINGTON STATE: VA ZIP: 22201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001511794 XXXXXXXX 03-31-2016 03-31-2016 false Shaker Financial Services, LLC

1220 N. Fillmore St. Suite 400 Arlington VA 22201

13F HOLDINGS REPORT 028-14234 N Kathryn S. Baummer 410-224-0572 /s/ Kathryn S. Baummer Arlington VA 05-09-2016 0 90 137593 INFORMATION TABLE 2 infotable.xml ADAMS DIVERSIFIED EQUITY FD COM 006212104 6310 498843 SH SOLE 471561 0 27282 ADVENT CLAYMORE CV SECS & IN COM 00764C109 223 16900 SH SOLE 8568 0 8332 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 650 82815 SH SOLE 62975 0 19840 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 520 93011 SH SOLE 93011 0 0 ALPINE TOTAL DYNAMIC DIVID F COM SH BEN INT N 021060207 325 43270 SH SOLE 40350 0 2920 APOLLO SR FLOATING RATE FD I COM 037636107 837 55039 SH SOLE 51204 0 3835 APOLLO TACTICAL INCOME FD IN COM 037638103 3390 249099 SH SOLE 228263 0 20836 ARES DYNAMIC CR ALLOCATION F COM 04014F102 700 52286 SH SOLE 51533 0 753 AVENUE INCOME CR STRATEGIES COM 05358E106 4360 397832 SH SOLE 360561 0 37271 BABSON CAP GLB SHT DURHGH YL COM 05617T100 3676 220238 SH SOLE 204685 0 15553 BLACKROCK ENHANCED EQT DIV T COM 09251A104 265 35087 SH SOLE 35087 0 0 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 906 76230 SH SOLE 67537 0 8693 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 1041 175831 SH SOLE 169930 0 5901 BLACKROCK LTD DURATION INC T COM SHS 09249W101 897 60716 SH SOLE 49160 0 11556 BLACKROCK MULTI-SECTOR INC T COM 09258A107 206 13000 SH SOLE 13000 0 0 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 1130 83067 SH SOLE 77119 0 5948 BOULDER GROWTH & INCOME FD I COM 101507101 5172 658897 SH SOLE 614578 0 44319 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 233 20500 SH SOLE 19278 0 1222 BROOKFIELD HIGH INCOME FD IN COM 11272P102 1823 259644 SH SOLE 230865 0 28779 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 1277 134527 SH SOLE 126826 0 7701 CALAMOS GBL DYN INCOME FUND COM 12811L107 2599 369672 SH SOLE 348837 0 20835 CALAMOS GLOBAL TOTAL RETURN COM SH BEN INT 128118106 1376 124292 SH SOLE 120741 0 3551 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 2416 254095 SH SOLE 234950 0 19145 CENTRAL SECS CORP COM 155123102 2591 135396 SH SOLE 125273 0 10123 CLOUGH GLOBAL ALLOCATION FD COM 18913Y103 699 60199 SH SOLE 55180 0 5019 CLOUGH GLOBAL EQUITY FD COM 18914C100 177 16300 SH SOLE 16300 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 464 48421 SH SOLE 38802 0 9619 COHEN & STEERS CLOSED END OP COM 19248P106 1404 128934 SH SOLE 125554 0 3380 COHEN & STEERS GLOBAL INC BL COM 19248M103 231 26263 SH SOLE 16988 0 9275 DEUTSCHE HIGH INCOME TR SHS 25155R100 219 25866 SH SOLE 23748 0 2118 EATON VANCE SH TM DR DIVR IN COM 27828V104 257 19240 SH SOLE 15240 0 4000 EATON VANCE SR INCOME TR SH BEN INT 27826S103 208 36004 SH SOLE 32265 0 3739 EATON VANCE TX ADV GLBL DIV COM 27828S101 3535 244659 SH SOLE 239286 0 5373 ELLSWORTH GROWTH & INCOME FD COM 289074106 83 10931 SH SOLE 7931 0 3000 EUROPEAN EQUITY FUND COM 298768102 1820 231575 SH SOLE 210165 0 21410 FIRST TR ENHANCED EQTY INC F COM 337318109 2896 227316 SH SOLE 211726 0 15590 FIRST TR HIGH INCOME L/S FD COM 33738E109 662 45305 SH SOLE 44615 0 690 FRANKLIN UNVL TR SH BEN INT 355145103 234 37521 SH SOLE 29169 0 8352 GABELLI CONV&INCOM SECS FD I COM 36240B109 472 102655 SH SOLE 94758 0 7897 GABELLI MULTIMEDIA TR INC COM 36239Q109 3859 525003 SH SOLE 491975 0 33028 GENERAL AMERN INVS INC COM 368802104 2311 74011 SH SOLE 64996 0 9015 GUGGENHEIM ENHANCED EQUITY S COM 40167K100 1018 66821 SH SOLE 61514 0 5307 GUGGENHEIM ENHNCD EQTY INCM COM 40167B100 1849 253616 SH SOLE 246797 0 6819 GUGGENHEIM EQ WEIGHT ENHANC COM SH BEN INT 40167M106 2831 175315 SH SOLE 167934 0 7381 INVESCO SR INCOME TR COM 46131H107 1192 295122 SH SOLE 251507 0 43615 KKR INCOME OPPORTUNITIES FD COM 48249T106 2203 152870 SH SOLE 141514 0 11356 LAZARD WORLD DIVID & INCOME COM 521076109 2273 251699 SH SOLE 228397 0 23302 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 4612 927900 SH SOLE 870606 0 57294 LIBERTY ALL-STAR GROWTH FD I COM 529900102 2732 674550 SH SOLE 647686 0 26864 LMP CORPORATE LN FD INC COM 50208B100 2232 228686 SH SOLE 208042 0 20644 MANAGED HIGH YIELD PLUS FD I COM 561911108 331 185753 SH SOLE 185753 0 0 MFS CHARTER INCOME TR SH BEN INT 552727109 168 20620 SH SOLE 20620 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 223 48348 SH SOLE 46147 0 2201 MFS INTERMEDIATE HIGH INC FD SH BEN INT 59318T109 1406 600896 SH SOLE 550017 0 50879 MFS SPL VALUE TR SH BEN INT 55274E102 2894 542977 SH SOLE 503846 0 39131 NEW GERMANY FD INC COM 644465106 491 34847 SH SOLE 29951 0 4896 NEW IRELAND FUND INC COM 645673104 149 11498 SH SOLE 10103 0 1395 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 525 38529 SH SOLE 29114 0 9415 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 200 25309 SH SOLE 20046 0 5263 NUVEEN DOW 30 DYN OVERWRITE SHS 67075F105 207 14652 SH SOLE 14652 0 0 NUVEEN FLEXIBLE INVT INCOME COM 67075B104 2827 183452 SH SOLE 167698 0 15754 NUVEEN GLOBAL EQUITY INCOME COM 6706EH103 196 17843 SH SOLE 16061 0 1782 NUVEEN QUALITY PFD INC FD 3 COM 67072W101 227 26442 SH SOLE 23846 0 2596 NUVEEN REAL ASSET INC & GROW COM 67074Y105 1098 71417 SH SOLE 69891 0 1526 NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 4404 321452 SH SOLE 302667 0 18785 NUVEEN TX ADV TOTAL RET STRG COM 67090H102 4829 427325 SH SOLE 402230 0 25095 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 1088 62374 SH SOLE 57792 0 4582 PIMCO INCOME OPPORTUNITY FD COM 72202B100 2206 106323 SH SOLE 102223 0 4100 PIMCO INCOME STRATEGY FUND COM 72201H108 4395 459710 SH SOLE 424314 0 35396 PIMCO INCOME STRATEGY FUND I COM 72201J104 4322 493900 SH SOLE 453658 0 40242 PRINCIPAL REAL ESTATE INCOME SHS BEN INT 74255X104 377 22844 SH SOLE 22844 0 0 PRUDENTIAL GLB SHT DUR HG YL COM 74433A109 234 15696 SH SOLE 14600 0 1096 RMR REAL ESTATE INCOME FUND COM 76970B101 341 17668 SH SOLE 16413 0 1255 ROYCE MICRO-CAP TR INC COM 780915104 1171 167293 SH SOLE 151854 0 15439 ROYCE VALUE TR INC COM 780910105 1248 106578 SH SOLE 102140 0 4438 SPECIAL OPPORTUNITIES FD INC COM 84741T104 841 64350 SH SOLE 64210 0 140 SPROTT FOCUS TR INC COM 85208J109 2742 450259 SH SOLE 417202 0 33057 THL CR SR LN FD COM 87244R103 1414 89119 SH SOLE 82891 0 6228 TRI CONTL CORP COM 895436103 984 49274 SH SOLE 45343 0 3931 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 4473 315661 SH SOLE 296533 0 19128 VOYA GLBL ADV & PREM OPP FD COM 92912R104 867 85019 SH SOLE 82186 0 2833 VOYA PRIME RATE TR SH BEN INT 92913A100 1066 211482 SH SOLE 191069 0 20413 WELLS FARGO GLOBAL DIVIDEND WF GLOBAL OPPTY 94987C103 415 69531 SH SOLE 68262 0 1269 WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 238 31375 SH SOLE 31375 0 0 WESTERN ASSET GLB PTNRS INCO COM 95766G108 4078 508439 SH SOLE 482631 0 25808 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 335 24065 SH SOLE 24065 0 0 WESTERN ASSET MGD HI INCM FD COM 95766L107 232 52393 SH SOLE 45716 0 6677 WESTERN ASSET WORLDWIDE INCO COM 957668106 126 12102 SH SOLE 12102 0 0 ZWEIG FD COM NEW 989834205 363 28164 SH SOLE 27168 0 996 ZWEIG TOTAL RETURN FD INC COM NEW 989837208 466 38827 SH SOLE 34436 0 4391