0001085146-18-001974.txt : 20180810 0001085146-18-001974.hdr.sgml : 20180810 20180810141214 ACCESSION NUMBER: 0001085146-18-001974 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180810 DATE AS OF CHANGE: 20180810 EFFECTIVENESS DATE: 20180810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATHSTONE FAMILY OFFICE, LLC CENTRAL INDEX KEY: 0001511137 IRS NUMBER: 271957427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14122 FILM NUMBER: 181008292 BUSINESS ADDRESS: STREET 1: 10 STERLING BLVD STREET 2: SUITE 402 CITY: ENGLEWOOD STATE: NJ ZIP: 07631 BUSINESS PHONE: 201-731-7112 MAIL ADDRESS: STREET 1: 10 STERLING BLVD STREET 2: SUITE 402 CITY: ENGLEWOOD STATE: NJ ZIP: 07631 FORMER COMPANY: FORMER CONFORMED NAME: Pathstone Family Office, LLC DATE OF NAME CHANGE: 20110126 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001511137 XXXXXXXX 06-30-2018 06-30-2018 false PATHSTONE FAMILY OFFICE, LLC

10 STERLING BLVD SUITE 402 ENGLEWOOD NJ 07631

13F COMBINATION REPORT 028-14122 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC 0001105467 028-05505 SAWGRASS ASSET MANAGEMENT LLC N Matthew Sher 201-731-7112 /s/ Matthew Sher Englewood NJ 08-10-2018 0 154 135771 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 39 200 SH SOLE 200 0 0 ABBOTT LABS COM 002824100 26 425 SH SOLE 425 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 10 63 SH SOLE 63 0 0 ADOBE SYS INC COM 00724F101 16 67 SH SOLE 67 0 0 AETNA INC NEW COM 00817Y108 1150 6266 SH SOLE 6266 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 24 389 SH SOLE 389 0 0 ALEXCO RESOURCE CORP COM 01535P106 0 280 SH SOLE 280 0 0 ALPHABET INC CAP STK CL A 02079k305 251 222 SH SOLE 222 0 0 ALPHABET INC CAP STK CL C 02079k107 199 178 SH SOLE 178 0 0 ALPS ETF TR ALERIAN MLP 00162q866 20 2000 SH SOLE 2000 0 0 AMAZON COM INC COM 023135106 440 259 SH SOLE 259 0 0 AMERICAN TOWER CORP NEW COM 03027X100 38 259 SH SOLE 259 0 0 AMERIPRISE FINL INC COM 03076C106 6 40 SH SOLE 40 0 0 AMERISOURCEBERGEN CORP COM 03073E105 6 68 SH SOLE 68 0 0 APPLE INC COM 037833100 1716 9258 SH SOLE 9258 0 0 ARK ETF TR INNOVATION ETF 00214q104 12 265 SH SOLE 265 0 0 ARK ETF TR WEB X.O ETF 00214q401 12 215 SH SOLE 215 0 0 ASTERIAS BIOTHERAPEUTICS INC COM SER A 04624n107 0 41 SH SOLE 41 0 0 AT&T INC COM 00206R102 13 413 SH SOLE 413 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 06738c778 18 757 SH SOLE 757 0 0 BECTON DICKINSON & CO COM 075887109 1986 8290 SH SOLE 8290 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 47665 169 SH SOLE 169 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 556 2981 SH SOLE 2981 0 0 BIOGEN INC COM 09062X103 136 467 SH SOLE 467 0 0 BLACKROCK INC COM 09247X101 52 104 SH SOLE 104 0 0 BOEING CO COM 097023105 671 2000 SH SOLE 2000 0 0 BOSTON SCIENTIFIC CORP COM 101137107 327 10000 SH SOLE 10000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 39 700 SH SOLE 700 0 0 BROWN FORMAN CORP CL B 115637209 582 11882 SH SOLE 11882 0 0 CHEVRON CORP NEW COM 166764100 38 300 SH SOLE 300 0 0 CHIMERIX INC COM 16934w106 8 1600 SH SOLE 1600 0 0 CHUBB LIMITED COM H1467J104 32 250 SH SOLE 250 0 0 CISCO SYS INC COM 17275r102 202 4700 SH SOLE 4700 0 0 COCA COLA CO COM 191216100 2 35 SH SOLE 35 0 0 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 52 917 SH SOLE 917 0 0 COLGATE PALMOLIVE CO COM 194162103 10 150 SH SOLE 150 0 0 COMCAST CORP NEW CL A 20030N101 28 855 SH SOLE 855 0 0 CONOCOPHILLIPS COM 20825c104 14 200 SH SOLE 200 0 0 COSTCO WHSL CORP NEW COM 22160K105 31 150 SH SOLE 150 0 0 DANAHER CORP DEL COM 235851102 6 63 SH SOLE 63 0 0 DIAMONDBACK ENERGY INC COM 25278X109 7 56 SH SOLE 56 0 0 DIREXION SHS ETF TR 20YR TRES BEAR 25459Y678 66 3446 SH SOLE 3446 0 0 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 44 1141 SH SOLE 1141 0 0 DISNEY WALT CO COM DISNEY 254687106 721 6872 SH SOLE 6872 0 0 ECOLAB INC COM 278865100 8 58 SH SOLE 58 0 0 ETF SER SOLUTIONS DEEP VALUE ETF 26922A701 78 2228 SH SOLE 2228 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 4 46 SH SOLE 46 0 0 EXXON MOBIL CORP COM 30231g102 489 5929 SH SOLE 5929 0 0 FACEBOOK INC CL A 30303M102 92 479 SH SOLE 479 0 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 1 81 SH SOLE 81 0 0 GENERAL ELECTRIC CO COM 369604103 63 4602 SH SOLE 4602 0 0 GERON CORP COM 374163103 3 1000 SH SOLE 1000 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 20 490 SH SOLE 490 0 0 GRAHAM HLDGS CO COM 384637104 3399 5954 SH SOLE 5954 0 0 GRAINGER W W INC COM 384802104 89 290 SH SOLE 290 0 0 HOME DEPOT INC COM 437076102 273 1402 SH SOLE 1402 0 0 HONEYWELL INTL INC COM 438516106 10 69 SH SOLE 69 0 0 INTEL CORP COM 458140100 165 3301 SH SOLE 3301 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 6 81 SH SOLE 81 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 155 1111 SH SOLE 1111 0 0 INVESCO LTD SHS g491bt108 46 175 SH SOLE 175 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 2 135 SH SOLE 135 0 0 ISHARES INC CORE MSCI EMKT 46434G103 10 187 SH SOLE 187 0 0 ISHARES INC MSCI JPN ETF NEW 46434g822 61 1047 SH SOLE 1047 0 0 ISHARES INC MSCI WORLD ETF 464286392 141 1611 SH SOLE 1611 0 0 ISHARES TR CORE HIGH DV ETF 46429b663 2932 47452 SH SOLE 47452 0 0 ISHARES TR CORE MSCI EAFE 46432F842 23 355 SH SOLE 355 0 0 ISHARES TR CORE S&P MCP ETF 464287507 371 1903 SH SOLE 1903 0 0 ISHARES TR CORE S&P500 ETF 464287200 25687 94067 SH SOLE 94067 0 0 ISHARES TR EAFE SML CP ETF 464288273 105 1670 SH SOLE 1670 0 0 ISHARES TR IBOXX HI YD ETF 464288513 3 39 SH SOLE 39 0 0 ISHARES TR MSCI EAFE ETF 464287465 552 8252 SH SOLE 8252 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 90 2086 SH SOLE 2086 0 0 ISHARES TR RUS 1000 ETF 464287622 3395 22339 SH SOLE 22339 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 260 1817 SH SOLE 1817 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 235 1770 SH SOLE 1770 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 12 56 SH SOLE 56 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 10 77 SH SOLE 77 0 0 ISHARES TR RUS MD CP GR ETF 464287481 146 1150 SH SOLE 1150 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 136 1538 SH SOLE 1538 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 31 194 SH SOLE 194 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 119 733 SH SOLE 733 0 0 ISHARES TR S&P SML 600 GWT 464287887 106 562 SH SOLE 562 0 0 ISHARES TR SP SMCP600VL ETF 464287879 96 589 SH SOLE 589 0 0 JOHNSON & JOHNSON COM 478160104 434 3578 SH SOLE 3578 0 0 JPMORGAN CHASE & CO COM 46625H100 552 5290 SH SOLE 5290 0 0 LAM RESEARCH CORP COM 512807108 35 200 SH SOLE 200 0 0 LOWES COS INC COM 548661107 7 73 SH SOLE 73 0 0 MASTERCARD INCORPORATED CL A 57636Q104 39 200 SH SOLE 200 0 0 MEDTRONIC PLC SHS G5960L103 8 93 SH SOLE 93 0 0 MERCK & CO INC COM 58933Y105 4072 67111 SH SOLE 67111 0 0 MICROBOT MED INC COM 59503A105 0 75 SH SOLE 75 0 0 MICROSOFT CORP COM 594918104 138 1400 SH SOLE 1400 0 0 MOLSON COORS BREWING CO CL B 60871R209 1 15 SH SOLE 15 0 0 MONDELEZ INTL INC CL A 609207105 5 123 SH SOLE 123 0 0 NETFLIX INC COM 64110l106 110 280 SH SOLE 280 0 0 NIKE INC CL B 654106103 28 350 SH SOLE 350 0 0 NORDSTROM INC COM 655664100 48 929 SH SOLE 929 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103h107 8 31 SH SOLE 31 0 0 PARKER HANNIFIN CORP COM 701094104 8 54 SH SOLE 54 0 0 PROCTER AND GAMBLE CO COM 742718109 32 417 SH SOLE 417 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347b201 9 237 SH SOLE 237 0 0 PRUDENTIAL FINL INC COM 744320102 30 326 SH SOLE 326 0 0 RED HAT INC COM 756577102 38 281 SH SOLE 281 0 0 ROCKWELL AUTOMATION INC COM 773903109 8 48 SH SOLE 48 0 0 SALESFORCE COM INC COM 79466L302 33 240 SH SOLE 240 0 0 SCHLUMBERGER LTD COM 806857108 8 126 SH SOLE 126 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369y860 350 10732 SH SOLE 10732 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1993 18241 SH SOLE 18241 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1159 22493 SH SOLE 22493 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1902 22794 SH SOLE 22794 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2016 75810 SH SOLE 75810 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1496 20889 SH SOLE 20889 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369y886 405 7792 SH SOLE 7792 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369y100 425 7317 SH SOLE 7317 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3682 52996 SH SOLE 52996 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 49 410 SH SOLE 410 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2407 5125 SH SOLE 5125 0 0 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 15 419 SH SOLE 419 0 0 SQUARE INC CL A 852234103 40 654 SH SOLE 654 0 0 STARBUCKS CORP COM 855244109 7 136 SH SOLE 136 0 0 TARGET CORP COM 87612e106 15 200 SH SOLE 200 0 0 TELEFONICA S A SPONSORED ADR 879382208 2 226 SH SOLE 226 0 0 TESLA INC COM 88160R101 86 250 SH SOLE 250 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 20 97 SH SOLE 97 0 0 TJX COS INC NEW COM 872540109 7 76 SH SOLE 76 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 155 2679 SH SOLE 2679 0 0 UNITED PARCEL SERVICE INC CL B 911312106 740 6968 SH SOLE 6968 0 0 UNITED TECHNOLOGIES CORP COM 913017109 86 690 SH SOLE 690 0 0 UNITEDHEALTH GROUP INC COM 91324p102 10 39 SH SOLE 39 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 14 183 SH SOLE 183 0 0 VANGUARD GROUP DIV APP ETF 921908844 110 1086 SH SOLE 1086 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 271 3321 SH SOLE 3321 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2610 10468 SH SOLE 10468 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 3 18 SH SOLE 18 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 10147 72247 SH SOLE 72247 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 138 3281 SH SOLE 3281 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 146 990 SH SOLE 990 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 598 4785 SH SOLE 4785 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 331 3145 SH SOLE 3145 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 92206C623 57 386 SH SOLE 386 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 325 2476 SH SOLE 2476 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206C649 114 1000 SH SOLE 1000 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 129 2369 SH SOLE 2369 0 0 VANGUARD WELLINGTON FD US MOMENTUM 921935508 178 2193 SH SOLE 2193 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 108 1305 SH SOLE 1305 0 0 VANGUARD WHITEHALL FDS INC INTL DVD ETF 921946810 127 1964 SH SOLE 1964 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 11 61 SH SOLE 61 0 0 VERIZON COMMUNICATIONS INC COM 92343v104 0 3 SH SOLE 3 0 0 VISA INC COM CL A 92826C839 22 164 SH SOLE 164 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 20 337 SH SOLE 337 0 0 WELLS FARGO CO NEW COM 949746101 41 743 SH SOLE 743 0 0 XYLEM INC COM 98419m100 838 12432 SH SOLE 12432 0 0 YELP INC CL A 985817105 20 500 SH SOLE 500 0 0