0001085146-12-000980.txt : 20120802 0001085146-12-000980.hdr.sgml : 20120802 20120802130753 ACCESSION NUMBER: 0001085146-12-000980 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120802 DATE AS OF CHANGE: 20120802 EFFECTIVENESS DATE: 20120802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pathstone Family Office, LLC CENTRAL INDEX KEY: 0001511137 IRS NUMBER: 271957427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14122 FILM NUMBER: 121002667 BUSINESS ADDRESS: STREET 1: 285 GRAND AVE STREET 2: FIVE PATRIOT CENTRE CITY: ENGLEWOOD STATE: NJ ZIP: 07631 BUSINESS PHONE: 201-731-7112 MAIL ADDRESS: STREET 1: 285 GRAND AVE STREET 2: FIVE PATRIOT CENTRE CITY: ENGLEWOOD STATE: NJ ZIP: 07631 13F-HR 1 pathstone2q2012.txt PATHSTONE FAMILY OFFICE, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pathstone Family Office, LLC Address: Five Patriot Centre 285 Grand Ave Englewood, NJ 07631 13F File Number: 028-14122 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew Sher Title: Director of Operations and CCO Phone: 201-731-7112 Signature, Place, and Date of Signing: /s/ Matthew Sher Englewood, NJ August 02, 2012 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-04558 Parametric Portfolio Associates 028-05505 Sawgrass Asset Management LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 183 Form 13F Information Table Value Total: $62,694 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 44 489 SH SOLE 489 0 0 ABBOTT LABS COM 002824100 11 167 SH SOLE 167 0 0 ADVANCED MICRO DEVICES INC COM 007903107 6 1000 SH SOLE 1000 0 0 ALEXCO RESOURCE CORP COM 01535P106 3679 834319 SH SOLE 834319 0 0 ALTRIA GROUP INC COM 02209s103 14 410 SH SOLE 410 0 0 ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 11 1000 SH SOLE 1000 0 0 AMAZON COM INC COM 023135106 9 39 SH SOLE 39 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 7 160 SH SOLE 160 0 0 AMERICAN EXPRESS CO COM 025816109 14 248 SH SOLE 248 0 0 AMERICAN TOWER CORP NEW COM 03027X100 11 161 SH SOLE 161 0 0 APOLLO GROUP INC CL A 037604105 2 50 SH SOLE 50 0 0 APPLE INC COM 037833100 191 327 SH SOLE 327 0 0 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