0001085146-16-003699.txt : 20160512 0001085146-16-003699.hdr.sgml : 20160512 20160512135228 ACCESSION NUMBER: 0001085146-16-003699 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160512 DATE AS OF CHANGE: 20160512 EFFECTIVENESS DATE: 20160512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATHSTONE FAMILY OFFICE, LLC CENTRAL INDEX KEY: 0001511137 IRS NUMBER: 271957427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14122 FILM NUMBER: 161642934 BUSINESS ADDRESS: STREET 1: 1 BRIDGE PLAZA N STREET 2: SUITE 550 CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 201-731-7112 MAIL ADDRESS: STREET 1: 1 BRIDGE PLAZA N STREET 2: SUITE 550 CITY: FORT LEE STATE: NJ ZIP: 07024 FORMER COMPANY: FORMER CONFORMED NAME: Pathstone Family Office, LLC DATE OF NAME CHANGE: 20110126 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001511137 XXXXXXXX 03-31-2016 03-31-2016 PATHSTONE FAMILY OFFICE, LLC
1 BRIDGE PLAZA N SUITE 550 FORT LEE NJ 07024
13F COMBINATION REPORT 028-14122 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC 0001105467 028-05505 SAWGRASS ASSET MANAGEMENT LLC N
Matthew Sher Director of Operations & CCO 201 731-7112 /s/ Matthew Sher Englewood NJ 05-10-2016 0 180 49344 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579y10136212SHSOLE 21200ABBVIE INCCOM00287Y10910184SHSOLE 18400ADEPTUS HEALTH INCCL A006855100350SHSOLE 5000ADVANCED MICRO DEVICES INCCOM00790310721000SHSOLE 100000AGENUS INCCOM NEW00847G70502SHSOLE 200ALEXCO RESOURCE CORPCOM01535P106735761299SHSOLE 76129900ALPHABET INCCAP STK CL A02079k305164214SHSOLE 21400ALPHABET INCCAP STK CL C02079k107154207SHSOLE 20700ALTRIA GROUP INCCOM02209s103585SHSOLE 8500ALUMINUM CORP CHINA LTDSPON ADR H SHS02227610981000SHSOLE 100000AMAZON COM INCCOM0231351064576SHSOLE 7600AMERICAN INTL GROUP INCCOM NEW026874784593SHSOLE 9300ANTERO MIDSTREAM PARTNERS LPUNT LTD PARTN03673l103221000SHSOLE 100000APPLE INCCOM037833100252123138SHSOLE 2313800ARISTA NETWORKS INCCOM0404131067107SHSOLE 10700ASTERIAS BIOTHERAPEUTICS INCCOM SER A04624n107041SHSOLE 4100AT&T INCCOM00206R10227686SHSOLE 68600ATLAS RESOURCE PARTNERS LPCOM UNT LTD PR04941A101091SHSOLE 9100BARCLAYS BK PLCDJUBS CMDT ETN3606738c77818815SHSOLE 81500BECTON DICKINSON & COCOM0758871093962611SHSOLE 261100BERKSHIRE HATHAWAY INC DELCL A084670108119525600SHSOLE 560000BERKSHIRE HATHAWAY INC DELCL B NEW0846707029046372SHSOLE 637200BIOGEN INCCOM09062X10395367SHSOLE 36700BLACKROCK INCCOM09247x101617SHSOLE 1700BLACKROCK MUNIASSETS FD INCCOM09254J102644288SHSOLE 428800BOEING COCOM0970231052912291SHSOLE 229100BRISTOL MYERS SQUIBB COCOM11012210811167SHSOLE 16700BROADWIND ENERGY INCCOM NEW11161T2070100SHSOLE 10000BROWN FORMAN CORPCL B1156372094684753SHSOLE 475300CARDICA INCCOM NEW14141R309205646SHSOLE 564600CELGENE CORPCOM151020104550SHSOLE 5000CHEVRON CORP NEWCOM16676410010101SHSOLE 10100CHIMERIX INCCOM16934w10681600SHSOLE 160000CHUBB LIMITEDCOMH1467J10462523SHSOLE 52300CISCO SYS INCCOM17275r10268624112SHSOLE 2411200CITIGROUP INCCOM NEW17296742412278SHSOLE 27800CITRIX SYS INCCOM177376100677SHSOLE 7700COCA COLA COCOM1912161008187SHSOLE 18700COCA COLA FEMSA S A B DE C VSPON ADR REP L19124110876917SHSOLE 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HLDG COCOM30219G10824350SHSOLE 35000EXXON MOBIL CORPCOM30231g1025176194SHSOLE 619400FACEBOOK INCCL A30303M10272631SHSOLE 63100FEDEX CORPCOM31428x106740SHSOLE 4000FIRSTHAND TECH VALUE FD INCCOM33766Y100181SHSOLE 8100GENERAL ELECTRIC COCOM3696041031625119SHSOLE 511900GENERAL MTRS COCOM37045v1006204SHSOLE 20400GERON CORPCOM37416310331000SHSOLE 100000GILEAD SCIENCES INCCOM375558103387600SHPutSOLE 60000GILEAD SCIENCES INCCOM375558103558060740SHSOLE 6074000GLAXOSMITHKLINE PLCSPONSORED ADR37733W10520490SHSOLE 49000GOLAR LNG LTD BERMUDASHSG9456A10011602SHSOLE 60200GRAINGER W W INCCOM38480210468290SHSOLE 29000HALLIBURTON COCOM4062161017190SHSOLE 19000HASBRO INCCOM41805610705SHSOLE 500HERSHEY COCOM42786610811117SHSOLE 11700HOLLYFRONTIER CORPCOM43610610811315SHSOLE 31500HOME DEPOT INCCOM43707610221350SHSOLE 135000HONEYWELL INTL INCCOM43851610611101SHSOLE 10100INTEL CORPCOM458140100662048SHSOLE 204800INTERNATIONAL BUSINESS MACHSCOM459200101132868SHSOLE 86800INTUITCOM46120210311108SHSOLE 10800INVESCO LTDSHSg491bt1086183SHSOLE 18300ISHARESMSCI CDA ETF46428650922908SHSOLE 90800ISHARESMSCI JAPAN ETF464286848464022SHSOLE 402200ISHARESMSCI WORLD ETF4642863921271841SHSOLE 184100ISHARES INCCORE MSCI EMKT46434G103651573SHSOLE 157300ISHARES SILVER TRUSTISHARES46428Q109161071SHSOLE 107100ISHARES TRCORE S&P MCP ETF4642875071070SHSOLE 7000ISHARES TRCORE S&P500 ETF4642872005592710SHSOLE 271000ISHARES TRMSCI EAFE ETF46428746565011389SHSOLE 1138900ISHARES TRMSCI EMG MKT ETF4642872342206433SHSOLE 643300ISHARES TRRUS 1000 ETF4642876228377342SHSOLE 734200ISHARES TRRUS 1000 GRW ETF46428761498980SHSOLE 98000ISHARES TRRUSSELL 2000 ETF46428765513120SHSOLE 12000ISHARES TRRUSSELL 3000 ETF464287689223518491SHSOLE 1849100JOHNSON & JOHNSONCOM4781601043553285SHSOLE 328500JONES LANG LASALLE INCCOM48020Q10712100SHSOLE 10000JPMORGAN CHASE & COALERIAN ML ETN46625H3653105SHSOLE 10500JPMORGAN CHASE & COCOM46625H100771287SHSOLE 128700KINDER MORGAN INC DELCOM49456B101181000SHSOLE 100000KITE PHARMA INCCOM49803L10915322SHSOLE 32200KRAFT HEINZ COCOM50075410610130SHSOLE 13000L BRANDS INCCOM50179710410115SHSOLE 11500LIBERTY ALL STAR EQUITY FDSH BEN INT530158104023SHSOLE 2300LINNCO LLCCOM SHS LTD INT53578210602000SHSOLE 200000LYONDELLBASELL INDUSTRIES NSHS - A -N53745100666SHSOLE 6600MARRIOTT INTL INC NEWCL A571903202711000SHSOLE 100000MCDONALDS CORPCOM5801351011188SHSOLE 8800MCGRAW HILL FINL INCCOM58064510945454SHSOLE 45400MEDTRONIC PLCSHSG5960L10322287SHSOLE 28700MERCK & CO INC NEWCOM58933Y10575514270SHSOLE 1427000METLIFE INCCOM59156r108118SHSOLE 1800MICROCHIP TECHNOLOGY INCCOM5950171046119SHSOLE 11900MOLSON COORS BREWING COCL B60871R209329SHSOLE 2900MONDELEZ INTL INCCL A60920710510256SHSOLE 25600MONSANTO CO NEWCOM61166w10126295SHSOLE 29500MOODYS CORPCOM61536910528292SHSOLE 29200NETFLIX INCCOM64110l10649480SHSOLE 48000NEWPARK RES INCCOM PAR $.01NEW65171850492000SHSOLE 200000NEXTERA ENERGY INCCOM65339F1011193SHSOLE 9300NIKE INCCL B65410610311178SHSOLE 17800NIMBLE STORAGE 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TRSBI INT-INDS81369Y704012SHPutSOLE 1200SOUTHCROSS ENERGY PARTNERS LCOM UNIT LTDPT84130c1001500SHSOLE 50000SOUTHERN COCOM8425871071783441SHSOLE 344100SPDR GOLD TRUSTGOLD SHS78463V10775638SHSOLE 63800SPDR S&P 500 ETF TRTR UNIT78462F10315SHPutSOLE 500SPDR SERIES TRUSTS&P 500 GROWTH78464A40910101SHSOLE 10100SPIRIT AEROSYSTEMS HLDGS INCCOM CL A8485741093367400SHSOLE 740000STARBUCKS CORPCOM855244109589SHSOLE 8900STRYKER CORPCOM86366710111103SHSOLE 10300SUNTRUST BKS INCCOM86791410311303SHSOLE 30300SUPERIOR ENERGY SVCS INCCOM8681571087500SHSOLE 50000TATA MTRS LTDSPONSORED ADR87656850221717SHSOLE 71700TEEKAY TANKERS LTDCL AY8565N102154082SHSOLE 408200TELEFONICA S ASPONSORED ADR8793822082218SHSOLE 21800TESLA MTRS INCCOM88160R10159259SHSOLE 25900THERMO FISHER SCIENTIFIC INCCOM88355610254376SHSOLE 37600TIME WARNER CABLE INCCOM88732J20729141SHSOLE 14100TORONTO DOMINION BK ONTCOM NEW8911605091292973SHSOLE 297300TRAVELERS COMPANIES INCCOM89417E10948415SHSOLE 41500TUMI HLDGS INCCOM89969q1045200SHSOLE 20000TWENTY FIRST CENTY FOX INCCL A90130a101321134SHSOLE 113400TWITTER INCCOM90184L1028475SHSOLE 47500TWITTER INCCOM90184L10215SHCallSOLE 500UNION PAC CORPCOM907818108570SHSOLE 7000UNITED PARCEL SERVICE INCCL B91131210610289747SHSOLE 974700UNITED RENTALS INCCOM9113631092403866SHSOLE 386600UNITED TECHNOLOGIES CORPCOM91301710912118SHSOLE 11800UNITEDHEALTH GROUP INCCOM91324p10275583SHSOLE 58300VANGUARD INDEX FDSLARGE CAP ETF92290863712129SHSOLE 12900VANGUARD INDEX FDSS&P 500 ETF SHS9229083632191163SHSOLE 116300VANGUARD INDEX FDSTOTAL STK MKT92290876931299SHSOLE 29900VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF92204271862668SHSOLE 66800VANGUARD SPECIALIZED PORTFOLDIV APP ETF92190884430365SHSOLE 36500VERIZON COMMUNICATIONS INCCOM92343v10436681SHSOLE 68100VERTEX PHARMACEUTICALS INCCOM92532F100457SHSOLE 5700WAL-MART STORES INCCOM93114210311156SHSOLE 15600WASTE MGMT INC DELCOM94106L109596SHSOLE 9600WELLS FARGO & CO NEWCOM94974610115317SHSOLE 31700WPX ENERGY INCCOM98212B10371000SHSOLE 100000