0001085146-19-002907.txt : 20191113 0001085146-19-002907.hdr.sgml : 20191113 20191113153744 ACCESSION NUMBER: 0001085146-19-002907 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191113 EFFECTIVENESS DATE: 20191113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATHSTONE FAMILY OFFICE, LLC CENTRAL INDEX KEY: 0001511137 IRS NUMBER: 271957427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14122 FILM NUMBER: 191213596 BUSINESS ADDRESS: STREET 1: 10 STERLING BLVD STREET 2: SUITE 402 CITY: ENGLEWOOD STATE: NJ ZIP: 07631 BUSINESS PHONE: 201-731-7112 MAIL ADDRESS: STREET 1: 10 STERLING BLVD STREET 2: SUITE 402 CITY: ENGLEWOOD STATE: NJ ZIP: 07631 FORMER COMPANY: FORMER CONFORMED NAME: Pathstone Family Office, LLC DATE OF NAME CHANGE: 20110126 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001511137 XXXXXXXX 09-30-2019 09-30-2019 false PATHSTONE FAMILY OFFICE, LLC

10 STERLING BLVD SUITE 402 ENGLEWOOD NJ 07631

13F COMBINATION REPORT 028-14122 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC 0001105467 028-05505 SAWGRASS ASSET MANAGEMENT LLC N Richard Tardiff 857-305-3058 /s/ Richard Tardiff Boston MA 11-13-2019 0 638 767562 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579y101 59 360 SH SOLE 360 0 0 ABBOTT LABS COM 002824100 278 3336 SH SOLE 3336 0 0 ABBVIE INC COM 00287Y109 207 2735 SH SOLE 2735 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 69 352 SH SOLE 352 0 0 ADOBE INC COM 00724F101 11 39 SH SOLE 39 0 0 ADVANCED MICRO DEVICES INC COM 007903107 11 391 SH SOLE 391 0 0 AES CORP COM 00130H105 5 298 SH SOLE 298 0 0 AFLAC INC COM 001055102 763 14574 SH SOLE 14574 0 0 AGENUS INC COM NEW 00847G705 0 2 SH SOLE 2 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 31 406 SH SOLE 406 0 0 AGNICO EAGLE MINES LTD COM 008474108 54 1000 SH SOLE 1000 0 0 AIR LEASE CORP CL A 00912X302 50 1200 SH SOLE 1200 0 0 AIR PRODS & CHEMS INC COM 009158106 42 187 SH SOLE 187 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417 10200 SH SOLE 10200 0 0 ISHARES TR MSCI KLD400 SOC 464288570 18 166 SH SOLE 166 0 0 ISHARES TR MSCI MIN VOL ETF 46429b697 16 248 SH SOLE 248 0 0 ISHARES TR MSCI USA ESG SLC 464288802 821 6639 SH SOLE 6639 0 0 ISHARES TR NORTH AMERN NAT 464287374 31 1077 SH SOLE 1077 0 0 ISHARES TR RUS 1000 ETF 464287622 5835 35473 SH SOLE 35473 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 2224 13925 SH SOLE 13925 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 339 2650 SH SOLE 2650 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 483 2506 SH SOLE 2506 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 9 77 SH SOLE 77 0 0 ISHARES TR RUS MD CP GR ETF 464287481 164 1161 SH SOLE 1161 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 135 1508 SH SOLE 1508 0 0 ISHARES TR RUS MID CAP ETF 464287499 2 44 SH SOLE 44 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 4051 26765 SH SOLE 26765 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 96 553 SH SOLE 553 0 0 ISHARES TR S&P 100 ETF 464287101 113 862 SH SOLE 862 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 55 306 SH SOLE 306 0 0 ISHARES TR S&P SML 600 GWT 464287887 122 685 SH SOLE 685 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 143 1339 SH SOLE 1339 0 0 ISHARES TR SP SMCP600VL ETF 464287879 90 601 SH SOLE 601 0 0 ISHARES TR TIPS BD ETF 464287176 6 49 SH SOLE 49 0 0 ISHARES TR US TREAS BD ETF 46429B267 10 357 SH SOLE 357 0 0 ISHARES TR USA QUALITY FCTR 46432F339 320 3464 SH SOLE 3464 0 0 JACOBS ENGR GROUP INC COM 469814107 416 4549 SH SOLE 4549 0 0 JD COM INC SPON ADR CL A 47215p106 472 16719 SH SOLE 16719 0 0 JOHNSON & JOHNSON COM 478160104 548 4233 SH SOLE 4233 0 0 JONES LANG LASALLE INC COM 48020Q107 8 44 SH SOLE 44 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 2023 86936 SH SOLE 86936 0 0 JPMORGAN CHASE & CO COM 46625h100 624 5300 SH SOLE 5300 0 0 KADANT INC COM 48282t104 0 1 SH SOLE 1 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 15 110 SH SOLE 110 0 0 KELLOGG CO COM 487836108 12 186 SH SOLE 186 0 0 KEMET CORP COM NEW 488360207 5 281 SH SOLE 281 0 0 KEYCORP NEW COM 493267108 597 33438 SH SOLE 33438 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338l103 1 8 SH SOLE 8 0 0 KIMBERLY CLARK CORP COM 494368103 56 396 SH SOLE 396 0 0 KIMCO RLTY CORP COM 49446R109 13 650 SH SOLE 650 0 0 KINDER MORGAN INC DEL COM 49456B101 38 1811 SH SOLE 1811 0 0 KINSALE CAP GROUP INC COM 49714p108 1500 14522 SH SOLE 14522 0 0 KKR & CO INC CL A 48251W104 109 4056 SH SOLE 4056 0 0 KLA CORPORATION COM NEW 482480100 29 180 SH SOLE 180 0 0 KRAFT HEINZ CO COM 500754106 8 239 SH SOLE 239 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 55 1341 SH SOLE 1341 0 0 KROGER CO COM 501044101 45 1730 SH SOLE 1730 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 28 136 SH SOLE 136 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540r409 71 427 SH SOLE 427 0 0 LAM RESEARCH CORP COM 512807108 436 1887 SH SOLE 1887 0 0 LAMAR ADVERTISING CO NEW CL A 512816109 78 954 SH SOLE 954 0 0 LAMB WESTON HLDGS INC COM 513272104 25 349 SH SOLE 349 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 106 1016 SH SOLE 1016 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 354 3383 SH SOLE 3383 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 17 670 SH SOLE 670 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 74 3090 SH SOLE 3090 0 0 LIBERTY LATIN AMERICA LTD COM CL A G9001E102 2 116 SH SOLE 116 0 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 6 350 SH SOLE 350 0 0 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 531229706 4 161 SH SOLE 161 0 0 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 67 1617 SH SOLE 1617 0 0 LIBERTY MEDIA CORP DELAWARE COM C BRAVES GRP 531229888 15 551 SH SOLE 551 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 136 3234 SH SOLE 3234 0 0 LIBERTY MEDIA CORP DELAWARE COM SER A FRMLA 531229870 110 2777 SH SOLE 2777 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA 531229854 320 7673 SH SOLE 7673 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 6 618 SH SOLE 618 0 0 LILLY ELI & CO COM 532457108 301 2688 SH SOLE 2688 0 0 LINDE PLC SHS g5494j103 66 340 SH SOLE 340 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 10 1096 SH SOLE 1096 0 0 LITHIUM AMERS CORP NEW COM NEW 53680Q207 1 340 SH SOLE 340 0 0 LKQ CORP COM 501889208 9 300 SH SOLE 300 0 0 LOCKHEED MARTIN CORP COM 539830109 104 267 SH SOLE 267 0 0 LOUISIANA PAC CORP COM 546347105 245 9982 SH SOLE 9982 0 0 LOWES COS INC COM 548661107 90 821 SH SOLE 821 0 0 LPL FINL HLDGS INC COM 50212V100 1389 16963 SH SOLE 16963 0 0 LULULEMON ATHLETICA INC COM 550021109 39 200 SH SOLE 200 0 0 LUMENTUM HLDGS INC COM 55024U109 1 11 SH SOLE 11 0 0 LYFT INC CL A COM 55087p104 750 18350 SH SOLE 18350 0 0 MACYS INC COM 55616p104 47 3000 SH SOLE 3000 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 25 372 SH SOLE 372 0 0 MAGNA INTL INC COM 559222401 8 152 SH SOLE 152 0 0 MAGNOLIA OIL & GAS CORP CL A 559663109 102 9222 SH SOLE 9222 0 0 MAINSTREET BANCSHARES INC COM 56064Y100 44 2100 SH SOLE 2100 0 0 MARRIOTT INTL INC NEW CL A 571903202 22910 184222 SH SOLE 184222 0 0 MARRIOTT VACTINS WORLDWID CO COM 57164y107 15356 148203 SH SOLE 148203 0 0 MASCO CORP COM 574599106 17 435 SH SOLE 435 0 0 MASTERCARD INC CL A 57636Q104 128 473 SH SOLE 473 0 0 MATCH GROUP INC COM 57665R106 52 725 SH SOLE 725 0 0 MCCORMICK & CO INC COM NON VTG 579780206 461 2951 SH SOLE 2951 0 0 MCDERMOTT INTL INC COM 580037703 1 600 SH SOLE 600 0 0 MCDONALDS CORP COM 580135101 232 1079 SH SOLE 1079 0 0 MEDTRONIC PLC SHS G5960L103 14 125 SH SOLE 125 0 0 MERCK & CO INC COM 58933Y105 1829 21730 SH SOLE 21730 0 0 MGM GROWTH PPTYS LLC CL A COM 55303A105 240 8000 SH SOLE 8000 0 0 MGM RESORTS INTERNATIONAL COM 552953101 2054 74118 SH SOLE 74118 0 0 MICROBOT MED INC COM NEW 59503A204 0 25 SH SOLE 25 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 16 177 SH SOLE 177 0 0 MICRON TECHNOLOGY INC COM 595112103 15 350 SH SOLE 350 0 0 MICROSOFT CORP COM 594918104 2700 19423 SH SOLE 19423 0 0 MOHAWK INDS INC COM 608190104 267 2154 SH SOLE 2154 0 0 MOLSON COORS BREWING CO CL B 60871r209 1 15 SH SOLE 15 0 0 MONDELEZ INTL INC CL A 609207105 74 1364 SH SOLE 1364 0 0 MOODYS CORP COM 615369105 12 60 SH SOLE 60 0 0 MORGAN STANLEY COM NEW 617446448 127 2996 SH SOLE 2996 0 0 MOSAIC CO NEW COM 61945c103 25 1223 SH SOLE 1223 0 0 MPLX LP COM UNIT REP LTD 55336V100 29 1030 SH SOLE 1030 0 0 MSC INDL DIRECT INC CL A 553530106 338 4662 SH SOLE 4662 0 0 NABORS INDUSTRIES LTD SHS g6359f103 1 548 SH SOLE 548 0 0 NAVIDEA BIOPHARMACEUTICALS I COM NEW 63937X202 5 7525 SH SOLE 7525 0 0 NCR CORP NEW COM 62886E108 0 7 SH SOLE 7 0 0 NETFLIX INC COM 64110l106 248 924 SH SOLE 924 0 0 NEW MTN FIN CORP COM 647551100 1 77 SH SOLE 77 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 222 2000 SH SOLE 2000 0 0 NEWS CORP NEW CL A 65249B109 10 742 SH SOLE 742 0 0 NEXTERA ENERGY INC COM 65339F101 12 50 SH SOLE 50 0 0 NIKE INC CL B 654106103 46 506 SH SOLE 506 0 0 NLIGHT INC COM 65487k100 17285 1103729 SH SOLE 1103729 0 0 NORDIC AMERICAN TANKERS LIMI COM g65773106 207 95741 SH SOLE 95741 0 0 NORDSTROM INC COM 655664100 31 929 SH SOLE 929 0 0 NORTHROP GRUMMAN CORP COM 666807102 12 33 SH SOLE 33 0 0 NOVARTIS A G SPONSORED ADR 66987v109 66 755 SH SOLE 755 0 0 NRG ENERGY INC COM NEW 629377508 0 3 SH SOLE 3 0 0 NUCOR CORP COM 670346105 78 1530 SH SOLE 1530 0 0 NUSHARES ETF TR NUVEEN ESG LRGVL 67092p300 11 337 SH SOLE 337 0 0 NUVEEN MTG OPPORTUNITY TERM COM 670735109 12 516 SH SOLE 516 0 0 NUVEEN MTG OPPTY TERM FD 2 COM 67074r100 13 588 SH SOLE 588 0 0 NUVEEN NY MUN VALUE FD COM 67062M105 39 3827 SH SOLE 3827 0 0 NVIDIA CORP COM 67066G104 127 724 SH SOLE 724 0 0 OCCIDENTAL PETE CORP COM 674599105 16 342 SH SOLE 342 0 0 OLLIES BARGAIN OUTLT HLDGS I COM 681116109 90 1541 SH SOLE 1541 0 0 ONEOK INC NEW COM 682680103 12 167 SH SOLE 167 0 0 ORACLE CORP COM 68389x105 315 5705 SH SOLE 5705 0 0 ORION ENERGY SYSTEMS INC COM 686275108 17 6080 SH SOLE 6080 0 0 PALO ALTO NETWORKS INC COM 697435105 306 1500 SH SOLE 1500 0 0 PARSLEY ENERGY INC CL A 701877102 10 576 SH SOLE 576 0 0 PAYPAL HLDGS INC COM 70450Y103 72 694 SH SOLE 694 0 0 PENNEY J C CORP INC COM 708160106 1 976 SH SOLE 976 0 0 PEPSICO INC COM 713448108 370 2698 SH SOLE 2698 0 0 PERRIGO CO PLC SHS G97822103 29 526 SH SOLE 526 0 0 PFIZER INC COM 717081103 18 516 SH SOLE 516 0 0 PHILIP MORRIS INTL INC COM 718172109 11 149 SH SOLE 149 0 0 PHILLIPS 66 COM 718546104 38 374 SH SOLE 374 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 16 282 SH SOLE 282 0 0 PHOTRONICS INC COM 719405102 2 200 SH SOLE 200 0 0 PINTEREST INC CL A 72352l106 37 1400 SH SOLE 1400 0 0 PIONEER NAT RES CO COM 723787107 23 172 SH SOLE 172 0 0 PIPER JAFFRAY COS COM 724078100 3 40 SH SOLE 40 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 138 6657 SH SOLE 6657 0 0 PLUG POWER INC COM NEW 72919P202 3 1000 SH SOLE 1000 0 0 PNC FINL SVCS GROUP INC COM 693475105 5 48 SH SOLE 48 0 0 POLARITYTE INC COM 731094108 63 19407 SH SOLE 19407 0 0 PRA GROUP INC COM 69354N106 8 200 SH SOLE 200 0 0 PRICE T ROWE GROUP INC COM 74144t108 3703 32410 SH SOLE 32410 0 0 PRIMERICA INC COM 74164M108 2088 16415 SH SOLE 16415 0 0 PROCTER & GAMBLE CO COM 742718109 252 2025 SH SOLE 2025 0 0 PRUDENTIAL FINL INC COM 744320102 49 546 SH SOLE 546 0 0 PTC THERAPEUTICS INC COM 69366j200 1 28 SH SOLE 28 0 0 PVH CORP COM 693656100 8 112 SH SOLE 112 0 0 PYXUS INTL INC COM 74737V106 0 54 SH SOLE 54 0 0 QUALCOMM INC COM 747525103 69 919 SH SOLE 919 0 0 QUEST DIAGNOSTICS INC COM 74834L100 3 24 SH SOLE 24 0 0 QUORUM HEALTH CORP COM 74909E106 0 2 SH SOLE 2 0 0 QURATE RETAIL INC COM SER A 74915M100 80 7746 SH SOLE 7746 0 0 RAFAEL HLDGS INC COM CL B 75062E106 7 352 SH SOLE 352 0 0 REGENERON PHARMACEUTICALS COM 75886F107 28 100 SH SOLE 100 0 0 REPUBLIC SVCS INC COM 760759100 34 392 SH SOLE 392 0 0 RIBBON COMMUNICATIONS INC COM 762544104 1 200 SH SOLE 200 0 0 RINGCENTRAL INC CL A 76680r206 2 19 SH SOLE 19 0 0 ROBERT HALF INTL INC COM 770323103 14868 267128 SH SOLE 267128 0 0 ROKU INC COM CL A 77543r102 201 1977 SH SOLE 1977 0 0 ROPER TECHNOLOGIES INC COM 776696106 11 30 SH SOLE 30 0 0 ROSEHILL RES INC CL A 777385105 2 1006 SH SOLE 1006 0 0 ROSS STORES INC COM 778296103 69 630 SH SOLE 630 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 119732 1475251 SH SOLE 1475251 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 26 419 SH SOLE 419 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 47 800 SH SOLE 800 0 0 ROYAL GOLD INC COM 780287108 8 61 SH SOLE 61 0 0 ROYCE MICRO-CAP TR INC COM 780915104 4 547 SH SOLE 547 0 0 RPM INTL INC COM 749685103 49 716 SH SOLE 716 0 0 SABRE CORP COM 78573m104 30 1359 SH SOLE 1359 0 0 SALESFORCE COM INC COM 79466l302 1224 8240 SH SOLE 8240 0 0 SAP SE SPON ADR 803054204 21 178 SH SOLE 178 0 0 SAREPTA THERAPEUTICS INC COM 803607100 4 51 SH SOLE 51 0 0 SCHLUMBERGER LTD COM 806857108 12 350 SH SOLE 350 0 0 SCHOLASTIC CORP COM 807066105 151 4000 SH SOLE 4000 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 90 3578 SH SOLE 3578 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 94 2950 SH SOLE 2950 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 5 75 SH SOLE 75 0 0 SCULPTOR CAP MGMT COM CL A 811246107 16 838 SH SOLE 838 0 0 SEALED AIR CORP NEW COM 81211K100 41 981 SH SOLE 981 0 0 SEATTLE GENETICS INC COM 812578102 28 330 SH SOLE 330 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369y860 1629 41393 SH SOLE 41393 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 8897 73712 SH SOLE 73712 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 5671 92309 SH SOLE 92309 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 8577 95161 SH SOLE 95161 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 8636 308396 SH SOLE 308396 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 6619 85282 SH SOLE 85282 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369y886 1835 28352 SH SOLE 28352 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369y100 1712 29420 SH SOLE 29420 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 18387 228311 SH SOLE 228311 0 0 SERVICE CORP INTL COM 817565104 205 4286 SH SOLE 4286 0 0 SHAKE SHACK INC CL A 819047101 3 32 SH SOLE 32 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 11 528 SH SOLE 528 0 0 SHERWIN WILLIAMS CO COM 824348106 11 20 SH SOLE 20 0 0 SIMON PPTY GROUP INC NEW COM 828806109 18 110 SH SOLE 110 0 0 SIMPLY GOOD FOODS CO COM 82900L102 232 8000 SH SOLE 8000 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 11 250 SH SOLE 250 0 0 SKECHERS U S A INC CL A 830566105 149 3977 SH SOLE 3977 0 0 SMITH A O CORP COM 831865209 19 402 SH SOLE 402 0 0 SMUCKER J M CO COM NEW 832696405 0 4 SH SOLE 4 0 0 SNAP INC CL A 83304a106 44 2794 SH SOLE 2794 0 0 SNAP ON INC COM 833034101 18 116 SH SOLE 116 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417m104 42 500 SH SOLE 500 0 0 SONOS INC COM 83570H108 6 470 SH SOLE 470 0 0 SOUTH ST CORP COM 840441109 21 278 SH SOLE 278 0 0 SOUTHERN CO COM 842587107 361 5853 SH SOLE 5853 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1707 12293 SH SOLE 12293 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 142 3750 SH SOLE 3750 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 13694 46150 SH SOLE 46150 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 24 69 SH SOLE 69 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 2 22 SH SOLE 22 0 0 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 406 8290 SH SOLE 8290 0 0 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 17 427 SH SOLE 427 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 359 3495 SH SOLE 3495 0 0 SPDR SERIES TRUST S&P TELECOM 78464a540 257 3818 SH SOLE 3818 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 50 604 SH SOLE 604 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 14 120 SH SOLE 120 0 0 SQUARE INC CL A 852234103 868 14012 SH SOLE 14012 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 19 355 SH SOLE 355 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467v608 7 152 SH SOLE 152 0 0 STARBUCKS CORP COM 855244109 177 2000 SH SOLE 2000 0 0 STATE STR CORP COM 857477103 16 248 SH SOLE 248 0 0 STOCK YDS BANCORP INC COM 861025104 28 761 SH SOLE 761 0 0 STRYKER CORP COM 863667101 22 100 SH SOLE 100 0 0 SVB FINL GROUP COM 78486q101 16 78 SH SOLE 78 0 0 TARGET CORP COM 87612E106 15 138 SH SOLE 138 0 0 TC ENERGY CORP COM 87807b107 12 233 SH SOLE 233 0 0 TCF FINANCIAL CORPORATION NE COM 872307103 42 1092 SH SOLE 1092 0 0 TCG BDC INC COM 872280102 178 12383 SH SOLE 12383 0 0 TECOGEN INC NEW COM NEW 87876P201 45 18725 SH SOLE 18725 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 1 39 SH SOLE 39 0 0 TENABLE HLDGS INC COM 88025t102 13 576 SH SOLE 576 0 0 TERADATA CORP DEL COM 88076W103 0 7 SH SOLE 7 0 0 TESLA INC COM 88160R101 66 276 SH SOLE 276 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 4 519 SH SOLE 519 0 0 TEXAS INSTRS INC COM 882508104 48 378 SH SOLE 378 0 0 THE CHARLES SCHWAB CORPORATI COM 808513105 257 6148 SH SOLE 6148 0 0 THE REALREAL INC COM 88339p101 131 5866 SH SOLE 5866 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 40 136 SH SOLE 136 0 0 TIFFANY & CO NEW COM 886547108 60 650 SH SOLE 650 0 0 TIVO CORP COM 88870p106 0 49 SH SOLE 49 0 0 TJX COS INC NEW COM 872540109 8725 156531 SH SOLE 156531 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 240 4113 SH SOLE 4113 0 0 TRACTOR SUPPLY CO COM 892356106 8 90 SH SOLE 90 0 0 TRANSOCEAN LTD REG SHS H8817H100 1 128 SH SOLE 128 0 0 TRAVELERS COMPANIES INC COM 89417E109 0 3 SH SOLE 3 0 0 TREEHOUSE FOODS INC COM 89469a104 16 296 SH SOLE 296 0 0 TRUPANION INC COM 898202106 65 2550 SH SOLE 2550 0 0 TWILIO INC CL A 90138f102 1505 13688 SH SOLE 13688 0 0 TWITTER INC COM 90184L102 5 120 SH SOLE 120 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 2117 101520 SH SOLE 101520 0 0 UBS GROUP AG SHS H42097107 1 48 SH SOLE 48 0 0 UNDER ARMOUR INC CL A 904311107 32 1624 SH SOLE 1624 0 0 UNDER ARMOUR INC CL C 904311206 29 1610 SH SOLE 1610 0 0 UNILEVER N V N Y SHS NEW 904784709 33 546 SH SOLE 546 0 0 UNION PACIFIC CORP COM 907818108 65 400 SH SOLE 400 0 0 UNITED PARCEL SERVICE INC CL B 911312106 871 7268 SH SOLE 7268 0 0 UNITED RENTALS INC COM 911363109 186 1491 SH SOLE 1491 0 0 UNITED STS BRENT OIL FD LP UNIT 91167q100 9 500 SH SOLE 500 0 0 UNITED TECHNOLOGIES CORP COM 913017109 232 1701 SH SOLE 1701 0 0 UNITEDHEALTH GROUP INC COM 91324p102 42 204 SH SOLE 204 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 63 423 SH SOLE 423 0 0 US BANCORP DEL COM NEW 902973304 431 7778 SH SOLE 7778 0 0 VANECK VECTORS ETF TR ISRAEL ETF 92189F635 186 5660 SH SOLE 5660 0 0 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 154 950 SH SOLE 950 0 0 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 69 598 SH SOLE 598 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 19 220 SH SOLE 220 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2 25 SH SOLE 25 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 36 431 SH SOLE 431 0 0 VANGUARD GROUP DIV APP ETF 921908844 1342 11232 SH SOLE 11232 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 31 184 SH SOLE 184 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 43 290 SH SOLE 290 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 260 2303 SH SOLE 2303 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 31 187 SH SOLE 187 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 4291 46033 SH SOLE 46033 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 10590 38846 SH SOLE 38846 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 18 147 SH SOLE 147 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 3 19 SH SOLE 19 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 18 100 SH SOLE 100 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 65 42900 SH Call SOLE 42900 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 83137 550610 SH SOLE 550610 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 25 220 SH SOLE 220 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 809 16203 SH SOLE 16203 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2394 59467 SH SOLE 59467 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 157 2950 SH SOLE 2950 0 0 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 60 1118 SH SOLE 1118 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206c870 2 25 SH SOLE 25 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2 30 SH SOLE 30 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206c730 1035 7603 SH SOLE 7603 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 6 49 SH SOLE 49 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 92206C623 35 250 SH SOLE 250 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206c664 512 4225 SH SOLE 4225 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206c649 6 60 SH SOLE 60 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 7 154 SH SOLE 154 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 10299 250693 SH SOLE 250693 0 0 VANGUARD WELLINGTON FD US MOMENTUM 921935508 177 2193 SH SOLE 2193 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 6113 68903 SH SOLE 68903 0 0 VANGUARD WHITEHALL FDS INC INTL DVD ETF 921946810 131 1964 SH SOLE 1964 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 1793 22986 SH SOLE 22986 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 13 61 SH SOLE 61 0 0 VERIZON COMMUNICATIONS INC COM 92343v104 200 3308 SH SOLE 3308 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 42 249 SH SOLE 249 0 0 VIACOM INC NEW CL B 92553P201 7 307 SH SOLE 307 0 0 VIAVI SOLUTIONS INC COM 925550105 1 56 SH SOLE 56 0 0 VISA INC COM CL A 92826C839 717 4160 SH SOLE 4160 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 9 432 SH SOLE 432 0 0 WABTEC CORP COM 929740108 19 264 SH SOLE 264 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 21 375 SH SOLE 375 0 0 WALMART INC COM 931142103 9 75 SH SOLE 75 0 0 WASTE MGMT INC DEL COM 94106L109 67 585 SH SOLE 585 0 0 WAYFAIR INC CL A 94419L101 146 1302 SH SOLE 1302 0 0 WELLS FARGO CO NEW COM 949746101 276 5446 SH SOLE 5446 0 0 WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 20 2407 SH SOLE 2407 0 0 WESTERN ASSET GLB HI INCOME COM 95766B109 3 321 SH SOLE 321 0 0 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 1 36 SH SOLE 36 0 0 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 17 696 SH SOLE 696 0 0 WEYERHAEUSER CO COM 962166104 88 3193 SH SOLE 3193 0 0 WILLIAMS COS INC DEL COM 969457100 15 604 SH SOLE 604 0 0 WPP PLC NEW ADR 92937A102 81 1290 SH SOLE 1290 0 0 XEROX HOLDINGS CORP COM NEW 98421M106 1 32 SH SOLE 32 0 0 XILINX INC COM 983919101 9 91 SH SOLE 91 0 0 XPO LOGISTICS INC COM 983793100 31 443 SH SOLE 443 0 0 XYLEM INC COM 98419m100 529 6643 SH SOLE 6643 0 0 YELP INC CL A 985817105 32 935 SH SOLE 935 0 0 YUM BRANDS INC COM 988498101 1 11 SH SOLE 11 0 0 YUM CHINA HLDGS INC COM 98850p109 4 98 SH SOLE 98 0 0 ZEDGE INC CL B 98923t104 0 234 SH SOLE 234 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 36 1200 SH SOLE 1200 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 43 320 SH SOLE 320 0 0 ZOETIS INC CL A 98978v103 89 728 SH SOLE 728 0 0 ZOGENIX INC COM NEW 98978L204 7 175 SH SOLE 175 0 0 ZYNERBA PHARMACEUTICALS INC COM 98986x109 8 1000 SH SOLE 1000 0 0