-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cnu6eRVjZ2dlA2EdZtfl0kpmMBtPAH5VVhnr9YC4BVx/L8MAsdQwATvWeFGEyMNu oAF9NAAjmhQpPcx7SHlRgg== 0001104659-11-004574.txt : 20110202 0001104659-11-004574.hdr.sgml : 20110202 20110202180235 ACCESSION NUMBER: 0001104659-11-004574 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110202 FILED AS OF DATE: 20110202 DATE AS OF CHANGE: 20110202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TCG HOLDINGS LLC CENTRAL INDEX KEY: 0001022596 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35039 FILM NUMBER: 11567853 BUSINESS ADDRESS: STREET 1: C/O CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVE., NW, STE. 220 S CITY: WASHINGTON STATE: DC ZIP: 20004-2505 BUSINESS PHONE: 2023472626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BankUnited, Inc. CENTRAL INDEX KEY: 0001504008 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 270162450 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14817 OAK LANE CITY: MIAMI LAKES STATE: FL ZIP: 33016 BUSINESS PHONE: (305) 569-2000 MAIL ADDRESS: STREET 1: 14817 OAK LANE CITY: MIAMI LAKES STATE: FL ZIP: 33016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TC GROUP LLC CENTRAL INDEX KEY: 0000933790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35039 FILM NUMBER: 11567855 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE NW SUITE 220 S CITY: WASHINGTON STATE: DC ZIP: 20004-2505 BUSINESS PHONE: 2023472626 MAIL ADDRESS: STREET 1: C/O CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE NW SUITE 220 S CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlyle Partners V LP CENTRAL INDEX KEY: 0001404413 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35039 FILM NUMBER: 11567861 BUSINESS ADDRESS: STREET 1: 1001 Pennsylvania Ave CITY: Washington STATE: dc ZIP: 20004 BUSINESS PHONE: 202-729-5626 MAIL ADDRESS: STREET 1: 1001 Pennsylvania Ave CITY: Washington STATE: dc ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlyle Partners V-A LP CENTRAL INDEX KEY: 0001409766 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35039 FILM NUMBER: 11567858 BUSINESS ADDRESS: STREET 1: 1001 Pennsylvania Avenue, N.W. STREET 2: Suite 220, South CITY: Washington STATE: DC ZIP: 20004-2505 BUSINESS PHONE: (202) 729-5626 MAIL ADDRESS: STREET 1: 1001 Pennsylvania Avenue, N.W. STREET 2: Suite 220, South CITY: Washington STATE: DC ZIP: 20004-2505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CP V COINVESTMENT A, L.P. CENTRAL INDEX KEY: 0001458145 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35039 FILM NUMBER: 11567860 BUSINESS ADDRESS: STREET 1: THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202-729-5626 MAIL ADDRESS: STREET 1: THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004 FORMER NAME: FORMER CONFORMED NAME: CP V COINVESTMENT A LP DATE OF NAME CHANGE: 20090310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CP V COINVESTMENT B, L.P. CENTRAL INDEX KEY: 0001458151 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35039 FILM NUMBER: 11567859 BUSINESS ADDRESS: STREET 1: THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202-729-5626 MAIL ADDRESS: STREET 1: THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004 FORMER NAME: FORMER CONFORMED NAME: CP V COINVESTMENT B LP DATE OF NAME CHANGE: 20090310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DBD Cayman Holdings, Ltd. CENTRAL INDEX KEY: 0001510768 STATE OF INCORPORATION: F3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35039 FILM NUMBER: 11567854 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP, SUITE 220 SOUTH STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: (202) 729-5438 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP, SUITE 220 SOUTH STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TC Group V Managing GP, L.L.C. CENTRAL INDEX KEY: 0001511174 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35039 FILM NUMBER: 11567856 BUSINESS ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202-729-5219 MAIL ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TC Group V, L.P. CENTRAL INDEX KEY: 0001511175 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35039 FILM NUMBER: 11567857 BUSINESS ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202-729-5219 MAIL ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004 4 1 a4.xml 4 X0303 4 2011-02-02 0 0001504008 BankUnited, Inc. BKU 0001404413 Carlyle Partners V LP C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE, NW, STE 220 S WASHINGTON DC 20004 0 0 1 0 0001458145 CP V COINVESTMENT A, L.P. C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE, NW, STE 220 S WASHINGTON DC 20004 0 0 1 0 0001458151 CP V COINVESTMENT B, L.P. C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE, NW, STE 220 S WASHINGTON DC 20004 0 0 1 0 0001409766 Carlyle Partners V-A LP C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE, NW, STE 220 S WASHINGTON DC 20004 0 0 1 0 0001511175 TC Group V, L.P. C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE, NW, STE 220 S WASHINGTON DC 20004 0 0 1 0 0001511174 TC Group V Managing GP, L.L.C. C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE, NW, STE 220 S WASHINGTON DC 20004 0 0 1 0 0000933790 TC GROUP LLC C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE, NW, STE 220 S WASHINGTON DC 20004 0 0 1 0 0001022596 TCG HOLDINGS LLC C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE, NW, STE 220 S WASHINGTON DC 20004 0 0 1 0 0001510768 DBD Cayman Holdings, Ltd. C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE, NW, STE 220 S WASHINGTON DC 20004 0 0 1 0 Common Stock 2011-02-02 4 S 0 2839608 25.65 D 5791067 I See footnotes Common Stock 2011-02-02 4 S 0 114045 25.65 D 232580 I See footnotes Common Stock 2011-02-02 4 S 0 6283 25.65 D 12813 I See footnotes Common Stock 2011-02-02 4 S 0 57131 25.65 D 116513 I See footnotes Common Stock 2011-02-02 4 S 0 3017065 25.65 D 6152974 I See footnotes Common Stock 2011-02-02 4 S 0 670615 25.65 D 1367645 I See footnotes Common Stock 2011-02-02 4 S 0 23310 25.65 D 47539 I See footnotes This amount represents the $27.00 initial public offering price per share of common stock, par value $0.01 per share ("Common Stock"), of BankUnited, Inc. less the underwriting discount of $1.35 per share of Common Stock. These securities are held by Carlyle Partners V, L.P. ("CP V"). These securities are held by CP V Coinvestment A, L.P. ("Coinvestment A"). These securities are held by CP V Coinvestment B, L.P. ("Coinvestment B"). These securities are held by Carlyle Partners V-A, L.P. ("CP V-A"). The sole general partner of CP V, Coinvestment A, Coinvestment B and CP V-A is TC Group V, L.P. The sole general partner of TC Group V L.P. is TC Group V Managing GP, L.L.C. The sole managing member of TC Group V Managing GP, L.L.C. is TC Group, L.L.C. The managing member of TC Group, L.L.C. is TCG Holdings, L.L.C. TCG Holdings, L.L.C. is managed by a three person managing board, consisting of William E. Conway, Jr., Daniel A. D'Aniello and David M. Rubenstein, and all board action relating to the voting or disposition of the shares beneficially owned by CP V, Coinvestment A, Coinvestment B and CP V-A requires approval of a majority of the board. William E. Conway, Jr., Daniel A. D'Aniello and David M. Rubenstein each disclaim beneficial ownership of the shares beneficially owned by CP V, Coinvestment A, Coinvestment B and CP V-A. These securities are held by Carlyle Financial Services BU, L.P. ("Carlyle BU"). These securities are held by Carlyle Strategic Partners II, L.P. ("Strategic"). These securities are held by CSP II Co-Investment, L.P. ("Co-Investment"). TCG Financial Services, L.P. is the general partner of Carlyle BU. Carlyle Financial Services, Ltd. is the general partner of TCG Financial Services, L.P. CSP II General Partner, LP is the general partner of Strategic and Co-Investment. TC Group CSP II, LLC is the general partner of CSP II General Partner, LP. TC Group Cayman Investment Holdings, L.P. is the sole shareholder of Carlyle Financial Services, Ltd. and the managing member of TC Group CSP II, LLC. TCG Holdings Cayman II, L.P. is the general partner of TC Group Cayman Investment Holdings, L.P. DBD Cayman, Ltd. is the general partner of TCG Holdings Cayman II, L.P. DBD Cayman Holdings, Ltd. ("DBD Cayman Holdings") is the sole shareholder of DBD Cayman, Ltd. DBD Cayman Holdings is controlled by its ordinary members, William E. Conway, Jr., Daniel A. D'Aniello and David M. Rubenstein and all action relating to the investment and disposition of the shares beneficially owned by Carlyle BU, Strategic and Co-Investment requires their approval. William E. Conway, Jr., Daniel A. D'Aniello and David M. Rubenstein each disclaim beneficial ownership of the shares beneficially owned by Carlyle BU, Strategic and Co-Investment. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, Carlyle Financial Services BU, L.P., TCG Financial Services, L.P., Carlyle Financial Services, Ltd., Carlyle Strategic Partners II, L.P., CSP II Co-Investment, L.P., CSP II General Partner, LP, TC Group CSP II, LLC, TC Group Cayman Investment Holdings, L.P., TCG Holdings Cayman II, L.P. and DBD Cayman, Ltd. have filed separate Form 4s. Carlyle Partners V, L.P. By: /s/ Daniel A. D'Aniello Name: Daniel A. D'Aniello Title: Authorized signatory 2011-02-02 CP V Coinvestment A, L.P. By: /s/ Daniel A. D'Aniello Name: Daniel A. D'Aniello Title: Authorized signatory 2011-02-02 CP V Coinvestment B, L.P. By: /s/ Daniel A. D'Aniello Name: Daniel A. D'Aniello Title: Authorized signatory 2011-02-02 Carlyle Partners V-A, L.P. By: /s/ Daniel A. D'Aniello Name: Daniel A. D'Aniello Title: Authorized signatory 2011-02-02 TC Group V, L.P. By: /s/ Daniel A. D'Aniello Name: Daniel A. D'Aniello Title: Authorized signatory 2011-02-02 TC Group V Managing GP, L.L.C. By: /s/ Daniel A. D'Aniello Name: Daniel A. D'Aniello Title: Authorized signatory 2011-02-02 TC Group, L.L.C. By: /s/ Daniel A. D'Aniello Name: Daniel A. D'Aniello Title: Authorized signatory 2011-02-02 TCG Holdings, L.L.C. By: /s/ Daniel A. D'Aniello Name: Daniel A. D'Aniello Title: Authorized signatory 2011-02-02 DBD Cayman Holdings, Ltd. By: /s/ Daniel A. D'Aniello Name: Daniel A. D'Aniello Title: Authorized signatory 2011-02-02 -----END PRIVACY-ENHANCED MESSAGE-----