0001085146-19-003037.txt : 20191120 0001085146-19-003037.hdr.sgml : 20191120 20191120091046 ACCESSION NUMBER: 0001085146-19-003037 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191120 DATE AS OF CHANGE: 20191120 EFFECTIVENESS DATE: 20191120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carnegie Capital Asset Management, LLC CENTRAL INDEX KEY: 0001511506 IRS NUMBER: 264766975 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14398 FILM NUMBER: 191233140 BUSINESS ADDRESS: STREET 1: 30300 CHAGRIN BOULEVARD CITY: PEPPER PIKE STATE: OH ZIP: 44124 BUSINESS PHONE: 216-367-4114 MAIL ADDRESS: STREET 1: 30300 CHAGRIN BOULEVARD CITY: PEPPER PIKE STATE: OH ZIP: 44124 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001511506 XXXXXXXX 09-30-2019 09-30-2019 false Carnegie Capital Asset Management, LLC

30300 CHAGRIN BOULEVARD PEPPER PIKE OH 44124

13F HOLDINGS REPORT 028-14398 N Gary Wagner 216-367-4106 /s/ Gary Wagner Pepper Pike OH 11-09-2019 0 417 1567867 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 3032 18444 SH SOLE 18444 0 0 ABB LTD SPONSORED ADR 000375204 541 27500 SH SOLE 27500 0 0 ABBOTT LABS COM 002824100 7496 89611 SH SOLE 89611 0 0 ABBVIE INC COM 00287Y109 648 8552 SH SOLE 8552 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3779 19644 SH SOLE 19644 0 0 ACTIVISION BLIZZARD INC COM 00507V109 708 13383 SH SOLE 13383 0 0 ADOBE INC COM 00724F101 7807 28259 SH SOLE 28259 0 0 ALBEMARLE CORP COM 012653101 580 8337 SH SOLE 8337 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1554 9292 SH SOLE 9292 0 0 ALPHABET INC CAP STK CL C 02079K107 18959 15553 SH SOLE 15553 0 0 ALPHABET INC CAP STK CL A 02079K305 21668 17744 SH SOLE 17744 0 0 ALTERYX INC COM CL A 02156B103 9801 91235 SH SOLE 91235 0 0 ALTRIA GROUP INC COM 02209S103 656 16045 SH SOLE 16045 0 0 AMAZON COM INC COM 023135106 30083 17330 SH SOLE 17330 0 0 AMERICAN ELEC PWR CO INC COM 025537101 482 5139 SH SOLE 5139 0 0 AMERICAN EXPRESS CO COM 025816109 290 2452 SH SOLE 2452 0 0 AMERICAN TOWER CORP NEW COM 03027X100 23130 104600 SH SOLE 104600 0 15 AMGEN INC COM 031162100 12263 63370 SH SOLE 63370 0 0 ANNALY CAP MGMT INC COM 035710409 1171 133073 SH SOLE 133073 0 0 ANSYS INC COM 03662Q105 14672 66282 SH SOLE 66282 0 0 APPLE INC COM 037833100 46154 206082 SH SOLE 206082 0 0 APPLIED MATLS INC COM 038222105 1364 27336 SH SOLE 27336 0 0 AQUA AMERICA INC COM 03836W103 2103 46905 SH SOLE 46905 0 0 ARISTA NETWORKS INC COM 040413106 3325 13918 SH SOLE 13918 0 0 AT&T INC COM 00206R102 8079 213516 SH SOLE 213516 0 0 ATMOS ENERGY CORP COM 049560105 200 1760 SH SOLE 1760 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1134 7024 SH SOLE 7024 0 0 BANK AMER CORP COM 060505104 2461 84364 SH SOLE 84364 0 0 BAXTER INTL INC COM 071813109 666 7616 SH SOLE 7616 0 0 BB&T CORP COM 054937107 420 7877 SH SOLE 7877 0 0 BECTON DICKINSON & CO COM 075887109 448 1772 SH SOLE 1772 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4989 16 SH SOLE 16 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 29257 140646 SH SOLE 140646 0 0 BLACKLINE INC COM 09239B109 2266 47400 SH SOLE 47400 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 129 12000 SH SOLE 12000 0 0 BLACKROCK CR ALLCTN INC TR COM 092508100 1357 99597 SH SOLE 99597 0 0 BLACKROCK INC COM 09247X101 15326 34390 SH SOLE 34390 0 0 BLACKROCK MUNIVEST FD INC COM 09253R105 415 45056 SH SOLE 45056 0 0 BLACKROCK TCP CAPITAL CORP NOTE 4.625% 3/0 87238QAD5 770 750000 SH SOLE 750000 0 0 BOEING CO COM 097023105 19282 50680 SH SOLE 50680 0 0 BOOKING HLDGS INC COM 09857L108 5005 2550 SH SOLE 2550 0 0 BP PLC SPONSORED ADR 055622104 861 22666 SH SOLE 22666 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 3389 66830 SH SOLE 66830 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 265 5000 SH SOLE 5000 0 0 BROWN FORMAN CORP CL B 115637209 990 15770 SH SOLE 15770 0 0 CABLE ONE INC COM 12685J105 265 211 SH SOLE 211 0 0 CANADIAN NATL RY CO COM 136375102 315 3500 SH SOLE 3500 0 0 CANADIAN PAC RY LTD COM 13645T100 505 2270 SH SOLE 2270 0 0 CARMAX INC COM 143130102 1658 18845 SH SOLE 18845 0 0 CARVANA CO CL A 146869102 1824 27640 SH SOLE 27640 0 0 CATERPILLAR INC DEL COM 149123101 444 3519 SH SOLE 3519 0 0 CBS CORP NEW CL B 124857202 239 5929 SH SOLE 5929 0 0 CDW CORP COM 12514G108 1687 13691 SH SOLE 13691 0 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 3356 57504 SH SOLE 57504 0 0 CELGENE CORP COM 151020104 227 2290 SH SOLE 2290 0 0 CENTENE CORP DEL COM 15135B101 647 14955 SH SOLE 14955 0 0 CENTERPOINT ENERGY INC COM 15189T107 400 13243 SH SOLE 13243 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 208 1900 SH SOLE 1900 0 0 CHESAPEAKE ENERGY CORP COM 165167107 23 16400 SH SOLE 16400 0 0 CHEVRON CORP NEW COM 166764100 9292 78346 SH SOLE 78346 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 1125 1339 SH SOLE 1339 0 0 CHUBB LIMITED COM H1467J104 6476 40115 SH SOLE 40115 0 0 CHURCH & DWIGHT INC COM 171340102 12019 159742 SH SOLE 159742 0 0 CIGNA CORP NEW COM 125523100 474 3120 SH SOLE 3120 0 0 CISCO SYS INC COM 17275R102 18468 373794 SH SOLE 373794 0 0 CITIGROUP INC COM NEW 172967424 3827 55399 SH SOLE 55399 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 184692101 893 78469 SH SOLE 78469 0 0 CLEVELAND CLIFFS INC COM 185899101 281 38868 SH SOLE 38868 0 0 CLOROX CO DEL COM 189054109 1177 7749 SH SOLE 7749 0 0 COCA COLA CO COM 191216100 2591 47592 SH SOLE 47592 0 0 COLGATE PALMOLIVE CO COM 194162103 2023 27522 SH SOLE 27522 0 0 COMCAST CORP NEW CL A 20030N101 8973 199081 SH SOLE 199081 0 0 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 588 29853 SH SOLE 29853 0 0 CONOCOPHILLIPS COM 20825C104 1406 24669 SH SOLE 24669 0 0 CONSOLIDATED EDISON INC COM 209115104 526 5566 SH SOLE 5566 0 0 CORTEVA INC COM 22052L104 583 20816 SH SOLE 20816 0 0 COSTCO WHSL CORP NEW COM 22160K105 6218 21580 SH SOLE 21580 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 1032 25170 SH SOLE 25170 0 0 CSX CORP COM 126408103 14010 202255 SH SOLE 202255 0 0 CUMMINS INC COM 231021106 4871 29945 SH SOLE 29945 0 0 CVS HEALTH CORP COM 126650100 623 9874 SH SOLE 9874 0 0 DANAHER CORPORATION COM 235851102 357 2472 SH SOLE 2472 0 0 DEERE & CO COM 244199105 329 1953 SH SOLE 1953 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 3271 56783 SH SOLE 56783 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 443 2711 SH SOLE 2711 0 0 DISCOVER FINL SVCS COM 254709108 1133 13977 SH SOLE 13977 0 0 DISNEY WALT CO COM DISNEY 254687106 22052 169213 SH SOLE 169213 0 0 DOMINION ENERGY INC COM 25746U109 1371 16921 SH SOLE 16921 0 0 DOW INC COM 260557103 1735 36414 SH SOLE 36414 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1267 13220 SH SOLE 13220 0 0 DUNKIN BRANDS GROUP INC COM 265504100 9730 122610 SH SOLE 122610 0 0 DUPONT DE NEMOURS INC COM 26614N102 5741 80506 SH SOLE 80506 0 0 EATON CORP PLC SHS G29183103 6920 83223 SH SOLE 83223 0 0 EBAY INC COM 278642103 3607 92529 SH SOLE 92529 0 0 ECOLAB INC COM 278865100 7723 38996 SH SOLE 38996 0 0 EDITAS MEDICINE INC COM 28106W103 1063 46740 SH SOLE 46740 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 423 1924 SH SOLE 1924 0 0 ELECTRONIC ARTS INC COM 285512109 811 8292 SH SOLE 8292 0 0 EMERSON ELEC CO COM 291011104 717 10718 SH SOLE 10718 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 661 50566 SH SOLE 50566 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2229 77992 SH SOLE 77992 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 280 3250 SH SOLE 3250 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 781 20890 SH SOLE 20890 0 0 EXELON CORP COM 30161N101 348 7200 SH SOLE 7200 0 0 EXPEDIA GROUP INC COM NEW 30212P303 622 4629 SH SOLE 4629 0 0 EXXON MOBIL CORP COM 30231G102 9246 130949 SH SOLE 130949 0 0 FACEBOOK INC CL A 30303M102 18502 103897 SH SOLE 103897 0 0 FARMER & MERCHANTS BANCORP I COM 30779N105 782 30120 SH SOLE 30120 0 0 FB FINL CORP COM 30257X104 222 5925 SH SOLE 5925 0 0 FEDEX CORP COM 31428X106 2643 18157 SH SOLE 18157 0 0 FIDELITY COVINGTON TR MSCI HLTH CARE I 316092600 254 5866 SH SOLE 5866 0 0 FIFTH THIRD BANCORP COM 316773100 255 9309 SH SOLE 9309 0 0 FIRST SOLAR INC COM 336433107 761 13115 SH SOLE 13115 0 0 FIRSTENERGY CORP COM 337932107 353 7317 SH SOLE 7317 0 0 FISERV INC COM 337738108 270 2606 SH SOLE 2606 0 0 FNB CORP PA COM 302520101 179 15497 SH SOLE 15497 0 0 FORD MTR CO DEL COM 345370860 191 20881 SH SOLE 20881 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 1020 18653 SH SOLE 18653 0 0 GENERAL DYNAMICS CORP COM 369550108 2609 14279 SH SOLE 14279 0 0 GENERAL ELECTRIC CO COM 369604103 482 53957 SH SOLE 53957 0 0 GENERAL MLS INC COM 370334104 1060 19233 SH SOLE 19233 0 0 GILEAD SCIENCES INC COM 375558103 755 11914 SH SOLE 11914 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 284 6654 SH SOLE 6654 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1274 6147 SH SOLE 6147 0 0 GUARDANT HEALTH INC COM 40131M109 3946 61825 SH SOLE 61825 0 0 HASBRO INC COM 418056107 1168 9837 SH SOLE 9837 0 0 HCP INC COM 40414L109 250 7025 SH SOLE 7025 0 0 HDFC BANK LTD SPONSORED ADS 40415F101 508 8900 SH SOLE 8900 0 0 HENRY JACK & ASSOC INC COM 426281101 661 4527 SH SOLE 4527 0 0 HENRY SCHEIN INC COM 806407102 324 5100 SH SOLE 5100 0 0 HERCULES CAPITAL INC COM 427096508 583 43600 SH SOLE 43600 0 0 HEXCEL CORP NEW COM 428291108 920 11205 SH SOLE 11205 0 0 HILLENBRAND INC COM 431571108 525 17000 SH SOLE 17000 0 0 HOME DEPOT INC COM 437076102 7488 32273 SH SOLE 32273 0 0 HONEYWELL INTL INC COM 438516106 12390 73228 SH SOLE 73228 0 0 HOST HOTELS & RESORTS INC COM 44107P104 2826 163456 SH SOLE 163456 0 0 HUNTINGTON BANCSHARES INC COM 446150104 4683 328149 SH SOLE 328149 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 2384 11255 SH SOLE 11255 0 0 ILLINOIS TOOL WKS INC COM 452308109 3448 22034 SH SOLE 22034 0 0 ILLUMINA INC COM 452327109 236 775 SH SOLE 775 0 0 INGERSOLL-RAND PLC SHS G47791101 617 5009 SH SOLE 5009 0 0 INSPERITY INC COM 45778Q107 212 2145 SH SOLE 2145 0 0 INTEL CORP COM 458140100 8451 164024 SH SOLE 164024 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 467 35000 SH SOLE 35000 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1237 13406 SH SOLE 13406 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 879 6045 SH SOLE 6045 0 0 INTUIT COM 461202103 252 949 SH SOLE 949 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 CB 46138J304 562 26645 SH SOLE 26645 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 HY 46138J403 258 10775 SH SOLE 10775 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 3718 174561 SH SOLE 174561 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 4886 204062 SH SOLE 204062 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 8921 419632 SH SOLE 419632 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 2477 100565 SH SOLE 100565 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 240 11217 SH SOLE 11217 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 5370 250581 SH SOLE 250581 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 510 19548 SH SOLE 19548 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 6863 322347 SH SOLE 322347 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 6433 263966 SH SOLE 263966 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 8908 414537 SH SOLE 414537 0 0 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 259 1221 SH SOLE 1221 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1982 18336 SH SOLE 18336 0 0 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 228 4815 SH SOLE 4815 0 0 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 1973 40350 SH SOLE 40350 0 0 INVESCO EXCHNG TRADED FD TR SOLAR ETF 46138G706 1212 41005 SH SOLE 41005 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 5451 28869 SH SOLE 28869 0 0 ISHARES INC CORE MSCI EMKT 46434G103 455 9291 SH SOLE 9291 0 0 ISHARES TR S&P 100 ETF 464287101 4102 31197 SH SOLE 31197 0 0 ISHARES TR CORE S&P TTL STK 464287150 261 3898 SH SOLE 3898 0 0 ISHARES TR SELECT DIVID ETF 464287168 1253 12292 SH SOLE 12292 0 0 ISHARES TR TIPS BD ETF 464287176 422 3629 SH SOLE 3629 0 0 ISHARES TR CORE S&P500 ETF 464287200 3718 12454 SH SOLE 12454 0 0 ISHARES TR CORE US AGGBD ET 464287226 546 4824 SH SOLE 4824 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1471 35993 SH SOLE 35993 0 0 ISHARES TR IBOXX INV CP ETF 464287242 233 1831 SH SOLE 1831 0 0 ISHARES TR GLOBAL TECH ETF 464287291 872 4713 SH SOLE 4713 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 1896 10532 SH SOLE 10532 0 0 ISHARES TR S&P 500 VAL ETF 464287408 265 2228 SH SOLE 2228 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 2114 18798 SH SOLE 18798 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 3584 42255 SH SOLE 42255 0 0 ISHARES TR MSCI EAFE ETF 464287465 1705 26150 SH SOLE 26150 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 317 3529 SH SOLE 3529 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1484 7682 SH SOLE 7682 0 0 ISHARES TR S&P MC 400GR ETF 464287606 233 1043 SH SOLE 1043 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 710 4446 SH SOLE 4446 0 0 ISHARES TR RUS 1000 ETF 464287622 463 2814 SH SOLE 2814 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 1334 11171 SH SOLE 11171 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 588 3051 SH SOLE 3051 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2452 16201 SH SOLE 16201 0 0 ISHARES TR U.S. TECH ETF 464287721 2476 12124 SH SOLE 12124 0 0 ISHARES TR US HLTHCARE ETF 464287762 467 2469 SH SOLE 2469 0 0 ISHARES TR CORE S&P SCP ETF 464287804 3691 47414 SH SOLE 47414 0 0 ISHARES TR NATIONAL MUN ETF 464288414 491 4305 SH SOLE 4305 0 0 ISHARES TR SH TR CRPORT ETF 464288646 550 10255 SH SOLE 10255 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 5727 45168 SH SOLE 45168 0 0 ISHARES TR PFD AND INCM SEC 464288687 259 6905 SH SOLE 6905 0 0 ISHARES TR U.S. MED DVC ETF 464288810 988 3998 SH SOLE 3998 0 0 ISHARES TR EAFE GRWTH ETF 464288885 2252 27967 SH SOLE 27967 0 0 ISHARES TR EDGE MSCI USA VL 46432F388 335 4078 SH SOLE 4078 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 5355 44909 SH SOLE 44909 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 668 11569 SH SOLE 11569 0 0 ISHARES TR CORE MSCI EAFE 46432F842 277 4528 SH SOLE 4528 0 0 ISHARES TR IBONDS SEP2020 46434V571 871 34125 SH SOLE 34125 0 0 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 362 14267 SH SOLE 14267 0 0 ISHARES TR IBONDS DEC19 ETF 46434VAU4 230 9260 SH SOLE 9260 0 0 ISHARES TR IBONDS DEC21 ETF 46434VBK5 622 24881 SH SOLE 24881 0 0 ISHARES TR IBONDS DEC2023 46435G318 1290 50079 SH SOLE 50079 0 0 ISHARES TR MORTGE REL ETF 46435G342 511 12138 SH SOLE 12138 0 0 ISHARES TR IBONDS DEC2022 46435G755 1106 42302 SH SOLE 42302 0 0 ISHARES TR IBONDS DEC2021 46435G789 1780 69053 SH SOLE 69053 0 0 JOHNSON & JOHNSON COM 478160104 18315 141563 SH SOLE 141563 0 0 JPMORGAN CHASE & CO COM 46625H100 30976 263200 SH SOLE 263200 0 0 KELLOGG CO COM 487836108 354 5500 SH SOLE 5500 0 0 KEYCORP NEW COM 493267108 219 12299 SH SOLE 12299 0 0 KIMBERLY CLARK CORP COM 494368103 2093 14733 SH SOLE 14733 0 0 KIMCO RLTY CORP COM 49446R109 213 10180 SH SOLE 10180 0 0 KINDER MORGAN INC DEL COM 49456B101 1831 88825 SH SOLE 88825 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 227 1350 SH SOLE 1350 0 0 LANCASTER COLONY CORP COM 513847103 1063 7670 SH SOLE 7670 0 0 LAS VEGAS SANDS CORP COM 517834107 2899 50184 SH SOLE 50184 0 0 LAUDER ESTEE COS INC CL A 518439104 592 2975 SH SOLE 2975 0 0 LENNAR CORP CL B 526057302 679 15306 SH SOLE 15306 0 0 LILLY ELI & CO COM 532457108 585 5228 SH SOLE 5228 0 0 LINCOLN ELEC HLDGS INC COM 533900106 6761 77933 SH SOLE 77933 0 0 LINDE PLC SHS G5494J103 230 1185 SH SOLE 1185 0 0 LKQ CORP COM 501889208 285 9075 SH SOLE 9075 0 0 LOCKHEED MARTIN CORP COM 539830109 12755 32701 SH SOLE 32701 0 0 LOWES COS INC COM 548661107 12711 115603 SH SOLE 115603 0 0 M & T BK CORP COM 55261F104 749 4742 SH SOLE 4742 0 0 MADISON SQUARE GARDEN CO NEW CL A 55825T103 823 3122 SH SOLE 3122 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 2029 30623 SH SOLE 30623 0 0 MARATHON PETE CORP COM 56585A102 450 7407 SH SOLE 7407 0 0 MASTERCARD INC CL A 57636Q104 33997 125185 SH SOLE 125185 0 0 MCCORMICK & CO INC COM NON VTG 579780206 10235 65483 SH SOLE 65483 0 0 MCDONALDS CORP COM 580135101 2213 10305 SH SOLE 10305 0 0 MEDTRONIC PLC SHS G5960L103 705 6491 SH SOLE 6491 0 0 MERCK & CO INC COM 58933Y105 2363 28068 SH SOLE 28068 0 0 MESABI TR CTF BEN INT 590672101 294 12300 SH SOLE 12300 0 0 METLIFE INC COM 59156R108 568 12047 SH SOLE 12047 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 11093 15748 SH SOLE 15748 0 0 MICROSOFT CORP COM 594918104 37718 271298 SH SOLE 271298 0 0 MIDDLEBY CORP COM 596278101 460 3936 SH SOLE 3936 0 0 MIDDLEFIELD BANC CORP COM NEW 596304204 4504 96174 SH SOLE 96174 0 0 MONDELEZ INTL INC CL A 609207105 685 12389 SH SOLE 12389 0 0 NEOGEN CORP COM 640491106 7283 106933 SH SOLE 106933 0 0 NETFLIX INC COM 64110L106 259 966 SH SOLE 966 0 0 NEXTERA ENERGY INC COM 65339F101 8572 36790 SH SOLE 36790 0 0 NIKE INC CL B 654106103 17747 188959 SH SOLE 188959 0 0 NORFOLK SOUTHERN CORP COM 655844108 1605 8935 SH SOLE 8935 0 0 NORTHERN TR CORP COM 665859104 267 2865 SH SOLE 2865 0 0 NORTHROP GRUMMAN CORP COM 666807102 20567 54877 SH SOLE 54877 0 0 NORTHWEST BANCSHARES INC MD COM 667340103 239 14590 SH SOLE 14590 0 0 NOVARTIS A G SPONSORED ADR 66987V109 1036 11924 SH SOLE 11924 0 0 NOVO-NORDISK A S ADR 670100205 3424 66227 SH SOLE 66227 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 165 17000 SH SOLE 17000 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 95 10000 SH SOLE 10000 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 181 11170 SH SOLE 11170 0 0 NVIDIA CORP COM 67066G104 5930 34069 SH SOLE 34069 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 1678 323900 SH SOLE 323900 0 0 OKTA INC CL A 679295105 3179 32285 SH SOLE 32285 0 0 ONEOK INC NEW COM 682680103 354 4807 SH SOLE 4807 0 0 ORACLE CORP COM 68389X105 290 5277 SH SOLE 5277 0 0 PACCAR INC COM 693718108 808 11542 SH SOLE 11542 0 0 PARKER HANNIFIN CORP COM 701094104 1239 6860 SH SOLE 6860 0 0 PAYCHEX INC COM 704326107 638 7712 SH SOLE 7712 0 0 PAYPAL HLDGS INC COM 70450Y103 17376 167738 SH SOLE 167738 0 0 PENTAIR PLC SHS G7S00T104 320 8461 SH SOLE 8461 0 0 PEOPLES UTD FINL INC COM 712704105 354 22633 SH SOLE 22633 0 0 PEPSICO INC COM 713448108 15979 116554 SH SOLE 116554 0 0 PFIZER INC COM 717081103 9185 255623 SH SOLE 255623 0 0 PHILIP MORRIS INTL INC COM 718172109 446 5875 SH SOLE 5875 0 0 PHILLIPS 66 COM 718546104 9231 90144 SH SOLE 90144 0 0 PIONEER NAT RES CO COM 723787107 210 1666 SH SOLE 1666 0 0 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 229 10784 SH SOLE 10784 0 0 PNC FINL SVCS GROUP INC COM 693475105 1378 9833 SH SOLE 9833 0 0 POST HLDGS INC COM 737446104 8066 76205 SH SOLE 76205 0 0 PPG INDS INC COM 693506107 1116 9418 SH SOLE 9418 0 0 PPL CORP COM 69351T106 653 20738 SH SOLE 20738 0 0 PRA HEALTH SCIENCES INC COM 69354M108 9792 98675 SH SOLE 98675 0 0 PRICE T ROWE GROUP INC COM 74144T108 3363 29444 SH SOLE 29444 0 0 PROCTER & GAMBLE CO COM 742718109 8959 72026 SH SOLE 72026 0 0 PROGRESSIVE CORP OHIO COM 743315103 12357 159956 SH SOLE 159956 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 753 748000 SH SOLE 748000 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.950% 7/1 74348TAR3 2543 2475000 SH SOLE 2475000 0 0 PUBLIC STORAGE COM 74460D109 747 3046 SH SOLE 3046 0 0 QUALCOMM INC COM 747525103 267 3499 SH SOLE 3499 0 0 QUANTERIX CORP COM 74766Q101 1478 67300 SH SOLE 67300 0 0 RADIANT LOGISTICS INC COM 75025X100 714 138110 SH SOLE 138110 0 0 RAYTHEON CO COM NEW 755111507 1509 7693 SH SOLE 7693 0 0 REALTY INCOME CORP COM 756109104 6271 81775 SH SOLE 81775 0 0 REPUBLIC SVCS INC COM 760759100 5233 60466 SH SOLE 60466 0 0 RESMED INC COM 761152107 776 5740 SH SOLE 5740 0 0 ROCKWELL AUTOMATION INC COM 773903109 14426 87535 SH SOLE 87535 0 0 ROGERS CORP COM 775133101 547 4000 SH SOLE 4000 0 0 ROPER TECHNOLOGIES INC COM 776696106 245 687 SH SOLE 687 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 478 8130 SH SOLE 8130 0 0 RPM INTL INC COM 749685103 6439 93578 SH SOLE 93578 0 0 S&P GLOBAL INC COM 78409V104 257 1050 SH SOLE 1050 0 0 SABINE ROYALTY TR UNIT BEN INT 785688102 317 7300 SH SOLE 7300 0 0 SCHLUMBERGER LTD COM 806857108 233 6810 SH SOLE 6810 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 498 7012 SH SOLE 7012 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 212 2989 SH SOLE 2989 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 307 5404 SH SOLE 5404 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 209 3705 SH SOLE 3705 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 451 6470 SH SOLE 6470 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 517 16217 SH SOLE 16217 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 628 11668 SH SOLE 11668 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 283 5088 SH SOLE 5088 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 12884 254679 SH SOLE 254679 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 399 3922 SH SOLE 3922 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 571 9811 SH SOLE 9811 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 8794 97572 SH SOLE 97572 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 4115 67005 SH SOLE 67005 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 7485 62015 SH SOLE 62015 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 469 7914 SH SOLE 7914 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 8341 297886 SH SOLE 297886 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 4101 52823 SH SOLE 52823 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 16503 204932 SH SOLE 204932 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 3486 70390 SH SOLE 70390 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 6934 107102 SH SOLE 107102 0 0 SHERWIN WILLIAMS CO COM 824348106 28865 52495 SH SOLE 52495 0 0 SHOPIFY INC CL A 82509L107 6780 21756 SH SOLE 21756 0 0 SIMON PPTY GROUP INC NEW COM 828806109 580 3728 SH SOLE 3728 0 0 SIRIUS XM HLDGS INC COM 82968B103 109 17433 SH SOLE 17433 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 202 2552 SH SOLE 2552 0 0 SMARTSHEET INC COM CL A 83200N103 1441 40000 SH SOLE 40000 0 0 SMUCKER J M CO COM NEW 832696405 454 4125 SH SOLE 4125 0 0 SONOCO PRODS CO COM 835495102 279 4800 SH SOLE 4800 0 0 SOUTHERN CO COM 842587107 773 12515 SH SOLE 12515 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 529 1966 SH SOLE 1966 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1823 13124 SH SOLE 13124 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 494 14408 SH SOLE 14408 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 232 4472 SH SOLE 4472 0 0 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 228 4277 SH SOLE 4277 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 27594 92980 SH SOLE 92980 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 13856 39311 SH SOLE 39311 0 0 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 5774 148472 SH SOLE 148472 0 0 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 1963 66229 SH SOLE 66229 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 392 7430 SH SOLE 7430 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 2645 25779 SH SOLE 25779 0 0 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 4882 72642 SH SOLE 72642 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 2909 56690 SH SOLE 56690 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 7667 100548 SH SOLE 100548 0 0 SPDR SERIES TRUST PORTFOLIO SH TSR 78468R101 427 14213 SH SOLE 14213 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 454 38420 SH SOLE 38420 0 0 SQUARE INC CL A 852234103 3780 61014 SH SOLE 61014 0 0 STARBUCKS CORP COM 855244109 4669 52810 SH SOLE 52810 0 0 STARWOOD PPTY TR INC COM 85571B105 1081 44650 SH SOLE 44650 0 0 STEELCASE INC CL A 858155203 184 10000 SH SOLE 10000 0 0 STERIS PLC SHS USD G8473T100 3084 21345 SH SOLE 21345 0 0 STORE CAP CORP COM 862121100 1138 30418 SH SOLE 30418 0 0 STRYKER CORP COM 863667101 12445 57540 SH SOLE 57540 0 0 SYSCO CORP COM 871829107 2177 27423 SH SOLE 27423 0 0 TARGET CORP COM 87612E106 646 6040 SH SOLE 6040 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 355 62450 SH SOLE 62450 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 201 4300 SH SOLE 4300 0 0 TE CONNECTIVITY LTD REG SHS H84989104 2290 24577 SH SOLE 24577 0 0 TELADOC HEALTH INC COM 87918A105 2473 36520 SH SOLE 36520 0 0 TELUS CORP COM 87971M103 341 9570 SH SOLE 9570 0 0 TEXAS INSTRS INC COM 882508104 230 1782 SH SOLE 1782 0 0 THE CHARLES SCHWAB CORPORATI COM 808513105 6745 161246 SH SOLE 161246 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 6381 21913 SH SOLE 21913 0 0 TIFFANY & CO NEW COM 886547108 2214 23900 SH SOLE 23900 0 0 TIMKEN CO COM 887389104 235 5412 SH SOLE 5412 0 0 TJX COS INC NEW COM 872540109 12296 220618 SH SOLE 220618 0 0 TRADEWEB MKTS INC CL A 892672106 342 9245 SH SOLE 9245 0 0 TRANSDIGM GROUP INC COM 893641100 406 780 SH SOLE 780 0 0 TRAVELERS COMPANIES INC COM 89417E109 261 1756 SH SOLE 1756 0 0 TWITTER INC COM 90184L102 2083 50550 SH SOLE 50550 0 0 UBIQUITI INC COM 90353W103 6257 52913 SH SOLE 52913 0 0 UGI CORP NEW COM 902681105 1097 21815 SH SOLE 21815 0 0 UNILEVER N V N Y SHS NEW 904784709 603 10039 SH SOLE 10039 0 0 UNION PACIFIC CORP COM 907818108 12517 77277 SH SOLE 77277 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1092 9117 SH SOLE 9117 0 0 UNITED RENTALS INC COM 911363109 1346 10800 SH SOLE 10800 0 0 UNITED TECHNOLOGIES CORP COM 913017109 6441 47177 SH SOLE 47177 0 0 UNITEDHEALTH GROUP INC COM 91324P102 3233 14875 SH SOLE 14875 0 0 US BANCORP DEL COM NEW 902973304 17345 313428 SH SOLE 313428 0 0 V F CORP COM 918204108 374 4201 SH SOLE 4201 0 0 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 209 3250 SH SOLE 3250 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 985 12190 SH SOLE 12190 0 0 VANGUARD GROUP DIV APP ETF 921908844 7317 61193 SH SOLE 61193 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5421 19886 SH SOLE 19886 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 4347 46613 SH SOLE 46613 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 514 2825 SH SOLE 2825 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 205 1594 SH SOLE 1594 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 5175 30880 SH SOLE 30880 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 459 3369 SH SOLE 3369 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1267 7617 SH SOLE 7617 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 408 3653 SH SOLE 3653 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 432 2807 SH SOLE 2807 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7506 49706 SH SOLE 49706 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 5049 101184 SH SOLE 101184 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 608 15093 SH SOLE 15093 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 243 1479 SH SOLE 1479 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 2008 22628 SH SOLE 22628 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 263 3762 SH SOLE 3762 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 788 3655 SH SOLE 3655 0 0 VENTAS INC COM 92276F100 373 5109 SH SOLE 5109 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 21530 356689 SH SOLE 356689 0 0 VISA INC COM CL A 92826C839 13345 77576 SH SOLE 77576 0 0 VORNADO RLTY TR SH BEN INT 929042109 645 10130 SH SOLE 10130 0 0 W P CAREY INC COM 92936U109 923 10308 SH SOLE 10308 0 0 WABTEC CORP COM 929740108 443 6169 SH SOLE 6169 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1067 19285 SH SOLE 19285 0 0 WALMART INC COM 931142103 2537 21378 SH SOLE 21378 0 0 WASTE MGMT INC DEL COM 94106L109 6513 56634 SH SOLE 56634 0 0 WEC ENERGY GROUP INC COM 92939U106 207 2177 SH SOLE 2177 0 0 WELLS FARGO CO NEW COM 949746101 7827 155181 SH SOLE 155181 0 0 WELLTOWER INC COM 95040Q104 824 9091 SH SOLE 9091 0 0 WEST BANCORPORATION INC CAP STK 95123P106 363 16700 SH SOLE 16700 0 0 WORKDAY INC CL A 98138H101 2125 12500 SH SOLE 12500 0 0 XPO LOGISTICS INC COM 983793100 2398 33500 SH SOLE 33500 0 0 XYLEM INC COM 98419M100 1055 13252 SH SOLE 13252 0 0 YETI HLDGS INC COM 98585X104 3520 125700 SH SOLE 125700 0 0 YUM BRANDS INC COM 988498101 558 4918 SH SOLE 4918 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 4767 23101 SH SOLE 23101 0 0 ZOETIS INC CL A 98978V103 19768 158664 SH SOLE 158664 0 0