0001085146-14-002169.txt : 20141112
0001085146-14-002169.hdr.sgml : 20141111
20141110204226
ACCESSION NUMBER: 0001085146-14-002169
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141112
DATE AS OF CHANGE: 20141110
EFFECTIVENESS DATE: 20141112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PATHSTONE FAMILY OFFICE, LLC
CENTRAL INDEX KEY: 0001511137
IRS NUMBER: 271957427
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14122
FILM NUMBER: 141210489
BUSINESS ADDRESS:
STREET 1: 1 BRIDGE PLAZA N
STREET 2: SUITE 550
CITY: FORT LEE
STATE: NJ
ZIP: 07024
BUSINESS PHONE: 201-731-7112
MAIL ADDRESS:
STREET 1: 1 BRIDGE PLAZA N
STREET 2: SUITE 550
CITY: FORT LEE
STATE: NJ
ZIP: 07024
FORMER COMPANY:
FORMER CONFORMED NAME: Pathstone Family Office, LLC
DATE OF NAME CHANGE: 20110126
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001511137
XXXXXXXX
09-30-2014
09-30-2014
false
PATHSTONE FAMILY OFFICE, LLC
1 BRIDGE PLAZA N
SUITE 550
FORT LEE
NJ
07024
13F COMBINATION REPORT
028-14122
0000932859
028-04558
PARAMETRIC PORTFOLIO ASSOCIATES LLC
0001105467
028-05505
SAWGRASS ASSET MANAGEMENT LLC
N
Matthew Sher
Director of Operations & CCO
201-731-7112
/s/ Matthew Sher
Englewood
NJ
11-06-2014
0
123
40965
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ABRAXAS PETE CORP
COM
003830106
11
2000
SH
SOLE
2000
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
4
1000
SH
SOLE
1000
0
0
AIR PRODS & CHEMS INC
COM
009158106
21
163
SH
SOLE
163
0
0
ALEXCO RESOURCE CORP
COM
01535P106
510
761299
SH
SOLE
761299
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
4
83
SH
SOLE
83
0
0
ALLERGAN INC
COM
018490102
18
100
SH
SOLE
100
0
0
ALUMINUM CORP CHINA LTD
SPON ADR H SHS
022276109
10
1000
SH
SOLE
1000
0
0
AMAZON COM INC
COM
023135106
52
162
SH
SOLE
162
0
0
AMBEV SA
SPONSORED ADR
02319V103
13
2000
SH
SOLE
2000
0
0
ANADARKO PETE CORP
COM
032511107
11
105
SH
SOLE
105
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
9
80
SH
SOLE
80
0
0
APPLE INC
COM
037833100
1974
19588
SH
SOLE
19588
0
0
APPLE INC
COM
037833100
101
100
SH
Call
SOLE
100
0
0
ASSURED GUARANTY LTD
COM
G0585R106
11
502
SH
SOLE
502
0
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
2
25
SH
SOLE
25
0
0
AVENUE INCOME CR STRATEGIES
COM
05358e106
56
3314
SH
SOLE
3314
0
0
BANCO SANTANDER SA
ADR
05964H105
30
3200
SH
SOLE
3200
0
0
BARCLAYS BK PLC
DJUBS CMDT ETN36
06738c778
28
815
SH
SOLE
815
0
0
BAZAARVOICE INC
COM
073271108
9
1250
SH
SOLE
1250
0
0
BECTON DICKINSON & CO
COM
075887109
2
14
SH
SOLE
14
0
0
BLACKHAWK NETWORK HLDGS INC
CL B
09238e203
3
92
SH
SOLE
92
0
0
BLACKROCK MUNIASSETS FD INC
COM
09254J102
56
4288
SH
SOLE
4288
0
0
BOEING CO
COM
097023105
289
2268
SH
SOLE
2268
0
0
BPZ RESOURCES INC
COM
055639108
1
500
SH
SOLE
500
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
1
100
SH
SOLE
100
0
0
CAMERON INTERNATIONAL CORP
COM
13342b105
66
1000
SH
SOLE
1000
0
0
CARDICA INC
COM
14141r101
60
56465
SH
SOLE
56465
0
0
CHINA GERUI ADV MAT GR LTD
SHS
G21101103
1
2000
SH
SOLE
2000
0
0
CISCO SYS INC
COM
17275R102
654
26000
SH
Put
SOLE
26000
0
0
CISCO SYS INC
COM
17275r102
654
26000
SH
SOLE
26000
0
0
CLIFFS NAT RES INC
COM
18683K101
10
997
SH
SOLE
997
0
0
COMCAST CORP NEW
CL A SPL
20030N200
74
1378
SH
SOLE
1378
0
0
CONTINENTAL RESOURCES INC
COM
212015101
11
170
SH
SOLE
170
0
0
COPA HOLDINGS SA
CL A
P31076105
10729
100
SH
Call
SOLE
100
0
0
CROSS CTRY HEALTHCARE INC
COM
227483104
2
200
SH
SOLE
200
0
0
CVS HEALTH CORP
COM
126650100
32
406
SH
SOLE
406
0
0
DARDEN RESTAURANTS INC
COM
237194105
20
380
SH
SOLE
380
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
4
100
SH
SOLE
100
0
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
76
2026
SH
SOLE
2026
0
0
DOVER CORP
COM
260003108
65
806
SH
SOLE
806
0
0
EATON VANCE NATL MUN OPPORT
COM SHS
27829L105
55
2776
SH
SOLE
2776
0
0
ECOPETROL S A
SPONSORED ADS
279158109
31
1000
SH
SOLE
1000
0
0
ELBIT SYS LTD
ORD
M3760D101
1
16
SH
SOLE
16
0
0
EMERSON ELEC CO
COM
291011104
28
440
SH
SOLE
440
0
0
ENTEROMEDICS INC
COM NEW
29365M208
3
2600
SH
SOLE
2600
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
81
2000
SH
SOLE
2000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
88
1238
SH
SOLE
1238
0
0
EXXON MOBIL CORP
COM
30231g102
10
103
SH
SOLE
103
0
0
FACEBOOK INC
CL A
30303M102
12
145
SH
SOLE
145
0
0
FAMILY DLR STORES INC
COM
307000109
22
286
SH
SOLE
286
0
0
FISERV INC
COM
337738108
79
1223
SH
SOLE
1223
0
0
GILEAD SCIENCES INC
COM
375558103
6323
59400
SH
Put
SOLE
57400
0
0
GILEAD SCIENCES INC
COM
375558103
6334
59500
SH
SOLE
59500
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
7
160
SH
SOLE
160
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
18
273
SH
SOLE
273
0
0
GOOGLE INC
CL A
38259p508
45
76
SH
SOLE
76
0
0
GOOGLE INC
CL C
38259P706
44
76
SH
SOLE
76
0
0
GOPRO INC
CL A
38268T103
2
26
SH
SOLE
26
0
0
HALLIBURTON CO
COM
406216101
12
190
SH
SOLE
190
0
0
HASBRO INC
COM
418056107
0
5
SH
SOLE
5
0
0
HI-CRUSH PARTNERS LP
COM UNIT LTD
428337109
10
200
SH
SOLE
200
0
0
INTEL CORP
COM
458140100
3
100
SH
SOLE
100
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
24
124
SH
SOLE
124
0
0
ISHARES TR
CORE S&P500 ETF
464287200
1115
5617
SH
SOLE
5617
0
0
ISHARES TR
MSCI EAFE ETF
464287465
590
9227
SH
SOLE
9227
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
10
250
SH
SOLE
250
0
0
ISHARES TR
RUS 1000 ETF
464287622
907
8256
SH
SOLE
8256
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
90
980
SH
SOLE
980
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
8
50
SH
SOLE
50
0
0
JOHNSON & JOHNSON
COM
478160104
69
644
SH
SOLE
644
0
0
JUNIPER NETWORKS INC
COM
48203R104
19
850
SH
SOLE
850
0
0
LEGG MASON INC
COM
524901105
15
288
SH
SOLE
288
0
0
LENNAR CORP
CL A
526057104
20
518
SH
SOLE
518
0
0
LUXOTTICA GROUP S P A
SPONSORED ADR
55068R202
1
20
SH
SOLE
20
0
0
MARRIOTT INTL INC NEW
CL A
571903202
70
1000
SH
SOLE
1000
0
0
MCGRAW HILL FINL INC
COM
580645109
38
454
SH
SOLE
454
0
0
MEADWESTVACO CORP
COM
583334107
16
395
SH
SOLE
395
0
0
MONSANTO CO NEW
COM
61166w101
66
590
SH
SOLE
590
0
0
MV OIL TR
TR UNITS
553859109
26
1000
SH
SOLE
1000
0
0
NABORS INDUSTRIES LTD
SHS
g6359f103
14
605
SH
SOLE
605
0
0
NQ MOBILE INC
ADR REPSTG CL A
64118u108
2
300
SH
SOLE
300
0
0
ON ASSIGNMENT INC
COM
682159108
7837
291874
SH
SOLE
291874
0
0
ORACLE CORP
COM
68389x105
90
2339
SH
SOLE
2339
0
0
OWENS ILL INC
COM NEW
690768403
14
519
SH
SOLE
519
0
0
PENNEY J C INC
COM
708160106
25
2493
SH
SOLE
2493
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
22
1557
SH
SOLE
1557
0
0
PFIZER INC
COM
717081103
4
130
SH
SOLE
130
0
0
POWERSHARES GLOBAL ETF TRUST
EMER MRKT PORT
73936T763
19
927
SH
SOLE
927
0
0
PRESTIGE BRANDS HLDGS INC
COM
74112d101
75
2318
SH
SOLE
2318
0
0
QEP RES INC
COM
74733V100
18
572
SH
SOLE
572
0
0
QLIK TECHNOLOGIES INC
COM
74733t105
11
400
SH
SOLE
400
0
0
QUALCOMM INC
COM
747525103
61
822
SH
SOLE
822
0
0
REED ELSEVIER P L C
SPONS ADR NEW
758205207
9
145
SH
SOLE
145
0
0
REGIONS FINL CORP NEW
COM
7591ep100
211
20967
SH
SOLE
20967
0
0
RITE AID CORP
COM
767754104
24
5000
SH
SOLE
5000
0
0
SAFEWAY INC
COM NEW
786514208
19
560
SH
SOLE
560
0
0
SEANERGY MARITIME HLDGS CORP
SHS
Y73760129
6
3332
SH
SOLE
3332
0
0
SEVENTY SEVEN ENERGY INC
COM
818097107
1
43
SH
SOLE
43
0
0
SILVER BULL RES INC
COM
827458100
61
277000
SH
SOLE
277000
0
0
SOLAR SR CAP LTD
COM
83416m105
48
3141
SH
SOLE
3141
0
0
SONDE RES CORP
COM NEW
835426206
0
2700
SH
SOLE
2700
0
0
SOUFUN HLDGS LTD
ADR
836034108
8
850
SH
SOLE
850
0
0
SOUTHERN CO
COM
842587107
17
400
SH
SOLE
400
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
17
150
SH
SOLE
150
0
0
SPDR SERIES TRUST
S&P 500 GROWTH
78464A409
9
100
SH
SOLE
100
0
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
24
632
SH
SOLE
632
0
0
TABLEAU SOFTWARE INC
CL A
87336u105
14
191
SH
SOLE
191
0
0
TEXAS INSTRS INC
COM
882508104
1
25
SH
SOLE
25
0
0
THE ADT CORPORATION
COM
00101J106
8
225
SH
SOLE
225
0
0
TRIANGLE PETE CORP
COM NEW
89600b201
11
1000
SH
SOLE
1000
0
0
TRINITY INDS INC
COM
896522109
12
250
SH
SOLE
250
0
0
TUMI HLDGS INC
COM
89969q104
4
200
SH
SOLE
200
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
99
1008
SH
SOLE
1008
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
11
125
SH
SOLE
125
0
0
VIACOM INC NEW
CL B
92553P201
61
795
SH
SOLE
795
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763w103
19
100
SH
SOLE
100
0
0
VMWARE INC
CL A COM
928563402
14
150
SH
SOLE
150
0
0
WALGREEN CO
COM
931422109
28
477
SH
SOLE
477
0
0
WILLIAMS COS INC DEL
COM
969457100
28
497
SH
SOLE
497
0
0
WPX ENERGY INC
COM
98212B103
12
499
SH
SOLE
499
0
0
YAHOO INC
COM
984332106
0
10
SH
SOLE
10
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
11
301
SH
SOLE
301
0
0
ZOES KITCHEN INC
COM
98979j109
10
333
SH
SOLE
333
0
0