0001085146-21-001682.txt : 20210514
0001085146-21-001682.hdr.sgml : 20210514
20210514151526
ACCESSION NUMBER: 0001085146-21-001682
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210514
DATE AS OF CHANGE: 20210514
EFFECTIVENESS DATE: 20210514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PATHSTONE FAMILY OFFICE, LLC
CENTRAL INDEX KEY: 0001511137
IRS NUMBER: 271957427
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14122
FILM NUMBER: 21924048
BUSINESS ADDRESS:
STREET 1: 10 STERLING BLVD
STREET 2: SUITE 402
CITY: ENGLEWOOD
STATE: NJ
ZIP: 07631
BUSINESS PHONE: 201-731-7112
MAIL ADDRESS:
STREET 1: 10 STERLING BLVD
STREET 2: SUITE 402
CITY: ENGLEWOOD
STATE: NJ
ZIP: 07631
FORMER COMPANY:
FORMER CONFORMED NAME: Pathstone Family Office, LLC
DATE OF NAME CHANGE: 20110126
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001511137
XXXXXXXX
03-31-2021
03-31-2021
false
PATHSTONE FAMILY OFFICE, LLC
10 Sterling Blvd
Suite 402
ENGLEWOOD
NJ
07631
13F COMBINATION REPORT
028-14122
0000932859
028-04558
PARAMETRIC PORTFOLIO ASSOCIATES LLC
0001105467
028-05505
SAWGRASS ASSET MANAGEMENT LLC
N
Lisandra Wilmott
General Counsel & CCO
857-305-3070
/s/Lisandra Wilmott
Boston
MA
05-12-2021
0
660
2958862
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
3M CO
COM
88579Y101
903
4687
SH
SOLE
0
4687
0
ABB LTD
SPONSORED ADR
000375204
797
25413
SH
SOLE
0
25413
0
ABBOTT LABS
COM
002824100
992
8276
SH
SOLE
0
8276
0
ABBVIE INC
COM
00287Y109
1602
14802
SH
SOLE
0
14802
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
2160
7822
SH
SOLE
0
7822
0
ACUITY BRANDS INC
COM
00508Y102
515
3123
SH
SOLE
0
3123
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
2199
4625
SH
SOLE
0
4625
0
ADVANCED ENERGY INDS
COM
007973100
687
6296
SH
SOLE
0
6296
0
ADVANCED MICRO DEVICES INC
COM
007903107
354
4509
SH
SOLE
0
4509
0
ADVANCED MICRO DEVICES INC
COM
007903107
5
600
SH
Call
SOLE
0
600
0
AFLAC INC
COM
001055102
1061
20736
SH
SOLE
0
20736
0
AIRBNB INC
COM CL A
009066101
211
1124
SH
SOLE
0
1124
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
498
4888
SH
SOLE
0
4888
0
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
694
4196
SH
SOLE
0
4196
0
ALEXCO RESOURCE CORP
COM
01535P106
882
351519
SH
SOLE
0
351519
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
5776
25477
SH
SOLE
0
25477
0
ALIGN TECHNOLOGY INC
COM
016255101
1028
1899
SH
SOLE
0
1899
0
ALLSCRIPTS HEALTHCARE SOLUTN
COM
01988P108
224
14942
SH
SOLE
0
14942
0
ALLSTATE CORP
COM
020002101
306
2651
SH
SOLE
0
2651
0
ALPHABET INC
CAP STK CL A
02079K305
8831
4282
SH
SOLE
0
4282
0
ALPHABET INC
CAP STK CL C
02079K107
8123
3927
SH
SOLE
0
3927
0
ALTAIR ENGR INC
COM CL A
021369103
321
5126
SH
SOLE
0
5126
0
ALTUS MIDSTREAM CO
COM NEW CL A
02215L209
1049
20000
SH
SOLE
0
20000
0
AMAZON COM INC
COM
023135106
26931
8704
SH
SOLE
0
8704
0
AMCOR PLC
ORD
G0250X107
823
70457
SH
SOLE
0
70457
0
AMERICAN EAGLE OUTFITTERS IN
COM
02553E106
321
10987
SH
SOLE
0
10987
0
AMERICAN EXPRESS CO
COM
025816109
3153
22243
SH
SOLE
0
22243
0
AMERICAN TOWER CORP NEW
COM
03027X100
2044
8553
SH
SOLE
0
8553
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
1543
10291
SH
SOLE
0
10291
0
AMERIPRISE FINL INC
COM
03076C106
747
3216
SH
SOLE
0
3216
0
AMGEN INC
COM
031162100
913
3668
SH
SOLE
0
3668
0
ANALOG DEVICES INC
COM
032654105
1250
8062
SH
SOLE
0
8062
0
ANALOG DEVICES INC
COM
032654105
4
600
SH
Call
SOLE
0
600
0
ANSYS INC
COM
03662Q105
957
2819
SH
SOLE
0
2819
0
ANTHEM INC
COM
036752103
1491
4154
SH
SOLE
0
4154
0
AON PLC
SHS CL A
G0403H108
778
3379
SH
SOLE
0
3379
0
APPLE INC
COM
037833100
60105
492054
SH
SOLE
0
492054
0
APPLE INC
COM
037833100
0
0
SH
Call
SOLE
0
0
0
APPLIED MATLS INC
COM
038222105
2392
17904
SH
SOLE
0
17904
0
APTIV PLC
SHS
G6095L109
376
2726
SH
SOLE
0
2726
0
ARCH CAP GROUP LTD
ORD
G0450A105
481
12533
SH
SOLE
0
12533
0
ARES CAPITAL CORP
COM
04010L103
311
16632
SH
SOLE
0
16632
0
ARISTA NETWORKS INC
COM
040413106
821
2720
SH
SOLE
0
2720
0
ARISTA NETWORKS INC
COM
040413106
2
100
SH
Call
SOLE
0
100
0
ARK ETF TR
FINTECH INNOVA
00214Q708
282
5528
SH
SOLE
0
5528
0
ARK ETF TR
GENOMIC REV ETF
00214Q302
1276
14380
SH
SOLE
0
14380
0
ARK ETF TR
INNOVATION ETF
00214Q104
3172
26450
SH
SOLE
0
26450
0
ASGN INC
COM
00191U102
73105
765975
SH
SOLE
0
765975
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
909
1473
SH
SOLE
0
1473
0
ASSOCIATED BANC CORP
COM
045487105
224
10478
SH
SOLE
0
10478
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
592
11899
SH
SOLE
0
11899
0
AT&T INC
COM
00206R102
2336
77182
SH
SOLE
0
77182
0
AT&T INC
COM
00206R102
0
0
SH
Call
SOLE
0
0
0
ATHIRA PHARMA INC
COM
04746L104
9189
499416
SH
SOLE
0
499416
0
ATLASSIAN CORP PLC
CL A
G06242104
687
3259
SH
SOLE
0
3259
0
AUTODESK INC
COM
052769106
2346
8466
SH
SOLE
0
8466
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
1885
9964
SH
SOLE
0
9964
0
AVALONBAY CMNTYS INC
COM
053484101
208
1118
SH
SOLE
0
1118
0
AVERY DENNISON CORP
COM
053611109
521
2835
SH
SOLE
0
2835
0
AZEK CO INC
CL A
05478C105
325
7738
SH
SOLE
0
7738
0
BADGER METER INC
COM
056525108
423
4548
SH
SOLE
0
4548
0
BAIDU INC
SPON ADR REP A
056752108
228
1050
SH
SOLE
0
1050
0
BANCO SANTANDER S.A.
ADR
05964H105
37
10677
SH
SOLE
0
10677
0
BANKUNITED INC
COM
06652K103
299
6813
SH
SOLE
0
6813
0
BAXTER INTL INC
COM
071813109
269
3168
SH
SOLE
0
3168
0
BECTON DICKINSON & CO
COM
075887109
5404
22224
SH
SOLE
0
22224
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
48984
127
SH
SOLE
0
127
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
49135
192331
SH
SOLE
0
192331
0
BEYOND MEAT INC
COM
08862E109
468
3597
SH
SOLE
0
3597
0
BIOGEN INC
COM
09062X103
226
808
SH
SOLE
0
808
0
BJS WHSL CLUB HLDGS INC
COM
05550J101
551
12284
SH
SOLE
0
12284
0
BK OF AMERICA CORP
COM
060505104
1612
41682
SH
SOLE
0
41682
0
BLACKBAUD INC
COM
09227Q100
264
3712
SH
SOLE
0
3712
0
BLACKROCK HEALTH SCIENCS TR
COM SHS
09260E105
308
11695
SH
SOLE
0
11695
0
BLACKROCK INC
COM
09247X101
449
595
SH
SOLE
0
595
0
BLACKSTONE GROUP INC
COM
09260D107
2119
28423
SH
SOLE
0
28423
0
BOOKING HOLDINGS INC
COM
09857L108
443
190
SH
SOLE
0
190
0
BOSTON BEER INC
CL A
100557107
3589
2975
SH
SOLE
0
2975
0
BOSTON SCIENTIFIC CORP
COM
101137107
478
12375
SH
SOLE
0
12375
0
BOX INC
CL A
10316T104
548
23852
SH
SOLE
0
23852
0
BRANDYWINE RLTY TR
SH BEN INT NEW
105368203
303
23505
SH
SOLE
0
23505
0
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
333
1943
SH
SOLE
0
1943
0
BRINKER INTL INC
COM
109641100
227
3188
SH
SOLE
0
3188
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
508
8026
SH
SOLE
0
8026
0
BROADCOM INC
COM
11135F101
1968
4244
SH
SOLE
0
4244
0
BROOKFIELD RENEWABLE CORP
CL A SUB VTG
11284V105
919
19628
SH
SOLE
0
19628
0
BROOKS AUTOMATION INC NEW
COM
114340102
582
7124
SH
SOLE
0
7124
0
BROWN FORMAN CORP
CL A
115637100
405
6364
SH
SOLE
0
6364
0
BROWN FORMAN CORP
CL B
115637209
2313
33478
SH
SOLE
0
33478
0
BURLINGTON STORES INC
COM
122017106
876
2931
SH
SOLE
0
2931
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
208
2162
SH
SOLE
0
2162
0
CABLE ONE INC
COM
12685J105
234
128
SH
SOLE
0
128
0
CADENCE DESIGN SYSTEM INC
COM
127387108
1427
10416
SH
SOLE
0
10416
0
CALIFORNIA WTR SVC GROUP
COM
130788102
370
6568
SH
SOLE
0
6568
0
CAMECO CORP
COM
13321L108
192
11566
SH
SOLE
0
11566
0
CANADIAN SOLAR INC
COM
136635109
523
10547
SH
SOLE
0
10547
0
CAPITAL ONE FINL CORP
COM
14040H105
253
1988
SH
SOLE
0
1988
0
CARMAX INC
COM
143130102
4593
34616
SH
SOLE
0
34616
0
CARTERS INC
COM
146229109
272
3062
SH
SOLE
0
3062
0
CARVANA CO
CL A
146869102
694
2643
SH
SOLE
0
2643
0
CASELLA WASTE SYS INC
CL A
147448104
354
5566
SH
SOLE
0
5566
0
CASEYS GEN STORES INC
COM
147528103
371
1716
SH
SOLE
0
1716
0
CATERPILLAR INC
COM
149123101
732
3154
SH
SOLE
0
3154
0
CBRE GROUP INC
CL A
12504L109
407
5145
SH
SOLE
0
5145
0
CDK GLOBAL INC
COM
12508E101
223
4116
SH
SOLE
0
4116
0
CELANESE CORP DEL
COM
150870103
419
2798
SH
SOLE
0
2798
0
CERENCE INC
COM
156727109
213
2379
SH
SOLE
0
2379
0
CERNER CORP
COM
156782104
342
4757
SH
SOLE
0
4757
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
233
377
SH
SOLE
0
377
0
CHEVRON CORP NEW
COM
166764100
303
2898
SH
SOLE
0
2898
0
CHOICE HOTELS INTL INC
COM
169905106
301
2810
SH
SOLE
0
2810
0
CHUBB LIMITED
COM
H1467J104
521
3283
SH
SOLE
0
3283
0
CIENA CORP
COM NEW
171779309
284
5189
SH
SOLE
0
5189
0
CIGNA CORP NEW
COM
125523100
1861
7699
SH
SOLE
0
7699
0
CINTAS CORP
COM
172908105
791
2317
SH
SOLE
0
2317
0
CISCO SYS INC
COM
17275R102
1762
34076
SH
SOLE
0
34076
0
CITIGROUP INC
COM NEW
172967424
435
5979
SH
SOLE
0
5979
0
CITRIX SYS INC
COM
177376100
280
1995
SH
SOLE
0
1995
0
CLOUDERA INC
COM
18914U100
412
33873
SH
SOLE
0
33873
0
CME GROUP INC
COM
12572Q105
819
4013
SH
SOLE
0
4013
0
COCA COLA CO
COM
191216100
723
13653
SH
SOLE
0
13653
0
COGNEX CORP
COM
192422103
270
3253
SH
SOLE
0
3253
0
COHEN & STEERS INC
COM
19247A100
256
3925
SH
SOLE
0
3925
0
COLFAX CORP
COM
194014106
780
17801
SH
SOLE
0
17801
0
COLGATE PALMOLIVE CO
COM
194162103
573
7267
SH
SOLE
0
7267
0
COLONY CAP INC NEW
CL A COM
19626G108
277
42753
SH
SOLE
0
42753
0
COLUMBIA SPORTSWEAR CO
COM
198516106
227
2150
SH
SOLE
0
2150
0
COMCAST CORP NEW
CL A
20030N101
1570
29015
SH
SOLE
0
29015
0
COMERICA INC
COM
200340107
288
3988
SH
SOLE
0
3988
0
CONSTELLATION BRANDS INC
CL A
21036P108
964
4226
SH
SOLE
0
4226
0
CONSTRUCTION PARTNERS INC
COM CL A
21044C107
228
7644
SH
SOLE
0
7644
0
COPART INC
COM
217204106
356
3272
SH
SOLE
0
3272
0
CORELOGIC INC
COM
21871D103
221
2787
SH
SOLE
0
2787
0
CORESITE RLTY CORP
COM
21870Q105
705
5825
SH
SOLE
0
5825
0
CORVEL CORP
COM
221006109
390
3803
SH
SOLE
0
3803
0
COSTCO WHSL CORP NEW
COM
22160K105
2819
7999
SH
SOLE
0
7999
0
COTY INC
COM CL A
222070203
108
12000
SH
SOLE
0
12000
0
CREDICORP LTD
COM
G2519Y108
214
1570
SH
SOLE
0
1570
0
CREE INC
COM
225447101
1319
12199
SH
SOLE
0
12199
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
477
2615
SH
SOLE
0
2615
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
1280
7437
SH
SOLE
0
7437
0
CSG SYS INTL INC
COM
126349109
230
5133
SH
SOLE
0
5133
0
CSX CORP
COM
126408103
2470
25614
SH
SOLE
0
25614
0
CUBESMART
COM
229663109
277
7259
SH
SOLE
0
7259
0
CUMMINS INC
COM
231021106
263
1018
SH
SOLE
0
1018
0
CVS HEALTH CORP
COM
126650100
2688
35729
SH
SOLE
0
35729
0
CYRUSONE INC
COM
23283R100
1338
19619
SH
SOLE
0
19619
0
DANAHER CORPORATION
COM
235851102
847
3759
SH
SOLE
0
3759
0
DAQO NEW ENERGY CORP
SPNSRD ADS NEW
23703Q203
2582
34200
SH
SOLE
0
34200
0
DATADOG INC
CL A COM
23804L103
711
8535
SH
SOLE
0
8535
0
DECKERS OUTDOOR CORP
COM
243537107
745
2254
SH
SOLE
0
2254
0
DEERE & CO
COM
244199105
2858
7604
SH
SOLE
0
7604
0
DELL TECHNOLOGIES INC
CL C
24703L202
996
11299
SH
SOLE
0
11299
0
DENISON MINES CORP
COM
248356107
37
34000
SH
SOLE
0
34000
0
DESCARTES SYS GROUP INC
COM
249906108
289
4737
SH
SOLE
0
4737
0
DIGITAL RLTY TR INC
COM
253868103
798
5664
SH
SOLE
0
5664
0
DIODES INC
COM
254543101
332
4158
SH
SOLE
0
4158
0
DISCOVER FINL SVCS
COM
254709108
932
9813
SH
SOLE
0
9813
0
DISH NETWORK CORPORATION
CL A
25470M109
577
15921
SH
SOLE
0
15921
0
DISNEY WALT CO
COM
254687106
4930
26721
SH
SOLE
0
26721
0
DIVERSIFIED HEALTHCARE TR
COM SH BEN INT
25525P107
88
18389
SH
SOLE
0
18389
0
DOCUSIGN INC
COM
256163106
504
2491
SH
SOLE
0
2491
0
DOLLAR GEN CORP NEW
COM
256677105
1067
5265
SH
SOLE
0
5265
0
DONALDSON INC
COM
257651109
478
8227
SH
SOLE
0
8227
0
DORMAN PRODS INC
COM
258278100
325
3163
SH
SOLE
0
3163
0
DOVER CORP
COM
260003108
627
4577
SH
SOLE
0
4577
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
202
2087
SH
SOLE
0
2087
0
DYCOM INDS INC
COM
267475101
251
2704
SH
SOLE
0
2704
0
EAST WEST BANCORP INC
COM
27579R104
436
5903
SH
SOLE
0
5903
0
EASTGROUP PPTYS INC
COM
277276101
8562
59746
SH
SOLE
0
59746
0
EATON CORP PLC
SHS
G29183103
866
6264
SH
SOLE
0
6264
0
EBAY INC.
COM
278642103
819
13361
SH
SOLE
0
13361
0
ECOLAB INC
COM
278865100
1026
4781
SH
SOLE
0
4781
0
ELDORADO GOLD CORP NEW
COM
284902509
112
10341
SH
SOLE
0
10341
0
EMBRAER S.A.
SPONSORED ADS
29082A107
74
7375
SH
SOLE
0
7375
0
EMBRAER S.A.
SPONSORED ADS
29082A107
9
5500
SH
Call
SOLE
0
5500
0
EMERSON ELEC CO
COM
291011104
873
9685
SH
SOLE
0
9685
0
ENCOMPASS HEALTH CORP
COM
29261A100
282
3431
SH
SOLE
0
3431
0
ENDAVA PLC
ADS
29260V105
297
3511
SH
SOLE
0
3511
0
ENERGY FUELS INC
COM NEW
292671708
83
14546
SH
SOLE
0
14546
0
ENERSYS
COM
29275Y102
375
4125
SH
SOLE
0
4125
0
ENPHASE ENERGY INC
COM
29355A107
1635
10082
SH
SOLE
0
10082
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
390
17696
SH
SOLE
0
17696
0
ENVESTNET INC
COM
29404K106
272
3767
SH
SOLE
0
3767
0
EPAM SYS INC
COM
29414B104
523
1319
SH
SOLE
0
1319
0
EQUINIX INC
COM
29444U700
910
1339
SH
SOLE
0
1339
0
ESSENTIAL UTILS INC
COM
29670G102
400
8936
SH
SOLE
0
8936
0
ETF MANAGERS TR
BLUESTAR ISRAEL
26924G870
482
7421
SH
SOLE
0
7421
0
ETF SER SOLUTIONS
CHANG FIN US LRG
26922A560
3383
112175
SH
SOLE
0
112175
0
EXACT SCIENCES CORP
COM
30063P105
218
1657
SH
SOLE
0
1657
0
EXLSERVICE HOLDINGS INC
COM
302081104
352
3900
SH
SOLE
0
3900
0
EXPEDIA GROUP INC
COM NEW
30212P303
857
4982
SH
SOLE
0
4982
0
EXPEDITORS INTL WASH INC
COM
302130109
1243
11546
SH
SOLE
0
11546
0
EXTREME NETWORKS INC
COM
30226D106
100
11381
SH
SOLE
0
11381
0
EXXON MOBIL CORP
COM
30231G102
1631
29207
SH
SOLE
0
29207
0
EXXON MOBIL CORP
COM
30231G102
77
9000
SH
Call
SOLE
0
9000
0
FACEBOOK INC
CL A
30303M102
5962
20240
SH
SOLE
0
20240
0
FACEBOOK INC
CL A
30303M102
0
0
SH
Call
SOLE
0
0
0
FAIR ISAAC CORP
COM
303250104
294
605
SH
SOLE
0
605
0
FASTENAL CO
COM
311900104
244
4845
SH
SOLE
0
4845
0
FIDELITY NATL INFORMATION SV
COM
31620M106
217
1544
SH
SOLE
0
1544
0
FIRST HORIZON CORPORATION
COM
320517105
328
19216
SH
SOLE
0
19216
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
427
2563
SH
SOLE
0
2563
0
FIRST SOLAR INC
COM
336433107
1564
17920
SH
SOLE
0
17920
0
FISERV INC
COM
337738108
278
2336
SH
SOLE
0
2336
0
FIVE BELOW INC
COM
33829M101
1375
7208
SH
SOLE
0
7208
0
FIVE9 INC
COM
338307101
401
2562
SH
SOLE
0
2562
0
FLOWERS FOODS INC
COM
343498101
409
17179
SH
SOLE
0
17179
0
FLUENT INC
COM
34380C102
52
12602
SH
SOLE
0
12602
0
FORTINET INC
COM
34959E109
1119
6066
SH
SOLE
0
6066
0
FORTIVE CORP
COM
34959J108
677
9572
SH
SOLE
0
9572
0
FRANKLIN ELEC INC
COM
353514102
647
8200
SH
SOLE
0
8200
0
FRESHPET INC
COM
358039105
1744
10984
SH
SOLE
0
10984
0
FRONTDOOR INC
COM
35905A109
247
4590
SH
SOLE
0
4590
0
GARMIN LTD
SHS
H2906T109
663
5023
SH
SOLE
0
5023
0
GENERAL ELECTRIC CO
COM
369604103
185
14099
SH
SOLE
0
14099
0
GENERAL MLS INC
COM
370334104
344
5608
SH
SOLE
0
5608
0
GENERAL MTRS CO
COM
37045V100
244
4250
SH
SOLE
0
4250
0
GENTEX CORP
COM
371901109
201
5623
SH
SOLE
0
5623
0
GILEAD SCIENCES INC
COM
375558103
341
5287
SH
SOLE
0
5287
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
225
6301
SH
SOLE
0
6301
0
GLOBE LIFE INC
COM
37959E102
346
3581
SH
SOLE
0
3581
0
GOL LINHAS AEREAS INTELIGENT
SPON ADR PFD NEW
38045R206
16
10000
SH
Call
SOLE
0
10000
0
GOLDMAN SACHS GROUP INC
COM
38141G104
452
1383
SH
SOLE
0
1383
0
GOLDMINING INC
COM
38149E101
29
17583
SH
SOLE
0
17583
0
GRAHAM HLDGS CO
COM CL B
384637104
3457
6147
SH
SOLE
0
6147
0
GRAINGER W W INC
COM
384802104
1398
3486
SH
SOLE
0
3486
0
GRANITE CONSTR INC
COM
387328107
262
6484
SH
SOLE
0
6484
0
GROCERY OUTLET HLDG CORP
COM
39874R101
242
6562
SH
SOLE
0
6562
0
HAIN CELESTIAL GROUP INC
COM
405217100
292
6696
SH
SOLE
0
6696
0
HANCOCK WHITNEY CORPORATION
COM
410120109
472
11225
SH
SOLE
0
11225
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
728
12976
SH
SOLE
0
12976
0
HANOVER INS GROUP INC
COM
410867105
205
1585
SH
SOLE
0
1585
0
HDFC BANK LTD
SPONSORED ADS
40415F101
2087
26857
SH
SOLE
0
26857
0
HEALTHPEAK PROPERTIES INC
COM
42250P103
319
10037
SH
SOLE
0
10037
0
HERCULES CAPITAL INC
COM
427096508
176
11000
SH
SOLE
0
11000
0
HERSHEY CO
COM
427866108
599
3789
SH
SOLE
0
3789
0
HEXCEL CORP NEW
COM
428291108
258
4614
SH
SOLE
0
4614
0
HILL ROM HLDGS INC
COM
431475102
983
8899
SH
SOLE
0
8899
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
324
2683
SH
SOLE
0
2683
0
HOME DEPOT INC
COM
437076102
11608
38029
SH
SOLE
0
38029
0
HONEYWELL INTL INC
COM
438516106
1185
5456
SH
SOLE
0
5456
0
HP INC
COM
40434L105
347
10871
SH
SOLE
0
10871
0
HP INC
COM
40434L105
0
0
SH
Call
SOLE
0
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
359
12018
SH
SOLE
0
12018
0
HUMANA INC
COM
444859102
1431
3406
SH
SOLE
0
3406
0
HUNT J B TRANS SVCS INC
COM
445658107
649
3862
SH
SOLE
0
3862
0
HUNTSMAN CORP
COM
447011107
307
10659
SH
SOLE
0
10659
0
ICHOR HOLDINGS
SHS
G4740B105
346
6440
SH
SOLE
0
6440
0
IDEXX LABS INC
COM
45168D104
1247
2547
SH
SOLE
0
2547
0
ILLINOIS TOOL WKS INC
COM
452308109
2004
9001
SH
SOLE
0
9001
0
ILLUMINA INC
COM
452327109
1974
5139
SH
SOLE
0
5139
0
INFOSYS LTD
SPONSORED ADR
456788108
247
13219
SH
SOLE
0
13219
0
ING GROEP N.V.
SPONSORED ADR
456837103
381
31186
SH
SOLE
0
31186
0
INOVALON HLDGS INC
COM CL A
45781D101
245
8503
SH
SOLE
0
8503
0
INSPIRE MED SYS INC
COM
457730109
336
1625
SH
SOLE
0
1625
0
INSULET CORP
COM
45784P101
209
800
SH
SOLE
0
800
0
INTEL CORP
COM
458140100
5423
84729
SH
SOLE
0
84729
0
INTELLIA THERAPEUTICS INC
COM
45826J105
410
5105
SH
SOLE
0
5105
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
480
4294
SH
SOLE
0
4294
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1625
12200
SH
SOLE
0
12200
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
415
2962
SH
SOLE
0
2962
0
INTUIT
COM
461202103
880
2298
SH
SOLE
0
2298
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
303
410
SH
SOLE
0
410
0
INVESCO EXCHANGE TRADED FD T
DYNMC BIOTECH
46137V787
406
5500
SH
SOLE
0
5500
0
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
8237
54311
SH
SOLE
0
54311
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
10575
74652
SH
SOLE
0
74652
0
INVESCO EXCHANGE TRADED FD T
WILDERHIL CLAN
46137V134
447
4548
SH
SOLE
0
4548
0
INVESCO LTD
SHS
G491BT108
323
12821
SH
SOLE
0
12821
0
INVESCO QQQ TR
UNIT SER 1
46090E103
10457
32766
SH
SOLE
0
32766
0
INVITAE CORP
COM
46185L103
333
8720
SH
SOLE
0
8720
0
IPG PHOTONICS CORP
COM
44980X109
315
1495
SH
SOLE
0
1495
0
IQVIA HLDGS INC
COM
46266C105
586
3030
SH
SOLE
0
3030
0
IRON MTN INC NEW
COM
46284V101
212
5643
SH
SOLE
0
5643
0
ISHARES GOLD TR
ISHARES
464285105
3461
212823
SH
SOLE
0
212823
0
ISHARES INC
CORE MSCI EMKT
46434G103
17729
275478
SH
SOLE
0
275478
0
ISHARES INC
MSCI GERMANY ETF
464286806
1286
38461
SH
SOLE
0
38461
0
ISHARES SILVER TR
ISHARES
46428Q109
257
11300
SH
SOLE
0
11300
0
ISHARES SILVER TR
ISHARES
46428Q109
32
10000
SH
Call
SOLE
0
10000
0
ISHARES TR
3 7 YR TREAS BD
464288661
268
2060
SH
SOLE
0
2060
0
ISHARES TR
BARCLAYS 7 10 YR
464287440
633
5608
SH
SOLE
0
5608
0
ISHARES TR
CALIF MUN BD ETF
464288356
203
3272
SH
SOLE
0
3272
0
ISHARES TR
CHINA LG-CAP ETF
464287184
261
5600
SH
SOLE
0
5600
0
ISHARES TR
CORE DIV GRWTH
46434V621
567
11751
SH
SOLE
0
11751
0
ISHARES TR
CORE HIGH DV ETF
46429B663
4034
42507
SH
SOLE
0
42507
0
ISHARES TR
CORE MSCI EAFE
46432F842
64959
901588
SH
SOLE
0
901588
0
ISHARES TR
CORE S&P MCP ETF
464287507
73010
280506
SH
SOLE
0
280506
0
ISHARES TR
CORE S&P SCP ETF
464287804
120315
1108594
SH
SOLE
0
1108594
0
ISHARES TR
CORE S&P TTL STK
464287150
42796
467210
SH
SOLE
0
467210
0
ISHARES TR
CORE S&P500 ETF
464287200
483728
1215944
SH
SOLE
0
1215944
0
ISHARES TR
CORE US AGGBD ET
464287226
211
1850
SH
SOLE
0
1850
0
ISHARES TR
EAFE SML CP ETF
464288273
9556
133013
SH
SOLE
0
133013
0
ISHARES TR
ESG AWR MSCI USA
46435G425
505
5555
SH
SOLE
0
5555
0
ISHARES TR
GLOBAL ENERG ETF
464287341
657
26650
SH
SOLE
0
26650
0
ISHARES TR
ISHS 1-5YR INVS
464288646
308
5626
SH
SOLE
0
5626
0
ISHARES TR
MORTGE REL ETF
46435G342
832
23597
SH
SOLE
0
23597
0
ISHARES TR
MSCI AC ASIA ETF
464288182
815
8795
SH
SOLE
0
8795
0
ISHARES TR
MSCI ACWI ETF
464288257
37050
389387
SH
SOLE
0
389387
0
ISHARES TR
MSCI EAFE ETF
464287465
16470
217076
SH
SOLE
0
217076
0
ISHARES TR
MSCI EMG MKT ETF
464287234
25806
483806
SH
SOLE
0
483806
0
ISHARES TR
MSCI EMG MKT ETF
464287234
0
0
SH
Call
SOLE
0
0
0
ISHARES TR
MSCI KLD400 SOC
464288570
255
3343
SH
SOLE
0
3343
0
ISHARES TR
MSCI USA ESG SLC
464288802
527
5995
SH
SOLE
0
5995
0
ISHARES TR
RUS 1000 ETF
464287622
10242
45756
SH
SOLE
0
45756
0
ISHARES TR
RUS 1000 GRW ETF
464287614
2276
9363
SH
SOLE
0
9363
0
ISHARES TR
RUS 1000 VAL ETF
464287598
17549
115795
SH
SOLE
0
115795
0
ISHARES TR
RUS 2000 GRW ETF
464287648
219
728
SH
SOLE
0
728
0
ISHARES TR
RUS MD CP GR ETF
464287481
904
8859
SH
SOLE
0
8859
0
ISHARES TR
RUS MDCP VAL ETF
464287473
375
3427
SH
SOLE
0
3427
0
ISHARES TR
RUSSELL 2000 ETF
464287655
11990
54268
SH
SOLE
0
54268
0
ISHARES TR
RUSSELL 3000 ETF
464287689
438
1846
SH
SOLE
0
1846
0
ISHARES TR
S&P 100 ETF
464287101
6289
34969
SH
SOLE
0
34969
0
ISHARES TR
SHRT NAT MUN ETF
464288158
658
6100
SH
SOLE
0
6100
0
ISHARES TR
TIPS BD ETF
464287176
236
1878
SH
SOLE
0
1878
0
ISHARES TR
U.S. MED DVC ETF
464288810
224
677
SH
SOLE
0
677
0
ITAU UNIBANCO HLDG S A
SPON ADR REP PFD
465562106
286
56814
SH
SOLE
0
56814
0
ITRON INC
COM
465741106
337
3798
SH
SOLE
0
3798
0
JD.COM INC
SPON ADR CL A
47215P106
1379
16353
SH
SOLE
0
16353
0
JINKOSOLAR HLDG CO LTD
SPONSORED ADR
47759T100
788
18897
SH
SOLE
0
18897
0
JOHN BEAN TECHNOLOGIES CORP
COM
477839104
446
3346
SH
SOLE
0
3346
0
JOHNSON & JOHNSON
COM
478160104
3373
20520
SH
SOLE
0
20520
0
JOHNSON CTLS INTL PLC
SHS
G51502105
263
4397
SH
SOLE
0
4397
0
JONES LANG LASALLE INC
COM
48020Q107
435
2432
SH
SOLE
0
2432
0
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
186
11226
SH
SOLE
0
11226
0
JPMORGAN CHASE & CO
COM
46625H100
2917
19161
SH
SOLE
0
19161
0
KANDI TECHNOLOGIES GROUP INC
COM
483709101
230
36776
SH
SOLE
0
36776
0
KAYNE ANDERSON ENERGY INFRST
COM
486606106
1183
164961
SH
SOLE
0
164961
0
KB HOME
COM
48666K109
597
12834
SH
SOLE
0
12834
0
KEYCORP
COM
493267108
1293
64728
SH
SOLE
0
64728
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
629
4385
SH
SOLE
0
4385
0
KILROY RLTY CORP
COM
49427F108
341
5157
SH
SOLE
0
5157
0
KIMBERLY-CLARK CORP
COM
494368103
454
3242
SH
SOLE
0
3242
0
KINSALE CAP GROUP INC
COM
49714P108
2650
16080
SH
SOLE
0
16080
0
KOHLS CORP
COM
500255104
410
6877
SH
SOLE
0
6877
0
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
449
7880
SH
SOLE
0
7880
0
KROGER CO
COM
501044101
1358
37757
SH
SOLE
0
37757
0
LAM RESEARCH CORP
COM
512807108
2307
3871
SH
SOLE
0
3871
0
LAMB WESTON HLDGS INC
COM
513272104
318
4105
SH
SOLE
0
4105
0
LANCASTER COLONY CORP
COM
513847103
361
2058
SH
SOLE
0
2058
0
LANDSTAR SYS INC
COM
515098101
329
1995
SH
SOLE
0
1995
0
LATTICE SEMICONDUCTOR CORP
COM
518415104
373
8292
SH
SOLE
0
8292
0
LAUDER ESTEE COS INC
CL A
518439104
221
762
SH
SOLE
0
762
0
LEGGETT & PLATT INC
COM
524660107
263
5703
SH
SOLE
0
5703
0
LENNAR CORP
CL A
526057104
282
2788
SH
SOLE
0
2788
0
LESLIES INC
COM
527064109
303
12364
SH
SOLE
0
12364
0
LHC GROUP INC
COM
50187A107
708
3702
SH
SOLE
0
3702
0
LIBERTY BROADBAND CORP
COM SER C
530307305
232
1548
SH
SOLE
0
1548
0
LILLY ELI & CO
COM
532457108
772
4127
SH
SOLE
0
4127
0
LINCOLN ELEC HLDGS INC
COM
533900106
726
5878
SH
SOLE
0
5878
0
LINDE PLC
SHS
G5494J103
1057
3772
SH
SOLE
0
3772
0
LITTELFUSE INC
COM
537008104
353
1335
SH
SOLE
0
1335
0
LKQ CORP
COM
501889208
611
14440
SH
SOLE
0
14440
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
29
12686
SH
SOLE
0
12686
0
LOEWS CORP
COM
540424108
1200
23407
SH
SOLE
0
23407
0
LORAL SPACE & COM INC
COM
543881106
6622
175781
SH
SOLE
0
175781
0
LOUISIANA PAC CORP
COM
546347105
554
9982
SH
SOLE
0
9982
0
LOWES COS INC
COM
548661107
13378
70344
SH
SOLE
0
70344
0
LPL FINL HLDGS INC
COM
50212V100
4219
29680
SH
SOLE
0
29680
0
LUMEN TECHNOLOGIES INC
COM
550241103
207
15540
SH
SOLE
0
15540
0
LUMENTUM HLDGS INC
COM
55024U109
591
6472
SH
SOLE
0
6472
0
LYFT INC
CL A COM
55087P104
964
15260
SH
SOLE
0
15260
0
MANHATTAN ASSOCIATES INC
COM
562750109
573
4880
SH
SOLE
0
4880
0
MARRIOTT INTL INC NEW
CL A
571903202
24851
167790
SH
SOLE
0
167790
0
MARRIOTT VACTINS WORLDWID CO
COM
57164Y107
25978
149146
SH
SOLE
0
149146
0
MARSH & MCLENNAN COS INC
COM
571748102
622
5107
SH
SOLE
0
5107
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
847
17299
SH
SOLE
0
17299
0
MASCO CORP
COM
574599106
607
10141
SH
SOLE
0
10141
0
MASTERCARD INCORPORATED
CL A
57636Q104
4150
11657
SH
SOLE
0
11657
0
MAXEON SOLAR TECHNOLOGIES LT
SHS
Y58473102
337
10678
SH
SOLE
0
10678
0
MAXIMUS INC
COM
577933104
509
5719
SH
SOLE
0
5719
0
MCCORMICK & CO INC
COM NON VTG
579780206
1770
19851
SH
SOLE
0
19851
0
MCDONALDS CORP
COM
580135101
913
4072
SH
SOLE
0
4072
0
MEDTRONIC PLC
SHS
G5960L103
853
7197
SH
SOLE
0
7197
0
MERCADOLIBRE INC
COM
58733R102
361
245
SH
SOLE
0
245
0
MERCADOLIBRE INC
COM
58733R102
0
200
SH
Call
SOLE
0
200
0
MERCK & CO. INC
COM
58933Y105
10280
133262
SH
SOLE
0
133262
0
METLIFE INC
COM
59156R108
241
3958
SH
SOLE
0
3958
0
MGM GROWTH PPTYS LLC
CL A COM
55303A105
261
8000
SH
SOLE
0
8000
0
MGM RESORTS INTERNATIONAL
COM
552953101
3090
81350
SH
SOLE
0
81350
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
770
4961
SH
SOLE
0
4961
0
MICRON TECHNOLOGY INC
COM
595112103
1552
17593
SH
SOLE
0
17593
0
MICROSOFT CORP
COM
594918104
36782
156011
SH
SOLE
0
156011
0
MIDDLEBY CORP
COM
596278101
315
1901
SH
SOLE
0
1901
0
MINERALS TECHNOLOGIES INC
COM
603158106
277
3679
SH
SOLE
0
3679
0
MIZUHO FINANCIAL GROUP INC
SPONSORED ADR
60687Y109
33
11381
SH
SOLE
0
11381
0
MODERNA INC
COM
60770K107
707
5400
SH
SOLE
0
5400
0
MOLINA HEALTHCARE INC
COM
60855R100
343
1469
SH
SOLE
0
1469
0
MONOLITHIC PWR SYS INC
COM
609839105
774
2189
SH
SOLE
0
2189
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
512
5618
SH
SOLE
0
5618
0
MOODYS CORP
COM
615369105
1154
3864
SH
SOLE
0
3864
0
MORGAN STANLEY
COM NEW
617446448
1860
23951
SH
SOLE
0
23951
0
MOSAIC CO NEW
COM
61945C103
674
21307
SH
SOLE
0
21307
0
MSA SAFETY INC
COM
553498106
326
2176
SH
SOLE
0
2176
0
MSC INDL DIRECT INC
CL A
553530106
464
5143
SH
SOLE
0
5143
0
MUELLER WTR PRODS INC
COM SER A
624758108
192
13840
SH
SOLE
0
13840
0
NATIONAL VISION HLDGS INC
COM
63845R107
344
7854
SH
SOLE
0
7854
0
NATURAL GROCERS BY VITAMIN C
COM
63888U108
233
13262
SH
SOLE
0
13262
0
NAVIDEA BIOPHARMACEUTICALS I
COM NEW
63937X202
20
10050
SH
SOLE
0
10050
0
NETFLIX INC
COM
64110L106
2441
4680
SH
SOLE
0
4680
0
NEUBERGER BERMAN MLP & ENERG
COM
64129H104
1889
449773
SH
SOLE
0
449773
0
NEW ORIENTAL ED & TECHNOLOGY
SPON ADR
647581107
453
32370
SH
SOLE
0
32370
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
241
21448
SH
SOLE
0
21448
0
NEW YORK TIMES CO
CL A
650111107
907
17923
SH
SOLE
0
17923
0
NEXGEN ENERGY LTD
COM
65340P106
92
25474
SH
SOLE
0
25474
0
NEXTERA ENERGY INC
COM
65339F101
453
5996
SH
SOLE
0
5996
0
NEXTERA ENERGY INC
COM
65339F101
3
1000
SH
Call
SOLE
0
1000
0
NICE LTD
SPONSORED ADR
653656108
370
1699
SH
SOLE
0
1699
0
NICHOLAS FINL INC BC
COM NEW
65373J209
634
60000
SH
SOLE
0
60000
0
NIKE INC
CL B
654106103
4951
37182
SH
SOLE
0
37182
0
NLIGHT INC
COM
65487K100
23158
714742
SH
SOLE
0
714742
0
NORDIC AMERICAN TANKERS LIMI
COM
G65773106
351
108143
SH
SOLE
0
108143
0
NOVARTIS AG
SPONSORED ADR
66987V109
606
7091
SH
SOLE
0
7091
0
NUSHARES ETF TR
NUVEEN ESG SMLCP
67092P607
309
7175
SH
SOLE
0
7175
0
NVIDIA CORPORATION
COM
67066G104
5900
11050
SH
SOLE
0
11050
0
NXP SEMICONDUCTORS N V
COM
N6596X109
338
1674
SH
SOLE
0
1674
0
OCCIDENTAL PETE CORP
COM
674599105
240
9015
SH
SOLE
0
9015
0
OKTA INC
CL A
679295105
206
936
SH
SOLE
0
936
0
OLD DOMINION FREIGHT LINE IN
COM
679580100
268
1116
SH
SOLE
0
1116
0
OLLIES BARGAIN OUTLET HLDGS
COM
681116109
277
3185
SH
SOLE
0
3185
0
OMNICELL COM
COM
68213N109
1112
8564
SH
SOLE
0
8564
0
ORACLE CORP
COM
68389X105
4183
59610
SH
SOLE
0
59610
0
ORMAT TECHNOLOGIES INC
COM
686688102
565
7194
SH
SOLE
0
7194
0
PACCAR INC
COM
693718108
1920
20660
SH
SOLE
0
20660
0
PACKAGING CORP AMER
COM
695156109
457
3371
SH
SOLE
0
3371
0
PALANTIR TECHNOLOGIES INC
CL A
69608A108
3014
129410
SH
SOLE
0
129410
0
PALANTIR TECHNOLOGIES INC
CL A
69608A108
112
53900
SH
Put
SOLE
0
53900
0
PALO ALTO NETWORKS INC
COM
697435105
1960
6086
SH
SOLE
0
6086
0
PARAMOUNT GROUP INC
COM
69924R108
439
43078
SH
SOLE
0
43078
0
PARKER-HANNIFIN CORP
COM
701094104
652
2068
SH
SOLE
0
2068
0
PAYPAL HLDGS INC
COM
70450Y103
3178
13086
SH
SOLE
0
13086
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
822
7316
SH
SOLE
0
7316
0
PENTAIR PLC
SHS
G7S00T104
481
7715
SH
SOLE
0
7715
0
PENUMBRA INC
COM
70975L107
273
1009
SH
SOLE
0
1009
0
PEPSICO INC
COM
713448108
4422
31267
SH
SOLE
0
31267
0
PERFICIENT INC
COM
71375U101
462
7874
SH
SOLE
0
7874
0
PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
226
56820
SH
SOLE
0
56820
0
PFIZER INC
COM
717081103
725
20015
SH
SOLE
0
20015
0
PINTEREST INC
CL A
72352L106
1183
15988
SH
SOLE
0
15988
0
PITNEY BOWES INC
COM
724479100
137
16665
SH
SOLE
0
16665
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
37438
4114116
SH
SOLE
0
4114116
0
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
1418
150867
SH
SOLE
0
150867
0
PNC FINL SVCS GROUP INC
COM
693475105
1572
8962
SH
SOLE
0
8962
0
POLARITYTE INC
COM
731094108
22
19407
SH
SOLE
0
19407
0
POOL CORP
COM
73278L105
435
1259
SH
SOLE
0
1259
0
POWER INTEGRATIONS INC
COM
739276103
1079
13240
SH
SOLE
0
13240
0
PPG INDS INC
COM
693506107
342
2279
SH
SOLE
0
2279
0
PRIMERICA INC
COM
74164M108
2646
17900
SH
SOLE
0
17900
0
PROCTER AND GAMBLE CO
COM
742718109
2989
22075
SH
SOLE
0
22075
0
PROGRESS SOFTWARE CORP
COM
743312100
250
5675
SH
SOLE
0
5675
0
PROGRESSIVE CORP
COM
743315103
676
7066
SH
SOLE
0
7066
0
PROLOGIS INC.
COM
74340W103
1214
11447
SH
SOLE
0
11447
0
PROOFPOINT INC
COM
743424103
350
2784
SH
SOLE
0
2784
0
PRUDENTIAL FINL INC
COM
744320102
1075
11796
SH
SOLE
0
11796
0
PULTE GROUP INC
COM
745867101
216
4110
SH
SOLE
0
4110
0
QTS RLTY TR INC
COM CL A
74736A103
524
8378
SH
SOLE
0
8378
0
QUALCOMM INC
COM
747525103
2380
17947
SH
SOLE
0
17947
0
QUALCOMM INC
COM
747525103
0
0
SH
Call
SOLE
0
0
0
QUANTA SVCS INC
COM
74762E102
425
4836
SH
SOLE
0
4836
0
QUEST DIAGNOSTICS INC
COM
74834L100
1365
10638
SH
SOLE
0
10638
0
QURATE RETAIL INC
COM SER A
74915M100
178
15101
SH
SOLE
0
15101
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
207
2676
SH
SOLE
0
2676
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
5
1000
SH
Call
SOLE
0
1000
0
REDFIN CORP
COM
75737F108
210
3147
SH
SOLE
0
3147
0
REGENERON PHARMACEUTICALS
COM
75886F107
239
505
SH
SOLE
0
505
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
298
1960
SH
SOLE
0
1960
0
ROBERT HALF INTL INC
COM
770323103
17019
217993
SH
SOLE
0
217993
0
ROCKWELL AUTOMATION INC
COM
773903109
1925
7253
SH
SOLE
0
7253
0
ROGERS CORP
COM
775133101
248
1318
SH
SOLE
0
1318
0
ROKU INC
COM CL A
77543R102
571
1752
SH
SOLE
0
1752
0
ROKU INC
COM CL A
77543R102
180
1000
SH
Call
SOLE
0
1000
0
ROLLINS INC
COM
775711104
212
6177
SH
SOLE
0
6177
0
ROPER TECHNOLOGIES INC
COM
776696106
1012
2509
SH
SOLE
0
2509
0
ROYAL BK CDA
COM
780087102
9123
98941
SH
SOLE
0
98941
0
S&P GLOBAL INC
COM
78409V104
2660
7539
SH
SOLE
0
7539
0
SAIA INC
COM
78709Y105
385
1670
SH
SOLE
0
1670
0
SALESFORCE COM INC
COM
79466L302
4188
19769
SH
SOLE
0
19769
0
SCHNITZER STEEL INDS INC
CL A
806882106
581
13896
SH
SOLE
0
13896
0
SCHWAB CHARLES CORP
COM
808513105
205
3157
SH
SOLE
0
3157
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
399
10609
SH
SOLE
0
10609
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
3055
41900
SH
SOLE
0
41900
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
27728
424749
SH
SOLE
0
424749
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
3719
90500
SH
SOLE
0
90500
0
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
412
6740
SH
SOLE
0
6740
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
714
9268
SH
SOLE
0
9268
0
SEAGEN INC
COM
81181C104
207
1488
SH
SOLE
0
1488
0
SEALED AIR CORP NEW
COM
81211K100
272
5938
SH
SOLE
0
5938
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
1635
41408
SH
SOLE
0
41408
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
12287
73107
SH
SOLE
0
73107
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
6433
94175
SH
SOLE
0
94175
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
11141
95435
SH
SOLE
0
95435
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
10033
294643
SH
SOLE
0
294643
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
8484
86177
SH
SOLE
0
86177
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
2006
31327
SH
SOLE
0
31327
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
2371
30091
SH
SOLE
0
30091
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
30337
228424
SH
SOLE
0
228424
0
SENDAS DISTRIBUIDORA S A
SPON ADS
81689T104
160
12330
SH
SOLE
0
12330
0
SERVICE CORP INTL
COM
817565104
363
7111
SH
SOLE
0
7111
0
SERVICENOW INC
COM
81762P102
642
1283
SH
SOLE
0
1283
0
SHERWIN WILLIAMS CO
COM
824348106
1506
2040
SH
SOLE
0
2040
0
SIERRA WIRELESS INC
COM
826516106
237
16075
SH
SOLE
0
16075
0
SILGAN HOLDINGS INC
COM
827048109
406
9662
SH
SOLE
0
9662
0
SILICON LABORATORIES INC
COM
826919102
2771
19640
SH
SOLE
0
19640
0
SILVERGATE CAP CORP
CL A
82837P408
284
2000
SH
SOLE
0
2000
0
SIMON PPTY GROUP INC NEW
COM
828806109
855
7509
SH
SOLE
0
7509
0
SITEONE LANDSCAPE SUPPLY INC
COM
82982L103
439
2570
SH
SOLE
0
2570
0
SK TELECOM LTD
SPONSORED ADR
78440P108
449
16480
SH
SOLE
0
16480
0
SKYWORKS SOLUTIONS INC
COM
83088M102
762
4153
SH
SOLE
0
4153
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
384
9459
SH
SOLE
0
9459
0
SNOWFLAKE INC
CL A
833445109
448
1952
SH
SOLE
0
1952
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
1300
4524
SH
SOLE
0
4524
0
SONOS INC
COM
83570H108
253
6756
SH
SOLE
0
6756
0
SONY CORP
SPONSORED ADR
835699307
1364
12871
SH
SOLE
0
12871
0
SOUTHERN CO
COM
842587107
510
8197
SH
SOLE
0
8197
0
SPDR GOLD TR
GOLD SHS
78463V107
824
5146
SH
SOLE
0
5146
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
82117
207194
SH
SOLE
0
207194
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
203
427
SH
SOLE
0
427
0
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
240
4845
SH
SOLE
0
4845
0
SPDR SER TR
S&P DIVID ETF
78464A763
2031
17206
SH
SOLE
0
17206
0
SPDR SER TR
S&P TELECOM
78464A540
576
6136
SH
SOLE
0
6136
0
SPLUNK INC
COM
848637104
437
3228
SH
SOLE
0
3228
0
SPROTT PHYSICAL GOLD TR
UNIT
85207H104
304
22646
SH
SOLE
0
22646
0
SQUARE INC
CL A
852234103
4666
20552
SH
SOLE
0
20552
0
SQUARE INC
CL A
852234103
541
5300
SH
Call
SOLE
0
5300
0
STARBUCKS CORP
COM
855244109
1531
14021
SH
SOLE
0
14021
0
STARBUCKS CORP
COM
855244109
5
1000
SH
Call
SOLE
0
1000
0
STEELCASE INC
CL A
858155203
221
15392
SH
SOLE
0
15392
0
STERLING BANCORP DEL
COM
85917A100
224
9734
SH
SOLE
0
9734
0
STIFEL FINL CORP
COM
860630102
410
6398
SH
SOLE
0
6398
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
791
20625
SH
SOLE
0
20625
0
STRYKER CORPORATION
COM
863667101
461
1886
SH
SOLE
0
1886
0
SUNPOWER CORP
COM
867652406
1713
51211
SH
SOLE
0
51211
0
SUNRUN INC
COM
86771W105
1095
18105
SH
SOLE
0
18105
0
SVB FINANCIAL GROUP
COM
78486Q101
933
1890
SH
SOLE
0
1890
0
SWITCH INC
CL A
87105L104
485
29802
SH
SOLE
0
29802
0
SYNEOS HEALTH INC
CL A
87166B102
327
4310
SH
SOLE
0
4310
0
SYNOPSYS INC
COM
871607107
284
1148
SH
SOLE
0
1148
0
SYSCO CORP
COM
871829107
1159
14642
SH
SOLE
0
14642
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
3833
32330
SH
SOLE
0
32330
0
TALEND S A
ADS
874224207
280
4392
SH
SOLE
0
4392
0
TARGET CORP
COM
87612E106
5462
27577
SH
SOLE
0
27577
0
TCF FINL CORP
COM
872307103
282
6073
SH
SOLE
0
6073
0
TCG BDC INC
COM
872280102
453
34297
SH
SOLE
0
34297
0
TE CONNECTIVITY LTD
REG SHS
H84989104
1217
9422
SH
SOLE
0
9422
0
TELADOC HEALTH INC
COM
87918A105
974
5358
SH
SOLE
0
5358
0
TENCENT MUSIC ENTMT GROUP
SPON ADS
88034P109
419
20449
SH
SOLE
0
20449
0
TERADYNE INC
COM
880770102
1167
9594
SH
SOLE
0
9594
0
TEREX CORP NEW
COM
880779103
736
15967
SH
SOLE
0
15967
0
TESLA INC
COM
88160R101
23231
34781
SH
SOLE
0
34781
0
TETRA TECH INC NEW
COM
88162G103
267
1969
SH
SOLE
0
1969
0
TEXAS INSTRS INC
COM
882508104
4579
24232
SH
SOLE
0
24232
0
THE REALREAL INC
COM
88339P101
243
10727
SH
SOLE
0
10727
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
629
1378
SH
SOLE
0
1378
0
TJX COS INC NEW
COM
872540109
13275
200691
SH
SOLE
0
200691
0
T-MOBILE US INC
COM
872590104
233
1854
SH
SOLE
0
1854
0
TOPBUILD CORP
COM
89055F103
357
1703
SH
SOLE
0
1703
0
TORONTO DOMINION BK ONT
COM NEW
891160509
263
4035
SH
SOLE
0
4035
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
927
5943
SH
SOLE
0
5943
0
TPI COMPOSITES INC
COM
87266J104
909
16107
SH
SOLE
0
16107
0
TRACTOR SUPPLY CO
COM
892356106
660
3730
SH
SOLE
0
3730
0
TRANE TECHNOLOGIES PLC
SHS
G8994E103
1235
7460
SH
SOLE
0
7460
0
TRANSDIGM GROUP INC
COM
893641100
862
1467
SH
SOLE
0
1467
0
TRAVELERS COMPANIES INC
COM
89417E109
713
4743
SH
SOLE
0
4743
0
TREX CO INC
COM
89531P105
911
9950
SH
SOLE
0
9950
0
TRIMBLE INC
COM
896239100
328
4215
SH
SOLE
0
4215
0
TRIP COM GROUP LTD
ADS
89677Q107
350
8843
SH
SOLE
0
8843
0
TRUIST FINL CORP
COM
89832Q109
1309
22439
SH
SOLE
0
22439
0
TWILIO INC
CL A
90138F102
1543
4527
SH
SOLE
0
4527
0
TWITTER INC
COM
90184L102
508
7992
SH
SOLE
0
7992
0
TYME TECHNOLOGIES INC
COM
90238J103
266
149627
SH
SOLE
0
149627
0
U S PHYSICAL THERAPY INC
COM
90337L108
235
2250
SH
SOLE
0
2250
0
UBER TECHNOLOGIES INC
COM
90353T100
2242
41133
SH
SOLE
0
41133
0
UBER TECHNOLOGIES INC
COM
90353T100
70
4000
SH
Call
SOLE
0
4000
0
UBS GROUP AG
SHS
H42097107
385
24737
SH
SOLE
0
24737
0
ULTA BEAUTY INC
COM
90384S303
274
885
SH
SOLE
0
885
0
ULTRA CLEAN HLDGS INC
COM
90385V107
615
10597
SH
SOLE
0
10597
0
UMB FINL CORP
COM
902788108
366
3954
SH
SOLE
0
3954
0
UMPQUA HLDGS CORP
COM
904214103
297
16895
SH
SOLE
0
16895
0
UNIFIRST CORP MASS
COM
904708104
520
2325
SH
SOLE
0
2325
0
UNILEVER PLC
SPON ADR NEW
904767704
1355
24267
SH
SOLE
0
24267
0
UNION PAC CORP
COM
907818108
3430
15561
SH
SOLE
0
15561
0
UNION PAC CORP
COM
907818108
11
700
SH
Call
SOLE
0
700
0
UNITED NAT FOODS INC
COM
911163103
676
20535
SH
SOLE
0
20535
0
UNITED PARCEL SERVICE INC
CL B
911312106
2089
12287
SH
SOLE
0
12287
0
UNITED RENTALS INC
COM
911363109
265
805
SH
SOLE
0
805
0
UNITEDHEALTH GROUP INC
COM
91324P102
6966
18724
SH
SOLE
0
18724
0
UNITY SOFTWARE INC
COM
91332U101
981
9783
SH
SOLE
0
9783
0
UNIVERSAL DISPLAY CORP
COM
91347P105
932
3938
SH
SOLE
0
3938
0
UNUM GROUP
COM
91529Y106
310
11134
SH
SOLE
0
11134
0
UPLAND SOFTWARE INC
COM
91544A109
284
6018
SH
SOLE
0
6018
0
URANIUM ENERGY CORP
COM
916896103
70
24500
SH
SOLE
0
24500
0
US BANCORP DEL
COM NEW
902973304
719
12980
SH
SOLE
0
12980
0
V F CORP
COM
918204108
396
4953
SH
SOLE
0
4953
0
VAIL RESORTS INC
COM
91879Q109
493
1692
SH
SOLE
0
1692
0
VALMONT INDS INC
COM
920253101
401
1683
SH
SOLE
0
1683
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
2820
86763
SH
SOLE
0
86763
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
0
0
SH
Call
SOLE
0
0
0
VANECK VECTORS ETF TR
ISRAEL ETF
92189F635
254
5748
SH
SOLE
0
5748
0
VANGUARD ADMIRAL FDS INC
500 VAL IDX FD
921932703
9250
67673
SH
SOLE
0
67673
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
408
4963
SH
SOLE
0
4963
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
1443
17028
SH
SOLE
0
17028
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
7670
29839
SH
SOLE
0
29839
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
187931
1014197
SH
SOLE
0
1014197
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
267
1982
SH
SOLE
0
1982
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
68301
308577
SH
SOLE
0
308577
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
16591
180610
SH
SOLE
0
180610
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
12388
34006
SH
SOLE
0
34006
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
69919
326604
SH
SOLE
0
326604
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
226
823
SH
SOLE
0
823
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
122911
594667
SH
SOLE
0
594667
0
VANGUARD INDEX FDS
VALUE ETF
922908744
4837
36796
SH
SOLE
0
36796
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
1014
16711
SH
SOLE
0
16711
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
13934
267699
SH
SOLE
0
267699
0
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
890
6933
SH
SOLE
0
6933
0
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
995
17849
SH
SOLE
0
17849
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
622
6394
SH
SOLE
0
6394
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
862
10450
SH
SOLE
0
10450
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000IDX
92206C730
1105
5969
SH
SOLE
0
5969
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000VAL
92206C714
225
1689
SH
SOLE
0
1689
0
VANGUARD SCOTTSDALE FDS
VNG RUS2000IDX
92206C664
1474
8272
SH
SOLE
0
8272
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
26634
181082
SH
SOLE
0
181082
0
VANGUARD STAR FDS
VG TL INTL STK F
921909768
10392
165737
SH
SOLE
0
165737
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
176844
3600993
SH
SOLE
0
3600993
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
8655
85620
SH
SOLE
0
85620
0
VANGUARD WORLD FD
MEGA CAP VAL ETF
921910840
217
2280
SH
SOLE
0
2280
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
294
1421
SH
SOLE
0
1421
0
VEEVA SYS INC
CL A COM
922475108
275
1052
SH
SOLE
0
1052
0
VEON LTD
SPONSORED ADR
91822M106
34
19423
SH
SOLE
0
19423
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1892
32541
SH
SOLE
0
32541
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3
2000
SH
Call
SOLE
0
2000
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
425
1976
SH
SOLE
0
1976
0
VIACOMCBS INC
CL B
92556H206
1445
31883
SH
SOLE
0
31883
0
VICOR CORP
COM
925815102
346
4066
SH
SOLE
0
4066
0
VISA INC
COM CL A
92826C839
3935
18587
SH
SOLE
0
18587
0
VORNADO RLTY TR
SH BEN INT
929042109
207
4554
SH
SOLE
0
4554
0
WABTEC
COM
929740108
405
5118
SH
SOLE
0
5118
0
WALMART INC
COM
931142103
374
2750
SH
SOLE
0
2750
0
WASTE CONNECTIONS INC
COM
94106B101
342
3164
SH
SOLE
0
3164
0
WASTE MGMT INC DEL
COM
94106L109
396
3069
SH
SOLE
0
3069
0
WATERS CORP
COM
941848103
237
835
SH
SOLE
0
835
0
WATTS WATER TECHNOLOGIES INC
CL A
942749102
413
3478
SH
SOLE
0
3478
0
WAYFAIR INC
CL A
94419L101
363
1154
SH
SOLE
0
1154
0
WEBSTER FINL CORP CONN
COM
947890109
224
4066
SH
SOLE
0
4066
0
WELLS FARGO CO NEW
COM
949746101
695
17782
SH
SOLE
0
17782
0
WEST PHARMACEUTICAL SVSC INC
COM
955306105
376
1333
SH
SOLE
0
1333
0
WEX INC
COM
96208T104
778
3720
SH
SOLE
0
3720
0
WILLIAMS SONOMA INC
COM
969904101
613
3422
SH
SOLE
0
3422
0
WINTRUST FINL CORP
COM
97650W108
336
4433
SH
SOLE
0
4433
0
WISDOMTREE TR
EM EX ST-OWNED
97717X578
484
11890
SH
SOLE
0
11890
0
WISDOMTREE TR
ITL HDG QTLY DIV
97717X594
5535
134037
SH
SOLE
0
134037
0
XPERI HOLDING CORP
COM
98390M103
398
18304
SH
SOLE
0
18304
0
XYLEM INC
COM
98419M100
1777
16894
SH
SOLE
0
16894
0
YANDEX N V
SHS CLASS A
N97284108
239
3725
SH
SOLE
0
3725
0
YETI HLDGS INC
COM
98585X104
539
7463
SH
SOLE
0
7463
0
YUM BRANDS INC
COM
988498101
1410
13038
SH
SOLE
0
13038
0
YUM CHINA HLDGS INC
COM
98850P109
389
6569
SH
SOLE
0
6569
0
ZEBRA TECHNOLOGIES CORPORATI
CL A
989207105
434
895
SH
SOLE
0
895
0
ZENDESK INC
COM
98936J101
865
6524
SH
SOLE
0
6524
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
219
1693
SH
SOLE
0
1693
0
ZOETIS INC
CL A
98978V103
205
1303
SH
SOLE
0
1303
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
648
2016
SH
SOLE
0
2016
0