0001213900-17-005175.txt : 20170515 0001213900-17-005175.hdr.sgml : 20170515 20170515132956 ACCESSION NUMBER: 0001213900-17-005175 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ulysses Management LLC CENTRAL INDEX KEY: 0001510912 IRS NUMBER: 133948950 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14306 FILM NUMBER: 17842951 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-455-6200 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: Ulysses ManagementLLC DATE OF NAME CHANGE: 20110124 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001510912 XXXXXXXX 03-31-2017 03-31-2017 false Ulysses Management LLC

One Rockefeller Plaza 20th Floor New York NY 10020

13F HOLDINGS REPORT 028-14306 N Joshua Nash 212-455-6200 /s/ Joshua Nash New York NY 05-15-2017 0 88 643909 INFORMATION TABLE 2 infotable.xml SENSATA TECHNOLOGIES HLDG NV SHS N7902X106 279 6400 SH DFND 0 6400 0 SENSATA TECHNOLOGIES HLDG NV SHS N7902X106 1904 43600 SH SOLE 43600 0 0 AV HOMES INC COM 00234P102 826 50199 SH DFND 0 50199 0 AV HOMES INC COM 00234P102 8124 493881 SH SOLE 493881 0 0 ADOBE SYSTEMS INC COM 00724F101 130 1000 SH DFND 0 1000 0 ADOBE SYSTEMS INC COM 00724F101 1041 8000 SH SOLE 8000 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 1544 14065 SH DFND 0 14065 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 14390 131100 SH SOLE 131100 0 0 ATLANTIC CAPITAL BANCSHARES INC COM 048269203 2581 136208 SH DFND 0 136208 0 ATLANTIC CAPITAL BANCSHARES INC COM 048269203 15220 803159 SH SOLE 803159 0 0 BANK OF CALIFORNIA INC COM 05990K106 203 9800 SH DFND 0 9800 0 BANK OF CALIFORNIA INC COM 05990K106 2074 100200 SH SOLE 100200 0 0 BLACKHAWK NETWORK HLDGS INC COM 09238E104 1279 31500 SH DFND 0 31500 0 BLACKHAWK NETWORK HLDGS INC COM 09238E104 10256 252600 SH SOLE 252600 0 0 BRIDGE BANCORP INC COM 108035106 13258 378805 SH SOLE 378805 0 0 CARE.COM INC COM 141633107 225 17995 SH DFND 0 17995 0 CARE.COM INC COM 141633107 2277 182000 SH SOLE 182000 0 0 CISCO SYSTEMS INC COM 17275R102 152 4500 SH Call DFND 0 4500 0 CISCO SYSTEMS INC COM 17275R102 1538 45500 SH Call SOLE 45500 0 0 CITIGROUP INC COM NEW 172967424 3182 53200 SH DFND 0 53200 0 CITIGROUP INC COM NEW 172967424 1400 23400 SH Call DFND 0 23400 0 CITIGROUP INC COM NEW 172967424 19543 326700 SH SOLE 326700 0 0 CITIGROUP INC COM NEW 172967424 9266 154900 SH Call SOLE 154900 0 0 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 595 13819 SH DFND 0 13819 0 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 3177 73800 SH SOLE 73800 0 0 COMCAST CORP. CL A CL A 20030N101 361 9600 SH DFND 0 9600 0 COMCAST CORP. CL A CL A 20030N101 2646 70400 SH SOLE 70400 0 0 DIEBOLD NXDF INC COM 253651103 111 3600 SH DFND 0 3600 0 DIEBOLD NXDF INC COM 253651103 1117 36400 SH SOLE 36400 0 0 DIME COMMUNITY BANCSHARES COM 253922108 53 2621 SH DFND 0 2621 0 DIME COMMUNITY BANCSHARES COM 253922108 542 26700 SH SOLE 26700 0 0 DISCOVER FINANCIAL SERVICES COM 254709108 3082 45068 SH DFND 0 45068 0 DISCOVER FINANCIAL SERVICES COM 254709108 985 14400 SH Call DFND 0 14400 0 DISCOVER FINANCIAL SERVICES COM 254709108 18841 275500 SH SOLE 275500 0 0 DISCOVER FINANCIAL SERVICES COM 254709108 9958 145600 SH Call SOLE 145600 0 0 EBAY INC COM 278642103 1574 46900 SH DFND 0 46900 0 EBAY INC COM 278642103 11182 333100 SH SOLE 333100 0 0 FOREST CITY RLTY TR INC COM CL A 345605109 431 19800 SH DFND 0 19800 0 FOREST CITY RLTY TR INC COM CL A 345605109 3162 145200 SH SOLE 145200 0 0 IAC INTERACTIVECORP COM 44919P508 3921 53187 SH DFND 0 53187 0 IAC INTERACTIVECORP COM 44919P508 523 7100 SH Call DFND 0 7100 0 IAC INTERACTIVECORP COM 44919P508 30889 419000 SH SOLE 419000 0 0 IAC INTERACTIVECORP COM 44919P508 5315 72100 SH Call SOLE 72100 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 8661 63000 SH Put DFND 0 63000 0 ISHARES TR RUSSELL 2000 ETF 464287655 87575 637000 SH Put SOLE 637000 0 0 LAMAR ADVERTISING CO.CLASS A CL A 512816109 359 4800 SH DFND 0 4800 0 LAMAR ADVERTISING CO.CLASS A CL A 512816109 2631 35200 SH SOLE 35200 0 0 LIBERTY INTR QVC GROUP QVC GP COM SER A 53071M104 819 40900 SH DFND 0 40900 0 LIBERTY INTR QVC GROUP QVC GP COM SER A 53071M104 6476 323500 SH SOLE 323500 0 0 MACYS INC COM 55616P104 101 3400 SH Call DFND 0 3400 0 MACYS INC COM 55616P104 1017 34300 SH Call SOLE 34300 0 0 MATCH GROUP INC COM 57665R106 1133 69382 SH DFND 0 69382 0 MATCH GROUP INC COM 57665R106 7513 460100 SH SOLE 460100 0 0 MICROSOFT CORP COM 594918104 1752 26600 SH DFND 0 26600 0 MICROSOFT CORP COM 594918104 15207 230900 SH SOLE 230900 0 0 NVIDIA CORP COM 67066G104 44 400 SH DFND 0 400 0 NVIDIA CORP COM 67066G104 501 4600 SH SOLE 4600 0 0 ON DECK CAPTIAL INC COM 682163100 142 28238 SH DFND 0 28238 0 ON DECK CAPTIAL INC COM 682163100 1440 285700 SH SOLE 285700 0 0 ONEMAIN HLDGS INC COM 68268W103 244 9800 SH DFND 0 9800 0 ONEMAIN HLDGS INC COM 68268W103 1620 65200 SH SOLE 65200 0 0 OPUS BK IRVINE CALIF COM 684000102 179 8900 SH DFND 0 8900 0 OPUS BK IRVINE CALIF COM 684000102 1836 91100 SH SOLE 91100 0 0 PJT PARTNERS INC COM CL A 69343T107 1142 32548 SH DFND 0 32548 0 PJT PARTNERS INC COM CL A 69343T107 9320 265600 SH SOLE 265600 0 0 PACIFIC BIOSCIENCES OF CALIFOR COM 69404D108 1333 257910 SH SOLE 257910 0 0 PAYPAL HOLDINGS INC COM 70450Y103 56 1300 SH DFND 0 1300 0 PAYPAL HOLDINGS INC COM 70450Y103 374 8700 SH SOLE 8700 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 291 2200 SH Put DFND 0 2200 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3018 22800 SH Put SOLE 22800 0 0 REPUBLIC FIRST BANCORP INC COM 760416107 1316 158559 SH DFND 0 158559 0 REPUBLIC FIRST BANCORP INC COM 760416107 6984 841441 SH SOLE 841441 0 0 SBA COMMUNICATIONS CORP CL A 78410G104 337 2800 SH DFND 0 2800 0 SBA COMMUNICATIONS CORP CL A 78410G104 2973 24700 SH SOLE 24700 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 20156 85500 SH Put DFND 0 85500 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 203797 864500 SH Put SOLE 864500 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 125 1800 SH Call DFND 0 1800 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 1262 18200 SH Call SOLE 18200 0 0 SHORE TEL INC COM 825211105 188 30600 SH DFND 0 30600 0 SHORE TEL INC COM 825211105 1914 311200 SH SOLE 311200 0 0 SHUTTERFLY INC COM 82568P304 3717 76974 SH DFND 0 76974 0 SHUTTERFLY INC COM 82568P304 27951 578814 SH SOLE 578814 0 0 TRIUMPH BANCORP INC COM 89679E300 673 26073 SH DFND 0 26073 0 TRIUMPH BANCORP INC COM 89679E300 4420 171327 SH SOLE 171327 0 0 VULCAN MATERIALS CO COM 929160109 60 500 SH DFND 0 500 0 VULCAN MATERIALS CO COM 929160109 590 4900 SH SOLE 4900 0 0 XO GROUP INC COM 983772104 323 18759 SH DFND 0 18759 0 XO GROUP INC COM 983772104 3182 184900 SH SOLE 184900 0 0