0001085146-16-004215.txt : 20160809 0001085146-16-004215.hdr.sgml : 20160809 20160809144810 ACCESSION NUMBER: 0001085146-16-004215 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160809 DATE AS OF CHANGE: 20160809 EFFECTIVENESS DATE: 20160809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATHSTONE FAMILY OFFICE, LLC CENTRAL INDEX KEY: 0001511137 IRS NUMBER: 271957427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14122 FILM NUMBER: 161817423 BUSINESS ADDRESS: STREET 1: 1 BRIDGE PLAZA N STREET 2: SUITE 550 CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 201-731-7112 MAIL ADDRESS: STREET 1: 1 BRIDGE PLAZA N STREET 2: SUITE 550 CITY: FORT LEE STATE: NJ ZIP: 07024 FORMER COMPANY: FORMER CONFORMED NAME: Pathstone Family Office, LLC DATE OF NAME CHANGE: 20110126 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001511137 XXXXXXXX 06-30-2016 06-30-2016 PATHSTONE FAMILY OFFICE, LLC

1 BRIDGE PLAZA N SUITE 550 FORT LEE NJ 07024

13F COMBINATION REPORT 028-14122 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC 0001105467 028-05505 SAWGRASS ASSET MANAGEMENT LLC N Matthew Sher 201 731-7112 /s/ Matthew Sher Englewood NJ 08-05-2016 0 201 105174 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579y10137212SHSOLE 21200ABBOTT LABSCOM00282410017425SHSOLE 42500ABBVIE INCCOM00287Y10911184SHSOLE 18400ADVANCED MICRO DEVICES INCCOM00790310761000SHSOLE 100000AFLAC INCCOM00105510214200SHSOLE 20000AGENUS INCCOM NEW00847G70502SHSOLE 200AGILENT TECHNOLOGIES INCCOM00846U10117389SHSOLE 38900AGNICO EAGLE MINES LTDCOM00847410827500SHSOLE 50000ALEXCO RESOURCE CORPCOM01535P1061241761299SHSOLE 76129900ALPHABET INCCAP STK CL A02079k305151214SHSOLE 21400ALPHABET INCCAP STK CL C02079k107154222SHSOLE 22200ALPS ETF TRALERIAN MLP00162Q8667575SHSOLE 57500ALTRIA GROUP INCCOM02209s103685SHSOLE 8500ALUMINUM CORP CHINA LTDSPON ADR H SHS02227610981000SHSOLE 100000AMAZON COM INCCOM023135106105146SHSOLE 14600AMERICAN INTL GROUP INCCOM NEW026874784593SHSOLE 9300AMERICAN TOWER CORP NEWCOM03027X10023200SHSOLE 20000AMETEK INC NEWCOM0311001007150SHSOLE 15000ANTERO MIDSTREAM PARTNERS LPUNT LTD PARTN03673l103281000SHSOLE 100000APPLE INCCOM037833100217222704SHSOLE 2270400ARISTA NETWORKS INCCOM0404131067107SHSOLE 10700ASTERIAS BIOTHERAPEUTICS INCCOM SER A04624n107041SHSOLE 4100ASTRAZENECA PLCSPONSORED ADR0463531088250SHSOLE 25000AT&T INCCOM00206R10229686SHSOLE 68600BANK N S HALIFAXCOM0641491079180SHSOLE 18000BECTON DICKINSON & COCOM0758871094452621SHSOLE 262100BERKSHIRE HATHAWAY INC DELCL A08467010849470228SHSOLE 22800BERKSHIRE HATHAWAY INC DELCL B NEW0846707021307311972SHSOLE 1197200BIOGEN INCCOM09062X10388367SHSOLE 36700BLACKROCK INCCOM09247X10135102SHSOLE 10200BLACKROCK MUNIASSETS FD INCCOM09254J102674288SHSOLE 428800BOEING COCOM0970231052982293SHSOLE 229300BRISTOL MYERS SQUIBB COCOM11012210864867SHSOLE 86700BROADCOM LTDSHSY098271091280SHSOLE 8000BROADWIND ENERGY INCCOM NEW11161T2070100SHSOLE 10000BROWN FORMAN CORPCL B1156372094744753SHSOLE 475300CELGENE CORPCOM15102010418185SHSOLE 18500CERNER CORPCOM15678210413230SHSOLE 23000CHARTER COMMUNICATIONS INC NCL A16119P1081668SHSOLE 6800CHEVRON CORP NEWCOM16676410042402SHSOLE 40200CHIMERIX INCCOM16934w10661600SHSOLE 160000CHIPOTLE MEXICAN GRILL INCCOM169656105820SHSOLE 2000CHROMADEX CORPCOM NEW171077407123000SHSOLE 300000CHUBB LIMITEDCOMH1467J104101773SHSOLE 77300CISCO SYS INCCOM17275r1026210SHSOLE 21000CITIGROUP INCCOM NEW17296742412278SHSOLE 27800CITRIX SYS INCCOM177376100677SHSOLE 7700COCA COLA COCOM19121610025553SHSOLE 55300COCA COLA FEMSA S A B DE C VSPON ADR REP L191241108776917SHSOLE 91700COGNIZANT TECHNOLOGY SOLUTIOCL A19244610210176SHSOLE 17600COMCAST CORP NEWCL A20030N10150778SHSOLE 77800COMSCORE INCCOM20564W1052128885SHSOLE 888500COSTCO WHSL CORP NEWCOM22160K10524150SHSOLE 15000CREDIT SUISSE NASSAU BRHINVRS VIX STERM22542d79520800SHSOLE 80000CROSS CTRY HEALTHCARE INCCOM2274831043200SHSOLE 20000CSI COMPRESSCO LPCOM UNIT12637A10381000SHSOLE 100000CSX CORPCOM12640810313500SHSOLE 50000CVS HEALTH CORPCOM12665010021208SHSOLE 20800DANAHER CORP DELCOM23585110210100SHSOLE 10000DEXTERA SURGICAL INCCOM252366109105646SHSOLE 564600DIREXION SHS ETF TR20YR TRES BEAR25459Y678211246SHSOLE 124600DIREXION SHS ETF TRDLY ENRGY BULL3X25459W88817550SHSOLE 55000DISCOVER FINL SVCSCOM2547091089175SHSOLE 17500DISH NETWORK CORPCL A25470M10916310SHSOLE 31000DISNEY WALT COCOM DISNEY2546871066846992SHSOLE 699200DOW CHEM COCOM26054310318360SHSOLE 36000EATON VANCE NATL MUN OPPORTCOM SHS27829L105642776SHSOLE 277600ECOLAB INCCOM2788651001197SHSOLE 9700EMERSON ELEC COCOM29101110410200SHSOLE 20000ENCANA CORPCOM2925051044500SHSOLE 50000ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V100141000SHSOLE 100000ENERNOC INCCOM292764107193000SHSOLE 300000ENERPLUS CORPCOM29276610271050SHSOLE 105000ENSCO PLCSHS CLASS AG3157S10610010000SHCallSOLE 10000EOG RES INCCOM26875P10110120SHSOLE 12000ETSY INCCOM29786a106262685SHSOLE 268500EXPRESS SCRIPTS HLDG COCOM30219G1085407123SHSOLE 712300EXXON MOBIL CORPCOM30231g1025836216SHSOLE 621600FACEBOOK INCCL A30303M10283731SHSOLE 73100FEDEX CORPCOM31428x106640SHSOLE 4000FIRSTHAND TECH VALUE FD INCCOM33766Y100181SHSOLE 8100GENERAL DYNAMICS CORPCOM36955010814100SHSOLE 10000GENERAL ELECTRIC COCOM3696041031605119SHSOLE 511900GERON CORPCOM37416310331000SHSOLE 100000GILEAD SCIENCES INCCOM37555810340478SHSOLE 47800GLAXOSMITHKLINE PLCSPONSORED ADR37733W10521490SHSOLE 49000GOLAR LNG LTD BERMUDASHSG9456A10014932SHSOLE 93200GRAHAM HLDGS COCOM38463710427975713SHSOLE 571300GRAINGER W W INCCOM38480210466290SHSOLE 29000HALLIBURTON COCOM4062161019190SHSOLE 19000HALYARD HEALTH INCCOM40650V10010312SHSOLE 31200HASBRO INCCOM41805610705SHSOLE 500HERSHEY COCOM42786610813117SHSOLE 11700HOLLYFRONTIER CORPCOM4361061088315SHSOLE 31500HOME DEPOT INCCOM4370761021721350SHSOLE 135000HONEYWELL INTL INCCOM43851610612101SHSOLE 10100ILLINOIS TOOL WKS INCCOM45230810983800SHSOLE 80000INTEL CORPCOM458140100772399SHSOLE 239900INTELLIA THERAPEUTICS INCCOM45826j105391814SHSOLE 181400INTERNATIONAL BUSINESS MACHSCOM4592001011621068SHSOLE 106800INTUITCOM46120210312108SHSOLE 10800INVESCO LTDSHSg491bt1084183SHSOLE 18300ISHARESMSCI CDA ETF46428650918750SHSOLE 75000ISHARESMSCI WORLD ETF4642863921271841SHSOLE 184100ISHARES TRCORE S&P MCP ETF4642875071070SHSOLE 7000ISHARES TRCORE S&P500 ETF4642872004051931SHSOLE 193100ISHARES TRINTERM CR BD ETF46428863831280SHSOLE 28000ISHARES TRMSCI EAFE ETF464287465621134SHSOLE 113400ISHARES TRMSCI EMG MKT ETF4642872342226462SHSOLE 646200ISHARES TRRUS 1000 ETF4642876222802387SHSOLE 238700ISHARES TRRUS 2000 GRW ETF4642876486654850SHSOLE 485000ISHARES TRRUSSELL 2000 ETF46428765514120SHSOLE 12000ISHARES TRRUSSELL 3000 ETF464287689436135167SHSOLE 3516700JOHNSON & JOHNSONCOM4781601043983285SHSOLE 328500JPMORGAN CHASE & COALERIAN ML ETN46625H3653105SHSOLE 10500JPMORGAN CHASE & COCOM46625H100921487SHSOLE 148700KINDER MORGAN INC DELCOM49456B101191000SHSOLE 100000KITE PHARMA INCCOM49803L10921422SHSOLE 42200KRAFT HEINZ COCOM50075410627306SHSOLE 30600L BRANDS INCCOM5017971048115SHSOLE 11500LAM RESEARCH CORPCOM51280710817200SHSOLE 20000LYONDELLBASELL INDUSTRIES NSHS - A -N53745100566SHSOLE 6600MARRIOTT INTL INC NEWCL A571903202661000SHSOLE 100000MASTERCARD INCCL A57636Q10418200SHSOLE 20000MCDONALDS CORPCOM5801351011188SHSOLE 8800MCKESSON CORPCOM58155Q103740SHSOLE 4000MEDTRONIC PLCSHSG5960L10311137SHSOLE 13700MERCK & CO INCCOM58933Y1056209107766SHSOLE 10776600METLIFE INCCOM59156R1086140SHSOLE 14000MICROCHIP TECHNOLOGY INCCOM5950171046119SHSOLE 11900MICROSOFT CORPCOM594918104350SHSOLE 5000MOLSON COORS BREWING COCL B60871R209115SHSOLE 1500MONDELEZ INTL INCCL A60920710521456SHSOLE 45600MONSANTO CO NEWCOM61166w10131295SHSOLE 29500MOODYS CORPCOM61536910527292SHSOLE 29200NETFLIX INCCOM64110l10655600SHSOLE 60000NEWPARK RES INCCOM PAR $.01NEW651718504122000SHSOLE 200000NEXTERA ENERGY INCCOM65339F10124188SHSOLE 18800NIKE INCCL B65410610329528SHSOLE 52800NIMBLE STORAGE INCCOM65440r1011104SHSOLE 10400NOVO-NORDISK A SADR67010020527500SHSOLE 50000ON ASSIGNMENT INCCOM68215910812494338127SHSOLE 33812700ORACLE CORPCOM68389x105691674SHSOLE 167400PALO ALTO NETWORKS INCCOM6974351051085SHSOLE 8500PATTERSON UTI ENERGY INCCOM70348110111500SHSOLE 50000PEPSICO INCCOM71344810811104SHSOLE 10400PERRIGO CO PLCSHSG97822103555SHSOLE 5500PFIZER INCCOM7170811031012896SHSOLE 289600PHILLIPS 66COM71854610412151SHSOLE 15100POTASH CORP SASK INCCOM73755L107160SHSOLE 6000PRICELINE GRP INCCOM NEW7415034034738SHSOLE 3800PROCTER & GAMBLE COCOM7427181092042417SHSOLE 241700PROSHARES TRPSHS ULTSH 20YRS74347b2018237SHSOLE 23700PRUDENTIAL FINL INCCOM744320102677SHSOLE 7700QUALCOMM INCCOM7475251036110SHSOLE 11000QUINTILES TRANSNATIO HLDGS ICOM74876Y10110150SHSOLE 15000RED HAT INCCOM75657710215200SHSOLE 20000ROYAL DUTCH SHELL PLCSPONS ADR A7802592066110SHSOLE 11000S&P GLOBAL INCCOM78409V10449454SHSOLE 45400SALESFORCE COM INCCOM79466l30233421SHSOLE 42100SCHLUMBERGER LTDCOM80685710850637SHSOLE 63700SEADRILL LIMITEDSHSG7945E105165000SHSOLE 500000SEANERGY MARITIME HLDGS CORPSHS NEWY737601371666SHSOLE 66600SEATTLE GENETICS INCCOM81257810213330SHSOLE 33000SIGNATURE BK NEW YORK N YCOM82669G104760SHSOLE 6000SOUTHCROSS ENERGY PARTNERS LCOM UNIT LTDPT84130c1001500SHSOLE 50000SOUTHERN COCOM8425871071843441SHSOLE 344100SPDR GOLD TRUSTGOLD SHS78463V10781638SHSOLE 63800SPDR S&P 500 ETF TRTR UNIT78462F1032821345SHSOLE 134500SPDR SERIES TRUSTS&P 500 GROWTH78464A40910102SHSOLE 10200SPIRIT AEROSYSTEMS HLDGS INCCOM CL A8485741093187400SHSOLE 740000STARBUCKS CORPCOM85524410916289SHSOLE 28900STRYKER CORPCOM86366710113103SHSOLE 10300SUNRUN INCCOM86771w1053433SHSOLE 43300SUNTRUST BKS INCCOM86791410313303SHSOLE 30300SUPERIOR ENERGY SVCS INCCOM8681571089500SHSOLE 50000TARGET CORPCOM87612E106801150SHSOLE 115000TATA MTRS LTDSPONSORED ADR87656850225717SHSOLE 71700TELEFONICA S ASPONSORED ADR8793822082218SHSOLE 21800TESLA MTRS INCCOM88160R10155259SHSOLE 25900THERMO FISHER SCIENTIFIC INCCOM88355610245301SHSOLE 30100TJX COS INC NEWCOM87254010910125SHSOLE 12500TORONTO DOMINION BK ONTCOM NEW8911605091272973SHSOLE 297300TOTAL S ASPONSORED ADR89151E10911225SHSOLE 22500TUMI HLDGS INCCOM89969q1045200SHSOLE 20000TWITTER INCCOM90184L1029575SHSOLE 57500UNION PAC CORPCOM90781810812135SHSOLE 13500UNITED PARCEL SERVICE INCCL B91131210610509747SHSOLE 974700UNITED RENTALS INCCOM9113631092593866SHSOLE 386600UNITED TECHNOLOGIES CORPCOM91301710919188SHSOLE 18800US BANCORP DELCOM NEW9029733049220SHSOLE 22000VANGUARD INDEX FDSLARGE CAP ETF92290863712130SHSOLE 13000VANGUARD INDEX FDSTOTAL STK MKT92290876932299SHSOLE 29900VANGUARD SCOTTSDALE FDSVNG RUS2000IDX92206C6643353651SHSOLE 365100VERIZON COMMUNICATIONS INCCOM92343v10438685SHSOLE 68500VERTEX PHARMACEUTICALS INCCOM92532F100557SHSOLE 5700WAL-MART STORES INCCOM93114210311156SHSOLE 15600WASTE MGMT INC DELCOM94106L10927396SHSOLE 39600WEATHERFORD INTL PLCORD SHSG48833100112000SHSOLE 200000WELLS FARGO & CO NEWCOM94974610115317SHSOLE 31700WPX ENERGY INCCOM98212B10391000SHSOLE 100000