0001140361-12-047274.txt : 20121114 0001140361-12-047274.hdr.sgml : 20121114 20121114161741 ACCESSION NUMBER: 0001140361-12-047274 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RoundKeep Capital Advisors LLC CENTRAL INDEX KEY: 0001511756 IRS NUMBER: 270993229 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14214 FILM NUMBER: 121204754 BUSINESS ADDRESS: STREET 1: 300 NORTH LASALLE, SUITE 5550 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312.422.8900 MAIL ADDRESS: STREET 1: 300 NORTH LASALLE, SUITE 5550 CITY: CHICAGO STATE: IL ZIP: 60654 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RoundKeep Capital Advisors LLC Address: 300 North LaSalle, Suite 5550 Chicago, Illinois 60654 Form 13F File Number: 028-14214 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Michael D. Adamski Title: Chief Operating Officer and General Cousel Phone: 312.422.8900 Signature, Place, and Date of Signing: /s/ Michael D. Adamski Chicago, Illinois 11/14/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 27 Form 13F Information Table Value Total: $ 323,075 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- --------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- --------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- ABBOTT LABS COM 002824100 15906 232000 SH SOLE 232000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 11322 600000 SH PUT SOLE 600000 0 0 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 4761 125000 SH CALL SOLE 125000 0 0 COOPER INDUSTRIES PLC SHS G24140108 9533 127000 SH SOLE 127000 0 0 COVENTRY HEALTH CARE INC COM 222862104 17510 420000 SH SOLE 420000 0 0 CYTEC INDS INC COM 232820100 9894 151000 SH SOLE 151000 0 0 DEAN FOODS CO NEW COM 242370104 6548 400500 SH SOLE 400500 0 0 HUDSON CITY BANCORP COM 443683107 38017 4785000 SH SOLE 4785000 0 0 INGERSOLL-RAND PLC SHS G47791101 9995 223000 SH SOLE 223000 0 0 KINDER MORGAN INC DEL W EXP 05/25/201 49456B119 1396 400000 SH SOLE 400000 0 0 LIBERTY MEDIA CORPORATION LIB CAP COM A 530322106 7182 69000 SH SOLE 69000 0 0 MARATHON PETE CORP COM 56585A102 5459 100000 SH PUT SOLE 100000 0 0 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 2816 70000 SH PUT SOLE 70000 0 0 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 23924 552900 SH SOLE 552900 0 0 NEXEN INC COM 65334H102 20677 816000 SH SOLE 816000 0 0 PENTAIR INC COM 709631105 10949 246000 SH SOLE 246000 0 0 PHILLIPS 66 COM 718546104 3941 85000 SH SOLE 85000 0 0 PHILLIPS 66 COM 718546104 9274 200000 SH CALL SOLE 200000 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 6242 85000 SH PUT SOLE 85000 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1840 50000 SH PUT SOLE 50000 0 0 SHAW GROUP INC COM 820280105 10556 242000 SH SOLE 242000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 62627 435000 SH PUT SOLE 435000 0 0 SYMANTEC CORP COM 871503108 7190 400000 SH SOLE 400000 0 0 TEXTRON INC COM 883203101 10259 392000 SH SOLE 392000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 4752 150000 SH PUT SOLE 150000 0 0 WASTE CONNECTIONS INC COM 941053100 6655 220000 SH SOLE 220000 0 0 WASTE MGMT INC DEL COM 94106L109 3850 120000 SH PUT SOLE 120000 0 0