0001213900-16-018378.txt : 20161114
0001213900-16-018378.hdr.sgml : 20161111
20161114132938
ACCESSION NUMBER: 0001213900-16-018378
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ulysses Management LLC
CENTRAL INDEX KEY: 0001510912
IRS NUMBER: 133948950
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14306
FILM NUMBER: 161993214
BUSINESS ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 212-455-6200
MAIL ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
FORMER COMPANY:
FORMER CONFORMED NAME: Ulysses ManagementLLC
DATE OF NAME CHANGE: 20110124
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001510912
XXXXXXXX
09-30-2016
09-30-2016
false
Ulysses Management LLC
One Rockefeller Plaza
20th Floor
New York
NY
10020
13F HOLDINGS REPORT
028-14306
N
Joshua Nash
Member
212-455-6200
/s/ Joshua Nash
New York
NY
11-14-2016
0
91
857244
INFORMATION TABLE
2
infotable.xml
SENSATA TECHNOLOGIES HLDG NV
SHS
N7902X106
248
6400
SH
DFND
0
6400
0
SENSATA TECHNOLOGIES HLDG NV
SHS
N7902X106
1691
43600
SH
SOLE
43600
0
0
AV HOMES INC
COM
00234P102
835
50199
SH
DFND
0
50199
0
AV HOMES INC
COM
00234P102
8218
493881
SH
SOLE
493881
0
0
ADOBE SYSTEMS
COM
00724F101
163
1500
SH
DFND
0
1500
0
ADOBE SYSTEMS
COM
00724F101
1194
11000
SH
SOLE
11000
0
0
AKAMAI TECHNOLOGIES INC.
COM
00971T101
191
3600
SH
DFND
0
3600
0
AKAMAI TECHNOLOGIES INC.
COM
00971T101
1399
26400
SH
SOLE
26400
0
0
ALLISON TRANSMISSION HOLDINGS
COM
01973R101
172
6000
SH
DFND
0
6000
0
ALLISON TRANSMISSION HOLDINGS
COM
01973R101
1262
44000
SH
SOLE
44000
0
0
AMGEN INC
COM
031162100
133
800
SH
DFND
0
800
0
AMGEN INC
COM
031162100
1034
6200
SH
SOLE
6200
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
2694
20500
SH
DFND
0
20500
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
16623
126500
SH
SOLE
126500
0
0
APPLE COMPUTER INC
COM
037833100
339
3000
SH
Call
DFND
0
3000
0
APPLE COMPUTER INC
COM
037833100
2487
22000
SH
Call
SOLE
22000
0
0
ATLANTIC CAPITAL BANCSHARES INC
COM
048269203
2040
136208
SH
DFND
0
136208
0
ATLANTIC CAPITAL BANCSHARES INC
COM
048269203
12031
803159
SH
SOLE
803159
0
0
BLACKHAWK NETWORK HLDGS INC
COM
09238E104
766
25400
SH
DFND
0
25400
0
BLACKHAWK NETWORK HLDGS INC
COM
09238E104
5708
189200
SH
SOLE
189200
0
0
BRIDGE BANCORP INC
COM
108035106
13203
461814
SH
SOLE
461814
0
0
CALLAWAY GOLF CO
COM
131193104
137
11800
SH
DFND
0
11800
0
CALLAWAY GOLF CO
COM
131193104
998
86000
SH
SOLE
86000
0
0
CITIGROUP INC
COM NEW
172967424
2739
58000
SH
DFND
0
58000
0
CITIGROUP INC
COM NEW
172967424
3618
76600
SH
Call
DFND
0
76600
0
CITIGROUP INC
COM NEW
172967424
17097
362000
SH
SOLE
362000
0
0
CITIGROUP INC
COM NEW
172967424
23228
491800
SH
Call
SOLE
491800
0
0
COGENT COMMUNICATIONS HLDGS
COM NEW
19239V302
2106
57225
SH
DFND
0
57225
0
COGENT COMMUNICATIONS HLDGS
COM NEW
19239V302
12401
336900
SH
SOLE
336900
0
0
WTS COMERICA EXP 11/14/18
*W EXP 11/14/2018
200340115
1521
82900
SH
DFND
0
82900
0
WTS COMERICA EXP 11/14/18
*W EXP 11/14/2018
200340115
7654
417100
SH
SOLE
417100
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
2064
36500
SH
DFND
0
36500
0
DISCOVER FINANCIAL SERVICES
COM
254709108
3902
69000
SH
Call
DFND
0
69000
0
DISCOVER FINANCIAL SERVICES
COM
254709108
13487
238500
SH
SOLE
238500
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
22959
406000
SH
Call
SOLE
406000
0
0
EASTERLY GOVERNMENT PROPERTY
COM
27616P103
111
5843
SH
DFND
0
5843
0
EASTERLY GOVERNMENT PROPERTY
COM
27616P103
652
34157
SH
SOLE
34157
0
0
EBAY INC
COM
278642103
339
10300
SH
DFND
0
10300
0
EBAY INC
COM
278642103
2129
64700
SH
SOLE
64700
0
0
GENERAL ELECTRIC CO
COM
369604103
249
8400
SH
Call
DFND
0
8400
0
GENERAL ELECTRIC CO
COM
369604103
1825
61600
SH
Call
SOLE
61600
0
0
HONEYWELL INTL INC
COM
438516106
163
1400
SH
DFND
0
1400
0
HONEYWELL INTL INC
COM
438516106
1003
8600
SH
SOLE
8600
0
0
IAC INTERACTIVECORP
COM
44919P508
4316
69087
SH
DFND
0
69087
0
IAC INTERACTIVECORP
COM
44919P508
27743
444100
SH
SOLE
444100
0
0
INTERDIGITAL INC
COM
45867G101
507
6400
SH
DFND
0
6400
0
INTERDIGITAL INC
COM
45867G101
1473
18600
SH
SOLE
18600
0
0
INTRALINKS HLDG
COM
46118H104
3175
315654
SH
DFND
0
315654
0
INTRALINKS HLDG
COM
46118H104
19769
1965075
SH
SOLE
1965075
0
0
ISHARESRUT2000
RUSSELL 2000 ETF
464287655
22358
180000
SH
Put
DFND
0
180000
0
ISHARESRUT2000
RUSSELL 2000 ETF
464287655
163957
1320000
SH
Put
SOLE
1320000
0
0
JOHNSON & JOHNSON
COM
478160104
165
1400
SH
DFND
0
1400
0
JOHNSON & JOHNSON
COM
478160104
1016
8600
SH
SOLE
8600
0
0
KEYCORP
COM
493267108
348
28560
SH
DFND
0
28560
0
KEYCORP
COM
493267108
2135
175440
SH
SOLE
175440
0
0
LIBERTY INTERACTIVE CORP
QVC GP COM SER A
53071M104
240
12000
SH
DFND
0
12000
0
LIBERTY INTERACTIVE CORP
QVC GP COM SER A
53071M104
1761
88000
SH
SOLE
88000
0
0
LILLY ELI & CO
COM
532457108
337
4200
SH
Call
DFND
0
4200
0
LILLY ELI & CO
COM
532457108
2472
30800
SH
Call
SOLE
30800
0
0
MATCH GROUP
COM
57665R106
1312
73775
SH
DFND
0
73775
0
MATCH GROUP
COM
57665R106
7563
425100
SH
SOLE
425100
0
0
MERCK & COMPANY
COM
58933Y105
75
1200
SH
Call
DFND
0
1200
0
MERCK & COMPANY
COM
58933Y105
549
8800
SH
Call
SOLE
8800
0
0
MICROSOFT CORP
COM
594918104
2166
37600
SH
DFND
0
37600
0
MICROSOFT CORP
COM
594918104
13300
230900
SH
SOLE
230900
0
0
PJT PARTNERS
COM CL A
69343T107
1458
53448
SH
DFND
0
53448
0
PJT PARTNERS
COM CL A
69343T107
9264
339700
SH
SOLE
339700
0
0
PAYPAL HOLDINGS INC
COM
70450Y103
53
1300
SH
DFND
0
1300
0
PAYPAL HOLDINGS INC
COM
70450Y103
356
8700
SH
SOLE
8700
0
0
PFIZER INC
COM
717081103
196
5800
SH
Call
DFND
0
5800
0
PFIZER INC
COM
717081103
1158
34200
SH
Call
SOLE
34200
0
0
REPUBLIC FIRST BANCORP INC
COM
760416107
913
222037
SH
DFND
0
222037
0
REPUBLIC FIRST BANCORP INC
COM
760416107
5619
1367112
SH
SOLE
1367112
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
32445
150000
SH
Put
DFND
0
150000
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
237930
1100000
SH
Put
SOLE
1100000
0
0
ENERGY SECTOR SPDR
SBI INT-ENERGY
81369Y506
635
9000
SH
Call
DFND
0
9000
0
ENERGY SECTOR SPDR
SBI INT-ENERGY
81369Y506
4660
66000
SH
Call
SOLE
66000
0
0
SHUTTERFLY INC
COM
82568P304
4078
91351
SH
DFND
0
91351
0
SHUTTERFLY INC
COM
82568P304
23655
529914
SH
SOLE
529914
0
0
T-MOBILE US INC
COM
872590104
1063
22750
SH
DFND
0
22750
0
T-MOBILE US INC
COM
872590104
6179
132250
SH
SOLE
132250
0
0
TELETECH HOLDINGS INC
COM
879939106
319
11000
SH
DFND
0
11000
0
TELETECH HOLDINGS INC
COM
879939106
2003
69100
SH
SOLE
69100
0
0
TESLA MOTORS INC
COM
88160R101
3897
19100
SH
Put
DFND
0
19100
0
TESLA MOTORS INC
COM
88160R101
28748
140900
SH
Put
SOLE
140900
0
0
TIME WARNER INC
COM NEW
887317303
1624
20400
SH
DFND
0
20400
0
TIME WARNER INC
COM NEW
887317303
9919
124600
SH
SOLE
124600
0
0
TRIUMPH BANCORP
COM
89679E300
537
27073
SH
DFND
0
27073
0
TRIUMPH BANCORP
COM
89679E300
3530
177927
SH
SOLE
177927
0
0
WEBMD HEALTH CORP
COM
94770V102
895
18000
SH
DFND
0
18000
0
WEBMD HEALTH CORP
COM
94770V102
6560
132000
SH
SOLE
132000
0
0