0001085146-17-002346.txt : 20171114 0001085146-17-002346.hdr.sgml : 20171114 20171113183501 ACCESSION NUMBER: 0001085146-17-002346 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171113 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATHSTONE FAMILY OFFICE, LLC CENTRAL INDEX KEY: 0001511137 IRS NUMBER: 271957427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14122 FILM NUMBER: 171197698 BUSINESS ADDRESS: STREET 1: 1 BRIDGE PLAZA N STREET 2: SUITE 550 CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 201-731-7112 MAIL ADDRESS: STREET 1: 1 BRIDGE PLAZA N STREET 2: SUITE 550 CITY: FORT LEE STATE: NJ ZIP: 07024 FORMER COMPANY: FORMER CONFORMED NAME: Pathstone Family Office, LLC DATE OF NAME CHANGE: 20110126 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001511137 XXXXXXXX 09-30-2017 09-30-2017 PATHSTONE FAMILY OFFICE, LLC
1 BRIDGE PLAZA N SUITE 550 FORT LEE NJ 07024
13F COMBINATION REPORT 028-14122 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC 0001105467 028-05505 SAWGRASS ASSET MANAGEMENT LLC N
Matthew Sher Director of Operations & CCO 201 731-7112 /s/ Matthew Sher Englewood NJ 11-13-2017 0 173 111007 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579y10172342SHSOLE 34200ABBOTT LABSCOM00282410023425SHSOLE 42500ADVANCED MICRO DEVICES INCCOM007903107121000SHSOLE 100000AGENUS INCCOM NEW00847G70502SHSOLE 200AGILENT TECHNOLOGIES INCCOM00846U10125389SHSOLE 38900AGNICO EAGLE MINES LTDCOM00847410823500SHSOLE 50000ALEXCO RESOURCE CORPCOM01535P1061103761299SHSOLE 76129900ALPHABET INCCAP STK CL A02079K305195200SHSOLE 20000ALPHABET INCCAP STK CL C02079k107196205SHSOLE 20500ALUMINUM CORP CHINA LTDSPON ADR H SHS022276109221000SHSOLE 100000AMAZON COM INCCOM023135106347361SHSOLE 36100AMERICAN TOWER CORP NEWCOM03027X10027200SHSOLE 20000AMETEK INC NEWCOM03110010010150SHSOLE 15000ANTERO MIDSTREAM PARTNERS LPUNT LTD PARTN03673l103662067SHSOLE 206700APPLE INCCOM037833100288618734SHSOLE 1873400AT&T INCCOM00206R10216413SHSOLE 41300BANK AMER CORPCOM06050510413500SHSOLE 50000BARCLAYS BK PLCDJUBS CMDT ETN3606738c77818757SHSOLE 75700BECTON DICKINSON & COCOM0758871097803980SHSOLE 398000BERKSHIRE HATHAWAY INC DELCL A08467010852842191SHSOLE 19100BERKSHIRE HATHAWAY INC DELCL B NEW08467070210825912SHSOLE 591200BIOGEN INCCOM09062X103120450SHSOLE 45000BLACKROCK INCCOM09247X1013885SHSOLE 8500BLACKROCK MUNIASSETS FD INCCOM09254J102654288SHSOLE 428800BOEING COCOM0970231055842300SHSOLE 230000BRIGHTHOUSE FINL INCCOM10922N103113SHSOLE 1300BRISTOL MYERS SQUIBB COCOM11012210845700SHSOLE 70000BROADCOM LTDSHSY098271091980SHSOLE 8000BROADWIND ENERGY INCCOM NEW11161T2070100SHSOLE 10000BROWN FORMAN CORPCL B1156372095169506SHSOLE 950600CATERPILLAR INC DELCOM14912310114110SHSOLE 11000CELGENE CORPCOM15102010435235SHSOLE 23500CERNER CORPCOM15678210416230SHSOLE 23000CHARTER COMMUNICATIONS INC NCL A16119P1082568SHSOLE 6800CHEVRON CORP NEWCOM16676410047404SHSOLE 40400CHIPOTLE MEXICAN GRILL INCCOM169656105620SHSOLE 2000CHROMADEX CORPCOM NEW171077407133000SHSOLE 300000CHUBB LIMITEDCOMH1467J10497681SHSOLE 68100CISCO SYS INCCOM17275R10285325344SHSOLE 2534400CITIGROUP INCCOM NEW172967424113SHSOLE 1300COCA COLA COCOM19121610020435SHSOLE 43500COCA COLA FEMSA S A B DE C VSPON ADR REP L19124110871917SHSOLE 91700COGINT INCCOM19241Q101357059SHSOLE 705900COMCAST CORP NEWCL A20030N101601556SHSOLE 155600COSTCO WHSL CORP NEWCOM22160K10525150SHSOLE 15000CROSS CTRY HEALTHCARE INCCOM2274831043200SHSOLE 20000CVS HEALTH CORPCOM1266501008100SHSOLE 10000CYPRESS SEMICONDUCTOR CORPCOM23280610911700SHSOLE 70000DANAHER CORP DELCOM2358511029100SHSOLE 10000DEXTERA SURGICAL INCCOM25236610925646SHSOLE 564600DIREXION SHS ETF TR20YR TRES BEAR25459Y678532746SHSOLE 274600DIREXION SHS ETF TRDLY ENRGY BULL3X25459W888521725SHSOLE 172500DISCOVER FINL SVCSCOM25470910811175SHSOLE 17500DISNEY WALT COCOM DISNEY2546871066776874SHSOLE 687400DOWDUPONT INCCOM26078J10030440SHSOLE 44000EATON VANCE NATL MUN OPPORTCOM SHS27829L105632776SHSOLE 277600ENERPLUS CORPCOM292766102101050SHSOLE 105000EOG RES INCCOM26875P10112120SHSOLE 12000EXXON MOBIL CORPCOM30231g1024936017SHSOLE 601700FACEBOOK INCCL A30303M10259348SHSOLE 34800FIRSTHAND TECH VALUE FD INCCOM33766Y100181SHSOLE 8100FORTIVE CORPCOM34959J108450SHSOLE 5000GENERAL ELECTRIC COCOM3696041031275260SHSOLE 526000GILEAD SCIENCES INCCOM37555810313161SHSOLE 16100GLAXOSMITHKLINE PLCSPONSORED ADR37733W10520490SHSOLE 49000GRAHAM HLDGS COCOM38463710433185954SHSOLE 595400GRAINGER W W INCCOM38480210452290SHSOLE 29000GREIF INCCL A39762410710171SHSOLE 17100HASBRO INCCOM41805610705SHSOLE 500HOME DEPOT INCCOM4370761022211350SHSOLE 135000IMPINJ INCCOM45320410912300SHSOLE 30000INTEL CORPCOM4581401001223200SHSOLE 320000INTERNATIONAL BUSINESS MACHSCOM4592001011691161SHSOLE 116100IOVANCE BIOTHERAPEUTICS INCCOM4622601003335SHSOLE 33500ISHARES INCMSCI WORLD ETF4642863921551841SHSOLE 184100ISHARES TRCORE HIGH DV ETF46429b663402846870SHSOLE 4687000ISHARES TRCORE S&P500 ETF4642872006342505SHSOLE 250500ISHARES TRINTRMD CR BD ETF46428863831280SHSOLE 28000ISHARES TRMSCI EAFE ETF46428746515230SHSOLE 23000ISHARES TRMSCI EMG MKT ETF4642872342866375SHSOLE 637500ISHARES TRMSCI USA ESG SLC46428880288844SHSOLE 84400ISHARES TRRUS 1000 ETF464287622227616274SHSOLE 1627400ISHARES TRRUS 1000 GRW ETF464287614123980SHSOLE 98000ISHARES TRRUSSELL 3000 ETF464287689261017486SHSOLE 1748600JOHNSON & JOHNSONCOM4781601044923789SHSOLE 378900JPMORGAN CHASE & COCOM46625H1001361430SHSOLE 143000KOSMOS ENERGY LTDSHSg5315b107405000SHSOLE 500000LAM RESEARCH CORPCOM51280710837200SHSOLE 20000LIBERTY ALL STAR EQUITY FDSH BEN INT53015810407SHSOLE 700MARRIOTT INTL INC NEWCL A5719032021101000SHSOLE 100000MASTERCARD INCORPORATEDCL A57636Q10428200SHSOLE 20000MCKESSON CORPCOM58155Q103640SHSOLE 4000MERCK & CO INCCOM58933Y105477974640SHSOLE 7464000METLIFE INCCOM59156r1088159SHSOLE 15900MICROBOT MED INCCOM59503A1050372SHSOLE 37200MICROSOFT CORPCOM5949181041041400SHSOLE 140000MOLSON COORS BREWING COCL B60871R209115SHSOLE 1500MONSANTO CO NEWCOM61166w10135295SHSOLE 29500MOODYS CORPCOM61536910541292SHSOLE 29200NETFLIX INCCOM64110l10687480SHSOLE 48000NEUROCRINE BIOSCIENCES INCCOM64125C10915250SHSOLE 25000NEUROTROPE INCCOM NEW64129t20715830646SHSOLE 3064600NEWPARK RES INCCOM PAR $.01NEW651718504202000SHSOLE 200000NEXTERA ENERGY INCCOM65339F1011495SHSOLE 9500NIKE INCCL B65410610318350SHSOLE 35000NORDSTROM INCCOM65566410044929SHSOLE 92900OASIS PETE INC NEWCOM67421510891000SHSOLE 100000ORACLE CORPCOM68389x10534701SHSOLE 70100OWENS CORNING NEWCOM6907421018101SHSOLE 10100PALO ALTO NETWORKS INCCOM6974351051285SHSOLE 8500PATTERSON UTI ENERGY INCCOM70348110110500SHSOLE 50000PERRIGO CO PLCSHSG97822103555SHSOLE 5500PFIZER INCCOM71708110329791SHSOLE 79100PHILLIPS 66COM71854610414154SHSOLE 15400POTASH CORP SASK INCCOM73755L107160SHSOLE 6000PRICELINE GRP INCCOM NEW7415034037038SHSOLE 3800PROCTER AND GAMBLE COCOM74271810938417SHSOLE 41700PROSHARES TRPSHS ULTSH 20YRS74347b2018237SHSOLE 23700QUINTILES IMS HOLDINGS INCCOM74876Y10114150SHSOLE 15000RAYTHEON COCOM NEW7551115071371SHSOLE 7100RED HAT INCCOM75657710222200SHSOLE 20000REX ENERGY CORPORATIONCOM NEW761565506145000SHSOLE 500000S&P GLOBAL INCCOM78409V10471454SHSOLE 45400SALESFORCE COM INCCOM79466L30222240SHSOLE 24000SCHLUMBERGER LTDCOM80685710834488SHSOLE 48800SEADRILL LIMITEDSHSG7945E10525000SHSOLE 500000SEATTLE GENETICS INCCOM81257810218330SHSOLE 33000SELECT SECTOR SPDR TRRL EST SEL SEC81369y86033910532SHSOLE 1053200SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407163518151SHSOLE 1815100SELECT SECTOR SPDR TRSBI CONS STPLS81369Y308120022231SHSOLE 2223100SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209185222654SHSOLE 2265400SELECT SECTOR SPDR TRSBI INT-FINL81369Y605194775291SHSOLE 7529100SELECT SECTOR SPDR TRSBI INT-INDS81369Y704147220735SHSOLE 2073500SELECT SECTOR SPDR TRSBI INT-UTILS81369y8864087680SHSOLE 768000SELECT SECTOR SPDR TRSBI MATERIALS81369y1004127262SHSOLE 726200SELECT SECTOR SPDR TRTECHNOLOGY81369Y803311452687SHSOLE 5268700SIGNATURE BK NEW YORK N YCOM82669G104860SHSOLE 6000SMITH A OCOM83186520912200SHSOLE 20000SOUTHERN COCOM8425871071593229SHSOLE 322900SPDR GOLD TRUSTGOLD SHS78463V10750410SHSOLE 41000SPDR S&P 500 ETF TRTR UNIT78462F1036742680SHSOLE 268000SPDR SERIES TRUSTS&P 500 GROWTH78464A40913104SHSOLE 10400SQUARE INCCL A8522341039327SHSOLE 32700STARBUCKS CORPCOM85524410911200SHSOLE 20000TE CONNECTIVITY LTDREG SHSH8498910410125SHSOLE 12500TELEFONICA S ASPONSORED ADR8793822082226SHSOLE 22600TESLA INCCOM88160R101153450SHSOLE 45000THERMO FISHER SCIENTIFIC INCCOM88355610250262SHSOLE 26200TJX COS INC NEWCOM8725401099125SHSOLE 12500TORONTO DOMINION BK ONTCOM NEW8911605091512679SHSOLE 267900TWITTER INCCOM90184L1029550SHSOLE 55000UNION PAC CORPCOM907818108865SHSOLE 6500UNITED PARCEL SERVICE INCCL B9113121069638017SHSOLE 801700UNITED TECHNOLOGIES CORPCOM91301710980694SHSOLE 69400US BANCORP DELCOM NEW90297330412220SHSOLE 22000VANGUARD INDEX FDSLARGE CAP ETF92290863715133SHSOLE 13300VANGUARD INDEX FDSS&P 500 ETF SHS9229083638573716SHSOLE 371600VANGUARD INDEX FDSSMALL CP ETF922908751318SHSOLE 1800VANGUARD INDEX FDSTOTAL STK MKT922908769879667913SHSOLE 6791300VANGUARD SCOTTSDALE FDSVNG RUS1000GRW92206C6801881463SHSOLE 146300VANGUARD SCOTTSDALE FDSVNG RUS1000IDX92206C7303322875SHSOLE 287500VANGUARD SCOTTSDALE FDSVNG RUS1000VAL92206C7144013861SHSOLE 386100VANGUARD SCOTTSDALE FDSVNG RUS2000GRW92206C62373560SHSOLE 56000VANGUARD SCOTTSDALE FDSVNG RUS2000IDX92206C6643743146SHSOLE 314600VANGUARD SCOTTSDALE FDSVNG RUS2000VAL92206C6491261168SHSOLE 116800VAREX IMAGING CORPCOM92214X10611330SHSOLE 33000VERIZON COMMUNICATIONS INCCOM92343v10419391SHSOLE 39100WALGREENS BOOTS ALLIANCE INCCOM93142710826337SHSOLE 33700WEATHERFORD INTL PLCORD SHSG4883310092000SHSOLE 200000WELLS FARGO CO NEWCOM949746101631151SHSOLE 115100WHITING PETE CORP NEWCOM966387102275000SHSOLE 500000WILLIAMS SONOMA INCCOM96990410117350SHSOLE 35000WPX ENERGY INCCOM98212B103121000SHSOLE 100000