0001085146-19-001519.txt : 20190514 0001085146-19-001519.hdr.sgml : 20190514 20190514134218 ACCESSION NUMBER: 0001085146-19-001519 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190514 EFFECTIVENESS DATE: 20190514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carnegie Capital Asset Management, LLC CENTRAL INDEX KEY: 0001511506 IRS NUMBER: 264766975 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14398 FILM NUMBER: 19821891 BUSINESS ADDRESS: STREET 1: 30300 CHAGRIN BOULEVARD CITY: PEPPER PIKE STATE: OH ZIP: 44124 BUSINESS PHONE: 216-367-4114 MAIL ADDRESS: STREET 1: 30300 CHAGRIN BOULEVARD CITY: PEPPER PIKE STATE: OH ZIP: 44124 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001511506 XXXXXXXX 03-31-2019 03-31-2019 false Carnegie Capital Asset Management, LLC

30300 CHAGRIN BOULEVARD PEPPER PIKE OH 44124

13F HOLDINGS REPORT 028-14398 N Gary Wagner 216-367-4106 /s/ Gary Wagner Pepper Pike OH 05-13-2019 0 413 1455648 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 4445 21394 SH SOLE 21394 0 0 ABB LTD SPONSORED ADR 000375204 432 22900 SH SOLE 22900 0 0 ABBOTT LABS COM 002824100 6924 86610 SH SOLE 86610 0 0 ABBVIE INC COM 00287Y109 1185 14710 SH SOLE 14710 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3712 21088 SH SOLE 21088 0 0 ADOBE INC COM 00724F101 1590 5965 SH SOLE 5965 0 0 AIR PRODS & CHEMS INC COM 009158106 575 3009 SH SOLE 3009 0 0 ALBEMARLE CORP COM 012653101 523 6377 SH SOLE 6377 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 374 2048 SH SOLE 2048 0 0 ALPHABET INC CAP STK CL A 02079K305 20271 17224 SH SOLE 17224 0 0 ALPHABET INC CAP STK CL C 02079K107 18894 16103 SH SOLE 16103 0 0 ALTABA INC COM 021346101 2122 28626 SH SOLE 28626 0 0 ALTERYX INC COM CL A 02156B103 4947 58980 SH SOLE 58980 0 0 ALTRIA GROUP INC COM 02209S103 1143 19902 SH SOLE 19902 0 0 AMAZON COM INC COM 023135106 28305 15895 SH SOLE 15895 0 0 AMERICAN ELEC PWR CO INC COM 025537101 430 5138 SH SOLE 5138 0 0 AMERICAN EXPRESS CO COM 025816109 280 2562 SH SOLE 2562 0 0 AMERICAN TOWER CORP NEW COM 03027X100 20656 104824 SH SOLE 104809 0 15 AMERIGAS PARTNERS L P UNIT L P INT 030975106 576 18650 SH SOLE 18650 0 0 AMGEN INC COM 031162100 13504 71079 SH SOLE 71079 0 0 ANNALY CAP MGMT INC COM 035710409 831 83213 SH SOLE 83213 0 0 ANSYS INC COM 03662Q105 12352 67606 SH SOLE 67606 0 0 APPLE INC COM 037833100 39854 209815 SH SOLE 209815 0 0 APPLIED MATLS INC COM 038222105 1084 27336 SH SOLE 27336 0 0 AQUA AMERICA INC COM 03836W103 2069 56775 SH SOLE 56775 0 0 ARISTA NETWORKS INC COM 040413106 6268 19933 SH SOLE 19933 0 0 AT&T INC COM 00206R102 6722 214348 SH SOLE 214348 0 0 ATMOS ENERGY CORP COM 049560105 233 2260 SH SOLE 2260 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1720 10766 SH SOLE 10766 0 0 BAIDU INC SPON ADR REP A 056752108 790 4790 SH SOLE 4790 0 0 BANK AMER CORP COM 060505104 2190 79385 SH SOLE 79385 0 0 BAXTER INTL INC COM 071813109 579 7116 SH SOLE 7116 0 0 BB&T CORP COM 054937107 379 8143 SH SOLE 8143 0 0 BECTON DICKINSON & CO COM 075887109 462 1848 SH SOLE 1848 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 7530 25 SH SOLE 25 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 34621 172340 SH SOLE 172340 0 0 BLACKLINE INC COM 09239B109 1573 33950 SH SOLE 33950 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 123 12000 SH SOLE 12000 0 0 BLACKROCK INC COM 09247X101 14839 34722 SH SOLE 34722 0 0 BLACKROCK MUNIVEST FD INC COM 09253R105 411 45661 SH SOLE 45661 0 0 BLACKROCK TCP CAPITAL CORP NOTE 4.625% 3/0 87238QAD5 749 750000 SH SOLE 750000 0 0 BOEING CO COM 097023105 20744 54386 SH SOLE 54386 0 0 BOOKING HLDGS INC COM 09857L108 4842 2775 SH SOLE 2775 0 0 BP PLC SPONSORED ADR 055622104 1015 23211 SH SOLE 23211 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 4024 84344 SH SOLE 84344 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 233 5000 SH SOLE 5000 0 0 CANADIAN NATL RY CO COM 136375102 557 6228 SH SOLE 6228 0 0 CANADIAN PAC RY LTD COM 13645T100 468 2270 SH SOLE 2270 0 0 CARMAX INC COM 143130102 1292 18505 SH SOLE 18505 0 0 CARVANA CO CL A 146869102 2868 49390 SH SOLE 49390 0 0 CATERPILLAR INC DEL COM 149123101 689 5088 SH SOLE 5088 0 0 CBS CORP NEW CL B 124857202 309 6505 SH SOLE 6505 0 0 CDW CORP COM 12514G108 1280 13283 SH SOLE 13283 0 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 3630 68981 SH SOLE 68981 0 0 CELGENE CORP COM 151020104 384 4070 SH SOLE 4070 0 0 CENTENE CORP DEL COM 15135B101 430 8090 SH SOLE 8090 0 0 CENTERPOINT ENERGY INC COM 15189T107 405 13199 SH SOLE 13199 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 240 1900 SH SOLE 1900 0 0 CHESAPEAKE ENERGY CORP COM 165167107 51 16400 SH SOLE 16400 0 0 CHEVRON CORP NEW COM 166764100 6794 55154 SH SOLE 55154 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 1200 1689 SH SOLE 1689 0 0 CHUBB LIMITED COM H1467J104 5377 38387 SH SOLE 38387 0 0 CHURCH & DWIGHT INC COM 171340102 11655 163626 SH SOLE 163626 0 0 CIGNA CORP NEW COM 125523100 506 3144 SH SOLE 3144 0 0 CISCO SYS INC COM 17275R102 18873 349564 SH SOLE 349564 0 0 CITIGROUP INC COM NEW 172967424 3446 55389 SH SOLE 55389 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 184692101 1218 96202 SH SOLE 96202 0 0 CLEVELAND CLIFFS INC COM 185899101 375 37561 SH SOLE 37561 0 0 CLOROX CO DEL COM 189054109 1580 9848 SH SOLE 9848 0 0 COCA COLA CO COM 191216100 2246 47927 SH SOLE 47927 0 0 COLGATE PALMOLIVE CO COM 194162103 1933 28197 SH SOLE 28197 0 0 COMCAST CORP NEW CL A 20030N101 7653 191411 SH SOLE 191411 0 0 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 508 32352 SH SOLE 32352 0 0 CONOCOPHILLIPS COM 20825C104 4105 61504 SH SOLE 61504 0 0 CONSOLIDATED EDISON INC COM 209115104 460 5428 SH SOLE 5428 0 0 CONSTELLATION BRANDS INC CL A 21036P108 234 1334 SH SOLE 1334 0 0 COSTCO WHSL CORP NEW COM 22160K105 4021 16604 SH SOLE 16604 0 0 CSX CORP COM 126408103 15476 206838 SH SOLE 206838 0 0 CUMMINS INC COM 231021106 5774 36574 SH SOLE 36574 0 0 CVS HEALTH CORP COM 126650100 533 9891 SH SOLE 9891 0 0 DANAHER CORPORATION COM 235851102 362 2739 SH SOLE 2739 0 0 DEERE & CO COM 244199105 316 1977 SH SOLE 1977 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 2848 55133 SH SOLE 55133 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 362 2211 SH SOLE 2211 0 0 DISCOVER FINL SVCS COM 254709108 1064 14952 SH SOLE 14952 0 0 DISNEY WALT CO COM DISNEY 254687106 15344 138197 SH SOLE 138197 0 0 DOMINION ENERGY INC COM 25746U109 1290 16828 SH SOLE 16828 0 0 DOWDUPONT INC COM 26078J100 14812 277844 SH SOLE 277844 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1183 13140 SH SOLE 13140 0 0 DUNKIN BRANDS GROUP INC COM 265504100 8796 117127 SH SOLE 117127 0 0 EASTMAN CHEMICAL CO COM 277432100 250 3300 SH SOLE 3300 0 0 EATON CORP PLC SHS G29183103 6628 82268 SH SOLE 82268 0 0 EBAY INC COM 278642103 1875 50486 SH SOLE 50486 0 0 ECOLAB INC COM 278865100 6293 35646 SH SOLE 35646 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 359 1876 SH SOLE 1876 0 0 ELECTRONIC ARTS INC COM 285512109 812 7992 SH SOLE 7992 0 0 EMERSON ELEC CO COM 291011104 844 12331 SH SOLE 12331 0 0 ENERGIZER HLDGS INC NEW COM 29272W109 1795 39962 SH SOLE 39962 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 771 50169 SH SOLE 50169 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2310 79392 SH SOLE 79392 0 0 EQUIFAX INC COM 294429105 270 2277 SH SOLE 2277 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 245 3250 SH SOLE 3250 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 791 19770 SH SOLE 19770 0 0 EXELON CORP COM 30161N101 466 9300 SH SOLE 9300 0 0 EXPEDIA GROUP INC COM NEW 30212P303 551 4629 SH SOLE 4629 0 0 EXXON MOBIL CORP COM 30231G102 18227 225577 SH SOLE 225577 0 0 FACEBOOK INC CL A 30303M102 16232 97381 SH SOLE 97381 0 0 FARMER & MERCHANTS BANCORP I COM 30779N105 907 30120 SH SOLE 30120 0 0 FB FINL CORP COM 30257X104 484 15243 SH SOLE 15243 0 0 FEDEX CORP COM 31428X106 4965 27369 SH SOLE 27369 0 0 FIFTH THIRD BANCORP COM 316773100 235 9309 SH SOLE 9309 0 0 FIRST SOLAR INC COM 336433107 544 10295 SH SOLE 10295 0 0 FIRSTENERGY CORP COM 337932107 426 10237 SH SOLE 10237 0 0 FISERV INC COM 337738108 242 2741 SH SOLE 2741 0 0 FNB CORP PA COM 302520101 164 15497 SH SOLE 15497 0 0 FORD MTR CO DEL COM 345370860 220 25052 SH SOLE 25052 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 1402 29448 SH SOLE 29448 0 0 GENERAL DYNAMICS CORP COM 369550108 1790 10574 SH SOLE 10574 0 0 GENERAL ELECTRIC CO COM 369604103 516 51664 SH SOLE 51664 0 0 GENERAL MLS INC COM 370334104 969 18715 SH SOLE 18715 0 0 GILEAD SCIENCES INC COM 375558103 864 13286 SH SOLE 13286 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 392 9386 SH SOLE 9386 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1262 6575 SH SOLE 6575 0 0 GUARDANT HEALTH INC COM 40131M109 3042 39660 SH SOLE 39660 0 0 HASBRO INC COM 418056107 840 9880 SH SOLE 9880 0 0 HDFC BANK LTD SPONSORED ADS 40415F101 516 4450 SH SOLE 4450 0 0 HENRY JACK & ASSOC INC COM 426281101 2575 18558 SH SOLE 18558 0 0 HENRY SCHEIN INC COM 806407102 553 9200 SH SOLE 9200 0 0 HERCULES CAPITAL INC COM 427096508 583 46026 SH SOLE 46026 0 0 HEXCEL CORP NEW COM 428291108 830 12005 SH SOLE 12005 0 0 HILLENBRAND INC COM 431571108 706 17000 SH SOLE 17000 0 0 HOME DEPOT INC COM 437076102 6264 32643 SH SOLE 32643 0 0 HONEYWELL INTL INC COM 438516106 11711 73694 SH SOLE 73694 0 0 HOST HOTELS & RESORTS INC COM 44107P104 596 31556 SH SOLE 31556 0 0 HUNTINGTON BANCSHARES INC COM 446150104 4225 333163 SH SOLE 333163 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 2349 11339 SH SOLE 11339 0 0 ILLINOIS TOOL WKS INC COM 452308109 3596 25052 SH SOLE 25052 0 0 INGERSOLL-RAND PLC SHS G47791101 541 5009 SH SOLE 5009 0 0 INSPERITY INC COM 45778Q107 235 1900 SH SOLE 1900 0 0 INTEL CORP COM 458140100 11030 205398 SH SOLE 205398 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1006 13206 SH SOLE 13206 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1152 8165 SH SOLE 8165 0 0 INTUIT COM 461202103 255 975 SH SOLE 975 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 CB 46138J304 825 39141 SH SOLE 39141 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 HY 46138J403 3797 158216 SH SOLE 158216 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 3952 186250 SH SOLE 186250 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 5171 214733 SH SOLE 214733 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 4657 221464 SH SOLE 221464 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 2030 82134 SH SOLE 82134 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 5068 239968 SH SOLE 239968 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 1704 69625 SH SOLE 69625 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 4452 214051 SH SOLE 214051 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 4436 214011 SH SOLE 214011 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 3085 150055 SH SOLE 150055 0 0 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 266 4815 SH SOLE 4815 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1713 16401 SH SOLE 16401 0 0 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 1792 38166 SH SOLE 38166 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 4970 27665 SH SOLE 27665 0 0 ISHARES INC CORE MSCI EMKT 46434G103 674 13035 SH SOLE 13035 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 3472 41279 SH SOLE 41279 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2771 21915 SH SOLE 21915 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 3922 31832 SH SOLE 31832 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 1675 15702 SH SOLE 15702 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1764 9314 SH SOLE 9314 0 0 ISHARES TR CORE S&P SCP ETF 464287804 3331 43177 SH SOLE 43177 0 0 ISHARES TR CORE S&P TTL STK 464287150 242 3758 SH SOLE 3758 0 0 ISHARES TR CORE S&P500 ETF 464287200 3611 12689 SH SOLE 12689 0 0 ISHARES TR CORE US AGGBD ET 464287226 346 3170 SH SOLE 3170 0 0 ISHARES TR EAFE GRWTH ETF 464288885 2130 27496 SH SOLE 27496 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 244 4000 SH SOLE 4000 0 0 ISHARES TR GLOBAL TECH ETF 464287291 801 4680 SH SOLE 4680 0 0 ISHARES TR IBONDS DEC19 ETF 46434VAU4 230 9260 SH SOLE 9260 0 0 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 360 14267 SH SOLE 14267 0 0 ISHARES TR IBONDS DEC2021 46435G789 1661 64728 SH SOLE 64728 0 0 ISHARES TR IBONDS DEC2022 46435G755 1186 45717 SH SOLE 45717 0 0 ISHARES TR IBONDS DEC2023 46435G318 1369 53764 SH SOLE 53764 0 0 ISHARES TR IBONDS DEC21 ETF 46434VBK5 808 32681 SH SOLE 32681 0 0 ISHARES TR IBONDS SEP19 ETF 46429B564 1120 44025 SH SOLE 44025 0 0 ISHARES TR IBONDS SEP2020 46434V571 875 34295 SH SOLE 34295 0 0 ISHARES TR IBOXX INV CP ETF 464287242 201 1689 SH SOLE 1689 0 0 ISHARES TR MORTGE REL ETF 46435G342 534 12325 SH SOLE 12325 0 0 ISHARES TR MSCI EAFE ETF 464287465 1989 30673 SH SOLE 30673 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1873 43643 SH SOLE 43643 0 0 ISHARES TR NATIONAL MUN ETF 464288414 381 3425 SH SOLE 3425 0 0 ISHARES TR PFD AND INCM SEC 464288687 260 7105 SH SOLE 7105 0 0 ISHARES TR RUS 1000 ETF 464287622 404 2565 SH SOLE 2565 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 701 4630 SH SOLE 4630 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 624 3171 SH SOLE 3171 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 1208 10074 SH SOLE 10074 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 366 4217 SH SOLE 4217 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2516 16437 SH SOLE 16437 0 0 ISHARES TR S&P 100 ETF 464287101 3756 29979 SH SOLE 29979 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 1807 10481 SH SOLE 10481 0 0 ISHARES TR S&P 500 VAL ETF 464287408 251 2228 SH SOLE 2228 0 0 ISHARES TR S&P MC 400GR ETF 464287606 219 999 SH SOLE 999 0 0 ISHARES TR SELECT DIVID ETF 464287168 1216 12382 SH SOLE 12382 0 0 ISHARES TR SH TR CRPORT ETF 464288646 1036 19606 SH SOLE 19606 0 0 ISHARES TR TIPS BD ETF 464287176 418 3700 SH SOLE 3700 0 0 ISHARES TR TRANS AVG ETF 464287192 242 1292 SH SOLE 1292 0 0 ISHARES TR U.S. MED DVC ETF 464288810 927 4002 SH SOLE 4002 0 0 ISHARES TR U.S. TECH ETF 464287721 2348 12320 SH SOLE 12320 0 0 ISHARES TR US HLTHCARE ETF 464287762 503 2598 SH SOLE 2598 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 5001 44577 SH SOLE 44577 0 0 JOHNSON & JOHNSON COM 478160104 21976 157208 SH SOLE 157208 0 0 JPMORGAN CHASE & CO COM 46625H100 26353 260330 SH SOLE 260330 0 0 KELLOGG CO COM 487836108 324 5647 SH SOLE 5647 0 0 KEYCORP NEW COM 493267108 194 12292 SH SOLE 12292 0 0 KIMBERLY CLARK CORP COM 494368103 1779 14355 SH SOLE 14355 0 0 KIMCO RLTY CORP COM 49446R109 188 10180 SH SOLE 10180 0 0 KINDER MORGAN INC DEL COM 49456B101 1779 88888 SH SOLE 88888 0 0 KOHLS CORP COM 500255104 506 7364 SH SOLE 7364 0 0 KRAFT HEINZ CO COM 500754106 297 9082 SH SOLE 9082 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 218 1425 SH SOLE 1425 0 0 LANCASTER COLONY CORP COM 513847103 1381 8813 SH SOLE 8813 0 0 LAS VEGAS SANDS CORP COM 517834107 3059 50182 SH SOLE 50182 0 0 LAUDER ESTEE COS INC CL A 518439104 493 2975 SH SOLE 2975 0 0 LENNAR CORP CL B 526057302 771 19714 SH SOLE 19714 0 0 LILLY ELI & CO COM 532457108 732 5639 SH SOLE 5639 0 0 LINCOLN ELEC HLDGS INC COM 533900106 6968 83079 SH SOLE 83079 0 0 LINDE PLC COM G5494J103 208 1185 SH SOLE 1185 0 0 LKQ CORP COM 501889208 433 15241 SH SOLE 15241 0 0 LOCKHEED MARTIN CORP COM 539830109 10419 34712 SH SOLE 34712 0 0 LOWES COS INC COM 548661107 12134 110847 SH SOLE 110847 0 0 M & T BK CORP COM 55261F104 1050 6689 SH SOLE 6689 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 2159 35611 SH SOLE 35611 0 0 MARATHON PETE CORP COM 56585A102 521 8709 SH SOLE 8709 0 0 MARSH & MCLENNAN COS INC COM 571748102 544 5792 SH SOLE 5792 0 0 MASTERCARD INC CL A 57636Q104 29878 126897 SH SOLE 126897 0 0 MCCORMICK & CO INC COM NON VTG 579780206 10995 72994 SH SOLE 72994 0 0 MCDONALDS CORP COM 580135101 2021 10641 SH SOLE 10641 0 0 MEDIDATA SOLUTIONS INC COM 58471A105 355 4850 SH SOLE 4850 0 0 MEDTRONIC PLC SHS G5960L103 679 7451 SH SOLE 7451 0 0 MERCK & CO INC COM 58933Y105 2356 28332 SH SOLE 28332 0 0 MESABI TR CTF BEN INT 590672101 346 11800 SH SOLE 11800 0 0 METLIFE INC COM 59156R108 803 18870 SH SOLE 18870 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 8652 11967 SH SOLE 11967 0 0 MICROSOFT CORP COM 594918104 30882 261841 SH SOLE 261841 0 0 MIDDLEBY CORP COM 596278101 512 3936 SH SOLE 3936 0 0 MIDDLEFIELD BANC CORP COM NEW 596304204 4060 98513 SH SOLE 98513 0 0 MONDELEZ INTL INC CL A 609207105 626 12536 SH SOLE 12536 0 0 NATIONAL GRID PLC SPONSORED ADR NE 636274409 488 8732 SH SOLE 8732 0 0 NEOGEN CORP COM 640491106 7097 123666 SH SOLE 123666 0 0 NETFLIX INC COM 64110L106 634 1777 SH SOLE 1777 0 0 NEXTERA ENERGY INC COM 65339F101 7439 38481 SH SOLE 38481 0 0 NIKE INC CL B 654106103 16097 191155 SH SOLE 191155 0 0 NORFOLK SOUTHERN CORP COM 655844108 1623 8685 SH SOLE 8685 0 0 NORTHERN TR CORP COM 665859104 268 2965 SH SOLE 2965 0 0 NORTHROP GRUMMAN CORP COM 666807102 17193 63772 SH SOLE 63772 0 0 NORTHWEST BANCSHARES INC MD COM 667340103 248 14590 SH SOLE 14590 0 0 NOVARTIS A G SPONSORED ADR 66987V109 1208 12566 SH SOLE 12566 0 0 NOVO-NORDISK A S ADR 670100205 4333 82834 SH SOLE 82834 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 183 19000 SH SOLE 19000 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 115 12000 SH SOLE 12000 0 0 NVENT ELECTRIC PLC SHS G6700G107 237 8800 SH SOLE 8800 0 0 NVIDIA CORP COM 67066G104 5148 28672 SH SOLE 28672 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 1724 332850 SH SOLE 332850 0 0 OKTA INC CL A 679295105 1892 22870 SH SOLE 22870 0 0 ONEOK INC NEW COM 682680103 798 11432 SH SOLE 11432 0 0 ORACLE CORP COM 68389X105 223 4158 SH SOLE 4158 0 0 PACCAR INC COM 693718108 855 12552 SH SOLE 12552 0 0 PARKER HANNIFIN CORP COM 701094104 1342 7818 SH SOLE 7818 0 0 PAYCHEX INC COM 704326107 1118 13946 SH SOLE 13946 0 0 PAYPAL HLDGS INC COM 70450Y103 17506 168584 SH SOLE 168584 0 0 PENTAIR PLC SHS G7S00T104 377 8461 SH SOLE 8461 0 0 PEOPLES UTD FINL INC COM 712704105 370 22500 SH SOLE 22500 0 0 PEPSICO INC COM 713448108 14830 121016 SH SOLE 121016 0 0 PFIZER INC COM 717081103 11167 262942 SH SOLE 262942 0 0 PHILIP MORRIS INTL INC COM 718172109 647 7315 SH SOLE 7315 0 0 PHILLIPS 66 COM 718546104 10623 111618 SH SOLE 111618 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 256 2519 SH SOLE 2519 0 0 PIONEER NAT RES CO COM 723787107 1030 6766 SH SOLE 6766 0 0 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 320 12840 SH SOLE 12840 0 0 PNC FINL SVCS GROUP INC COM 693475105 1606 13090 SH SOLE 13090 0 0 POST HLDGS INC COM 737446104 4395 40175 SH SOLE 40175 0 0 PPG INDS INC COM 693506107 1205 10678 SH SOLE 10678 0 0 PPL CORP COM 69351T106 731 23034 SH SOLE 23034 0 0 PRA HEALTH SCIENCES INC COM 69354M108 7557 68519 SH SOLE 68519 0 0 PRICE T ROWE GROUP INC COM 74144T108 3096 30926 SH SOLE 30926 0 0 PROCTER AND GAMBLE CO COM 742718109 7602 73058 SH SOLE 73058 0 0 PROGRESSIVE CORP OHIO COM 743315103 1929 26752 SH SOLE 26752 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 752 748000 SH SOLE 748000 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.950% 7/1 74348TAR3 2565 2603000 SH SOLE 2603000 0 0 PUBLIC STORAGE COM 74460D109 652 2996 SH SOLE 2996 0 0 RADIANT LOGISTICS INC COM 75025X100 939 149110 SH SOLE 149110 0 0 RAYTHEON CO COM NEW 755111507 1660 9115 SH SOLE 9115 0 0 REALTY INCOME CORP COM 756109104 4925 66951 SH SOLE 66951 0 0 REPUBLIC SVCS INC COM 760759100 5190 64566 SH SOLE 64566 0 0 RESMED INC COM 761152107 689 6630 SH SOLE 6630 0 0 ROCKWELL AUTOMATION INC COM 773903109 15662 89261 SH SOLE 89261 0 0 ROGERS CORP COM 775133101 636 4000 SH SOLE 4000 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 729 11650 SH SOLE 11650 0 0 RPM INTL INC COM 749685103 5035 86756 SH SOLE 86756 0 0 S&P GLOBAL INC COM 78409V104 242 1148 SH SOLE 1148 0 0 SABINE ROYALTY TR UNIT BEN INT 785688102 331 7100 SH SOLE 7100 0 0 SCHLUMBERGER LTD COM 806857108 394 9048 SH SOLE 9048 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 518 16535 SH SOLE 16535 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 211 5610 SH SOLE 5610 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 3995 79591 SH SOLE 79591 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 588 11338 SH SOLE 11338 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 481 7069 SH SOLE 7069 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 275 5026 SH SOLE 5026 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 251 4530 SH SOLE 4530 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 548 7833 SH SOLE 7833 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 373 4749 SH SOLE 4749 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 266 5690 SH SOLE 5690 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 739 11182 SH SOLE 11182 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 6804 59767 SH SOLE 59767 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 910 16216 SH SOLE 16216 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 8416 91726 SH SOLE 91726 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 7570 294438 SH SOLE 294438 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3542 47212 SH SOLE 47212 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 4375 75209 SH SOLE 75209 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 553 9972 SH SOLE 9972 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 11911 160955 SH SOLE 160955 0 0 SHERWIN WILLIAMS CO COM 824348106 24129 56021 SH SOLE 56021 0 0 SHOPIFY INC CL A 82509L107 4582 22174 SH SOLE 22174 0 0 SIMON PPTY GROUP INC NEW COM 828806109 679 3728 SH SOLE 3728 0 0 SIRIUS XM HLDGS INC COM 82968B103 99 17411 SH SOLE 17411 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 219 2652 SH SOLE 2652 0 0 SMITH A O CORP COM 831865209 208 3898 SH SOLE 3898 0 0 SMUCKER J M CO COM NEW 832696405 1117 9590 SH SOLE 9590 0 0 SONOCO PRODS CO COM 835495102 431 7000 SH SOLE 7000 0 0 SOUTHERN CO COM 842587107 655 12668 SH SOLE 12668 0 0 SOUTHWEST AIRLS CO COM 844741108 1791 34500 SH SOLE 34500 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 502 1939 SH SOLE 1939 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1247 10223 SH SOLE 10223 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 497 13892 SH SOLE 13892 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 24475 86643 SH SOLE 86643 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 12565 36378 SH SOLE 36378 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 437 14698 SH SOLE 14698 0 0 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 1852 64875 SH SOLE 64875 0 0 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 5402 145172 SH SOLE 145172 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 2843 56432 SH SOLE 56432 0 0 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 4805 72071 SH SOLE 72071 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 8968 99055 SH SOLE 99055 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 2641 26567 SH SOLE 26567 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 415 8088 SH SOLE 8088 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 407 38950 SH SOLE 38950 0 0 SQUARE INC CL A 852234103 10007 133573 SH SOLE 133573 0 0 STARBUCKS CORP COM 855244109 4616 62091 SH SOLE 62091 0 0 STARWOOD PPTY TR INC COM 85571B105 996 44550 SH SOLE 44550 0 0 STEELCASE INC CL A 858155203 146 10000 SH SOLE 10000 0 0 STERIS PLC SHS USD G8473T100 816 6372 SH SOLE 6372 0 0 STORE CAP CORP COM 862121100 1025 30588 SH SOLE 30588 0 0 STRYKER CORP COM 863667101 11013 55754 SH SOLE 55754 0 0 SUNTRUST BKS INC COM 867914103 289 4885 SH SOLE 4885 0 0 SYSCO CORP COM 871829107 2115 31676 SH SOLE 31676 0 0 TARGET CORP COM 87612E106 425 5296 SH SOLE 5296 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 247 44950 SH SOLE 44950 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 215 4300 SH SOLE 4300 0 0 TE CONNECTIVITY LTD REG SHS H84989104 2204 27292 SH SOLE 27292 0 0 TELADOC HEALTH INC COM 87918A105 1850 33280 SH SOLE 33280 0 0 TELUS CORP COM 87971M103 359 9700 SH SOLE 9700 0 0 TEXAS INSTRS INC COM 882508104 221 2082 SH SOLE 2082 0 0 THE CHARLES SCHWAB CORPORATI COM 808513105 11627 271922 SH SOLE 271922 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 5653 20652 SH SOLE 20652 0 0 THOR INDS INC COM 885160101 319 5107 SH SOLE 5107 0 0 TIFFANY & CO NEW COM 886547108 2750 26050 SH SOLE 26050 0 0 TIMKEN CO COM 887389104 236 5412 SH SOLE 5412 0 0 TJX COS INC NEW COM 872540109 10157 190882 SH SOLE 190882 0 0 TOTAL S A SPONSORED ADS 89151E109 246 4419 SH SOLE 4419 0 0 TRANSDIGM GROUP INC COM 893641100 413 909 SH SOLE 909 0 0 TRAVELERS COMPANIES INC COM 89417E109 240 1752 SH SOLE 1752 0 0 TWITTER INC COM 90184L102 1281 38950 SH SOLE 38950 0 0 UBIQUITI NETWORKS INC COM 90347A100 6471 43223 SH SOLE 43223 0 0 UGI CORP NEW COM 902681105 582 10500 SH SOLE 10500 0 0 UNILEVER N V N Y SHS NEW 904784709 564 9677 SH SOLE 9677 0 0 UNION PACIFIC CORP COM 907818108 11997 71755 SH SOLE 71755 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1637 14647 SH SOLE 14647 0 0 UNITED TECHNOLOGIES CORP COM 913017109 6564 50930 SH SOLE 50930 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1940 7845 SH SOLE 7845 0 0 US BANCORP DEL COM NEW 902973304 14652 304043 SH SOLE 304043 0 0 V F CORP COM 918204108 406 4669 SH SOLE 4669 0 0 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 248 1605 SH SOLE 1605 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1263 15870 SH SOLE 15870 0 0 VANGUARD GROUP DIV APP ETF 921908844 6268 57165 SH SOLE 57165 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1140 7287 SH SOLE 7287 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 4715 29332 SH SOLE 29332 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 4219 48539 SH SOLE 48539 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4670 17993 SH SOLE 17993 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 206 1598 SH SOLE 1598 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 439 2873 SH SOLE 2873 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 546 3040 SH SOLE 3040 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6298 43519 SH SOLE 43519 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 383 3557 SH SOLE 3557 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 4905 97813 SH SOLE 97813 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 644 15148 SH SOLE 15148 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 2240 26154 SH SOLE 26154 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 236 3656 SH SOLE 3656 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 738 3678 SH SOLE 3678 0 0 VARIAN MED SYS INC COM 92220P105 210 1480 SH SOLE 1480 0 0 VENTAS INC COM 92276F100 334 5232 SH SOLE 5232 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 17639 298307 SH SOLE 298307 0 0 VISA INC COM CL A 92826C839 12059 77210 SH SOLE 77210 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 445 24486 SH SOLE 24486 0 0 VORNADO RLTY TR SH BEN INT 929042109 662 9821 SH SOLE 9821 0 0 W P CAREY INC COM 92936U109 519 6625 SH SOLE 6625 0 0 WABTEC CORP COM 929740108 1568 21275 SH SOLE 21275 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1381 21825 SH SOLE 21825 0 0 WALMART INC COM 931142103 2184 22393 SH SOLE 22393 0 0 WASTE MGMT INC DEL COM 94106L109 6043 58160 SH SOLE 58160 0 0 WEC ENERGY GROUP INC COM 92939U106 590 7457 SH SOLE 7457 0 0 WELLS FARGO CO NEW COM 949746101 10518 217667 SH SOLE 217667 0 0 WELLTOWER INC COM 95040Q104 704 9067 SH SOLE 9067 0 0 WEST BANCORPORATION INC CAP STK 95123P106 488 23600 SH SOLE 23600 0 0 WEYERHAEUSER CO COM 962166104 232 8798 SH SOLE 8798 0 0 WORKDAY INC CL A 98138H101 1813 9400 SH SOLE 9400 0 0 XILINX INC COM 983919101 208 1641 SH SOLE 1641 0 0 XPO LOGISTICS INC COM 983793100 1833 34100 SH SOLE 34100 0 0 YETI HLDGS INC COM 98585X104 3129 103450 SH SOLE 103450 0 0 YUM BRANDS INC COM 988498101 727 7288 SH SOLE 7288 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 734 3504 SH SOLE 3504 0 0 ZOETIS INC CL A 98978V103 16268 161601 SH SOLE 161601 0 0