0001085146-20-000718.txt : 20200214 0001085146-20-000718.hdr.sgml : 20200214 20200214110923 ACCESSION NUMBER: 0001085146-20-000718 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATHSTONE FAMILY OFFICE, LLC CENTRAL INDEX KEY: 0001511137 IRS NUMBER: 271957427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14122 FILM NUMBER: 20615729 BUSINESS ADDRESS: STREET 1: 10 STERLING BLVD STREET 2: SUITE 402 CITY: ENGLEWOOD STATE: NJ ZIP: 07631 BUSINESS PHONE: 201-731-7112 MAIL ADDRESS: STREET 1: 10 STERLING BLVD STREET 2: SUITE 402 CITY: ENGLEWOOD STATE: NJ ZIP: 07631 FORMER COMPANY: FORMER CONFORMED NAME: Pathstone Family Office, LLC DATE OF NAME CHANGE: 20110126 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001511137 XXXXXXXX 12-31-2019 12-31-2019 false PATHSTONE FAMILY OFFICE, LLC

10 STERLING BLVD SUITE 402 ENGLEWOOD NJ 07631

13F COMBINATION REPORT 028-14122 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC 0001105467 028-05505 SAWGRASS ASSET MANAGEMENT LLC N Richard Tardiff 857-305-3058 /s/ Richard Tardiff Boston MA 02-13-2020 0 414 9211786 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579y101 635 360 SH SOLE 360 0 0 ABBOTT LABS COM 002824100 2940 3386 SH SOLE 3386 0 0 ABBVIE INC COM 00287Y109 2487 2807 SH SOLE 2807 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 585 6542 SH SOLE 6542 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 855 406 SH SOLE 406 0 0 ADAMS DIVERSIFIED EQUITY FD COM 006212104 327 2074 SH SOLE 2074 0 0 ADOBE INC COM 00724F101 238 72 SH SOLE 72 0 0 AFLAC INC COM 001055102 7748 14645 SH SOLE 14645 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 347 406 SH SOLE 406 0 0 AGNICO EAGLE MINES LTD COM 008474108 616 1000 SH SOLE 1000 0 0 AIR LEASE CORP CL A 00912X302 603 1269 SH SOLE 1269 0 0 ALEXCO RESOURCE CORP COM 01535P106 15997 689519 SH 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0 POLARITYTE INC COM 731094108 505 19407 SH SOLE 19407 0 0 PRICE T ROWE GROUP INC COM 74144t108 39488 32410 SH SOLE 32410 0 0 PRIMERICA INC COM 74164M108 17840 13665 SH SOLE 13665 0 0 PROCTER & GAMBLE CO COM 742718109 2553 2045 SH SOLE 2045 0 0 PROGRESSIVE CORP OHIO COM 743315103 304 420 SH SOLE 420 0 0 PRUDENTIAL FINL INC COM 744320102 337 359 SH SOLE 359 0 0 QORVO INC COM 74736K101 308 265 SH SOLE 265 0 0 QUALCOMM INC COM 747525103 521 590 SH SOLE 590 0 0 QURATE RETAIL INC COM SER A 74915M100 676 8020 SH SOLE 8020 0 0 REGENERON PHARMACEUTICALS COM 75886F107 518 138 SH SOLE 138 0 0 ROBERT HALF INTL INC COM 770323103 163494 258897 SH SOLE 258897 0 0 ROKU INC COM CL A 77543r102 2648 1977 SH SOLE 1977 0 0 ROSS STORES INC COM 778296103 1007 865 SH SOLE 865 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 1165277 1471310 SH SOLE 1471310 0 0 ROYAL CARIBBEAN CRUISES LTD COM v7780t103 294 220 SH SOLE 220 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 522 884 SH SOLE 884 0 0 RPM INTL INC COM 749685103 550 716 SH SOLE 716 0 0 SABRE CORP COM 78573m104 305 1359 SH SOLE 1359 0 0 SALESFORCE COM INC COM 79466l302 13468 8281 SH SOLE 8281 0 0 SANDSTORM GOLD LTD COM NEW 80013r206 613 8228 SH SOLE 8228 0 0 SAP SE SPON ADR 803054204 279 208 SH SOLE 208 0 0 SCHOLASTIC CORP COM 807066105 1538 4000 SH SOLE 4000 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1006 3674 SH SOLE 3674 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1022 2950 SH SOLE 2950 0 0 SEALED AIR CORP NEW COM 81211K100 419 1051 SH SOLE 1051 0 0 SEATTLE GENETICS INC COM 812578102 412 361 SH SOLE 361 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369y100 18113 29490 SH SOLE 29490 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 97362 95585 SH SOLE 95585 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 58341 92635 SH SOLE 92635 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 92575 73813 SH SOLE 73813 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 17691 29465 SH SOLE 29465 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 95126 309051 SH SOLE 309051 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 69627 85463 SH SOLE 85463 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 209570 228611 SH SOLE 228611 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369y860 16092 41617 SH SOLE 41617 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369y886 18394 28463 SH SOLE 28463 0 0 SERVICE CORP INTL COM 817565104 1973 4286 SH SOLE 4286 0 0 SHOPIFY INC CL A 82509L107 676 170 SH SOLE 170 0 0 SIMPLY GOOD FOODS CO COM 82900L102 1427 5000 SH SOLE 5000 0 0 SKECHERS U S A INC CL A 830566105 1760 4074 SH SOLE 4074 0 0 SNAP INC CL A 83304a106 457 2794 SH SOLE 2794 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417m104 475 500 SH SOLE 500 0 0 SOUTHERN CO COM 842587107 3773 5923 SH SOLE 5923 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 17568 12294 SH SOLE 12294 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 1530 3750 SH SOLE 3750 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 141548 43978 SH SOLE 43978 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 259 69 SH SOLE 69 0 0 SPDR SERIES TRUST S&P TELECOM 78464a540 2671 3818 SH SOLE 3818 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 3759 3495 SH SOLE 3495 0 0 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 1849 3765 SH SOLE 3765 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 441 604 SH SOLE 604 0 0 SQUARE INC CL A 852234103 8970 14337 SH SOLE 14337 0 0 STARBUCKS CORP COM 855244109 2023 2301 SH SOLE 2301 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 235 405 SH SOLE 405 0 0 TCF FINANCIAL CORPORATION NE COM 872307103 511 1092 SH SOLE 1092 0 0 TCG BDC INC COM 872280102 1700 12707 SH SOLE 12707 0 0 TECOGEN INC NEW COM NEW 87876P201 397 18725 SH SOLE 18725 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 212 3456 SH SOLE 3456 0 0 TESLA INC COM 88160R101 1230 294 SH SOLE 294 0 0 TEXAS INSTRS INC COM 882508104 274 214 SH SOLE 214 0 0 THE CHARLES SCHWAB CORPORATI COM 808513105 1699 3572 SH SOLE 3572 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 367 113 SH SOLE 113 0 0 TIFFANY & CO NEW COM 886547108 535 400 SH SOLE 400 0 0 TJX COS INC NEW COM 872540109 90596 148372 SH SOLE 148372 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 2308 4113 SH SOLE 4113 0 0 TWILIO INC CL A 90138f102 13452 13688 SH SOLE 13688 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 19715 101520 SH SOLE 101520 0 0 UNDER ARMOUR INC CL A 904311107 350 1624 SH SOLE 1624 0 0 UNDER ARMOUR INC CL C 904311206 309 1610 SH SOLE 1610 0 0 UNILEVER N V N Y SHS NEW 904784709 354 615 SH SOLE 615 0 0 UNION PACIFIC CORP COM 907818108 1336 739 SH SOLE 739 0 0 UNITED PARCEL SERVICE INC CL B 911312106 7800 6663 SH SOLE 6663 0 0 UNITED RENTALS INC COM 911363109 2570 1541 SH SOLE 1541 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2529 1689 SH SOLE 1689 0 0 UNITEDHEALTH GROUP INC COM 91324p102 593 202 SH SOLE 202 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 428 298 SH SOLE 298 0 0 US BANCORP DEL COM NEW 902973304 4616 7785 SH SOLE 7785 0 0 VANECK VECTORS ETF TRUST ISRAEL ETF 92189F635 2011 5739 SH SOLE 5739 0 0 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 1657 950 SH SOLE 950 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 262 312 SH SOLE 312 0 0 VANGUARD GROUP DIV APP ETF 921908844 14001 11232 SH SOLE 11232 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 79214 26780 SH SOLE 26780 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2745 2303 SH SOLE 2303 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 380 240 SH SOLE 240 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 42875 46205 SH SOLE 46205 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 201 147 SH SOLE 147 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 333 187 SH SOLE 187 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 335 184 SH SOLE 184 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 264 220 SH SOLE 220 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 874749 534628 SH SOLE 534628 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 8709 16203 SH SOLE 16203 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 26513 59624 SH SOLE 59624 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1727 2950 SH SOLE 2950 0 0 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 599 1118 SH SOLE 1118 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 92206C623 343 220 SH SOLE 220 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206c649 402 358 SH SOLE 358 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206c664 5720 4298 SH SOLE 4298 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206c680 805 445 SH SOLE 445 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 845 705 SH SOLE 705 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206c730 11301 7662 SH SOLE 7662 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 1388 2492 SH SOLE 2492 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 99797 226501 SH SOLE 226501 0 0 VANGUARD WELLINGTON FD US MOMENTUM 921935508 1892 2193 SH SOLE 2193 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 64840 69192 SH SOLE 69192 0 0 VANGUARD WHITEHALL FDS INC INTL DVD ETF 921946810 1415 1964 SH SOLE 1964 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 4358 5348 SH SOLE 5348 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 5973 4453 SH SOLE 4453 0 0 VERIZON COMMUNICATIONS INC COM 92343v104 1756 2863 SH SOLE 2863 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 545 249 SH SOLE 249 0 0 VIACOMCBS INC CL A 92556h107 2244 5000 SH SOLE 5000 0 0 VIACOMCBS INC CL B 92556h206 206 490 SH SOLE 490 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766k106 511 4415 SH SOLE 4415 0 0 VISA INC COM CL A 92826C839 5899 3138 SH SOLE 3138 0 0 WABTEC CORP COM 929740108 206 264 SH SOLE 264 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 221 375 SH SOLE 375 0 0 WASTE MGMT INC DEL COM 94106L109 672 589 SH SOLE 589 0 0 WAYFAIR INC CL A 94419L101 1176 1302 SH SOLE 1302 0 0 WELLS FARGO CO NEW COM 949746101 2970 5519 SH SOLE 5519 0 0 WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 599 7112 SH SOLE 7112 0 0 WESTERN ASSET EMRG MKT DEBT COM 95766A101 1306 9155 SH SOLE 9155 0 0 WESTERN ASSET GLB HI INCOME COM 95766B109 608 6069 SH SOLE 6069 0 0 WESTERN ASSET HIGH INCM OPP COM 95766K109 501 9876 SH SOLE 9876 0 0 WEYERHAEUSER CO COM 962166104 964 3193 SH SOLE 3193 0 0 WPP PLC NEW ADR 92937A102 907 1290 SH SOLE 1290 0 0 XYLEM INC COM 98419m100 4209 5342 SH SOLE 5342 0 0 YAMANA GOLD INC COM 98462Y100 1220 30878 SH SOLE 30878 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 551 1200 SH SOLE 1200 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 284 190 SH SOLE 190 0 0 ZOETIS INC CL A 98978v103 962 728 SH SOLE 728 0 0