0001213900-16-010971.txt : 20160216
0001213900-16-010971.hdr.sgml : 20160215
20160216140024
ACCESSION NUMBER: 0001213900-16-010971
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
EFFECTIVENESS DATE: 20160216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ulysses Management LLC
CENTRAL INDEX KEY: 0001510912
IRS NUMBER: 133948950
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14306
FILM NUMBER: 161426298
BUSINESS ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 212-455-6200
MAIL ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
FORMER COMPANY:
FORMER CONFORMED NAME: Ulysses ManagementLLC
DATE OF NAME CHANGE: 20110124
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001510912
XXXXXXXX
12-31-2015
12-31-2015
false
Ulysses Management LLC
One Rockefeller Plaza
20th Floor
New York
NY
10020
13F HOLDINGS REPORT
028-14306
Y
No
Joshua Nash
Member
212-455-6200
/s/ Joshua Nash
New York
NY
02-16-2016
0
107
819345
INFORMATION TABLE
2
infotable.xml
AV HOMES INC
COM
00234P102
638
49799
SH
DFND
0
49799
0
AV HOMES INC
COM
00234P102
6257
488433
SH
SOLE
488433
0
0
ANHEUSER BUSCH CO
SPONSORED ADR
03524A108
6663
53300
SH
Call
DFND
0
53300
0
ANHEUSER BUSCH CO
SPONSORED ADR
03524A108
43475
347800
SH
Call
SOLE
347800
0
0
ANHEUSER BUSCH CO.
SPONSORED ADR
03524A108
2563
20500
SH
DFND
0
20500
0
ANHEUSER BUSCH CO.
SPONSORED ADR
03524A108
15813
126500
SH
SOLE
126500
0
0
ATLANTIC CAPITAL BANCSHARES
COM
048269203
2040
136208
SH
DFND
0
136208
0
ATLANTIC CAPITAL BANCSHARES
COM
048269203
12031
803159
SH
SOLE
803159
0
0
BORG WARNER
COM
099724106
121
2800
SH
DFND
0
2800
0
BORG WARNER
COM
099724106
744
17200
SH
SOLE
17200
0
0
BRIDGE BANCORP INC
COM
108035106
14053
461814
SH
SOLE
461814
0
0
CALLAWAY GOLF CO
COM
131193104
111
11800
SH
DFND
0
11800
0
CALLAWAY GOLF CO
COM
131193104
810
86000
SH
SOLE
86000
0
0
CITIGROUP INC
COM NEW
172967424
3002
58000
SH
DFND
0
58000
0
CITIGROUP INC
COM NEW
172967424
18734
362000
SH
SOLE
362000
0
0
CITIGROUP INC
COM NEW
172967424
7012
135500
SH
Call
DFND
0
135500
0
CITIGROUP INC
COM NEW
172967424
44655
862900
SH
Call
SOLE
862900
0
0
COGENT COMMUNICATIONS
COM NEW
19239V302
659
19000
SH
Call
DFND
0
19000
0
COGENT COMMUNICATIONS
COM NEW
19239V302
4544
131000
SH
Call
SOLE
131000
0
0
COGENT COMMUNICATIONS
COM NEW
19239V302
3744
107915
SH
DFND
0
107915
0
COGENT COMMUNICATIONS
COM NEW
19239V302
23527
678200
SH
SOLE
678200
0
0
WTS COMERICA EXP 11/14/18
*W EXP 11/14/2018
200340115
1161
82900
SH
DFND
0
82900
0
WTS COMERICA EXP 11/14/18
*W EXP 11/14/2018
200340115
5844
417100
SH
SOLE
417100
0
0
CROWN HOLDINGS INC
COM
228368106
665
13110
SH
DFND
0
13110
0
CROWN HOLDINGS INC
COM
228368106
4046
79800
SH
SOLE
79800
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
2295
42800
SH
DFND
0
42800
0
DISCOVER FINANCIAL SERVICES
COM
254709108
14863
277200
SH
SOLE
277200
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
4617
86100
SH
Call
DFND
0
86100
0
DISCOVER FINANCIAL SERVICES
COM
254709108
30236
563900
SH
Call
SOLE
563900
0
0
EASTERLY GOVERNMENT PROPERTY
COM
27616P103
711
41371
SH
DFND
0
41371
0
EASTERLY GOVERNMENT PROPERTY
COM
27616P103
4801
279462
SH
SOLE
279462
0
0
EBAY INC
COM
278642103
74
2700
SH
DFND
0
2700
0
EBAY INC
COM
278642103
475
17300
SH
SOLE
17300
0
0
EBIX INC
COM NEW
278715206
459
14000
SH
Put
DFND
0
14000
0
EBIX INC
COM NEW
278715206
2820
86000
SH
Put
SOLE
86000
0
0
FIRST CONN BANCORP
COM
319850103
115
6600
SH
DFND
0
6600
0
FIRST CONN BANCORP
COM
319850103
756
43400
SH
SOLE
43400
0
0
FIRST NIAGARA FINANCIAL GROUP
COM
33582V108
395
36400
SH
DFND
0
36400
0
FIRST NIAGARA FINANCIAL GROUP
COM
33582V108
2426
223600
SH
SOLE
223600
0
0
HONEYWELL INTL INC
COM
438516106
145
1400
SH
DFND
0
1400
0
HONEYWELL INTL INC
COM
438516106
891
8600
SH
SOLE
8600
0
0
IAC INTERACTIVE CORP
COM PAR $.001
44919P508
2060
34300
SH
Call
DFND
0
34300
0
IAC INTERACTIVE CORP
COM PAR $.001
44919P508
5164
86000
SH
Call
SOLE
86000
0
0
IAC INTERACTIVECORP
COM PAR $.001
44919P508
1803
30029
SH
DFND
0
30029
0
IAC INTERACTIVECORP
COM PAR $.001
44919P508
11494
191400
SH
SOLE
191400
0
0
INTERDIGITAL INC
COM
45867G101
3345
68200
SH
DFND
0
68200
0
INTERDIGITAL INC
COM
45867G101
19949
406800
SH
SOLE
406800
0
0
INTRALINKS HLDG
COM
46118H104
2767
305095
SH
DFND
0
305095
0
INTRALINKS HLDG
COM
46118H104
17196
1895875
SH
SOLE
1895875
0
0
ISHARESRUT2000
RUSSELL 2000 ETF
464287655
24439
217000
SH
Put
DFND
0
217000
0
ISHARESRUT2000
RUSSELL 2000 ETF
464287655
150122
1333000
SH
Put
SOLE
1333000
0
0
JOHNSON & JOHNSON
COM
478160104
175
1700
SH
DFND
0
1700
0
JOHNSON & JOHNSON
COM
478160104
1109
10800
SH
SOLE
10800
0
0
LUMOS NETWORKS CORP
COM
550283105
48
4257
SH
DFND
0
4257
0
LUMOS NETWORKS CORP
COM
550283105
290
25900
SH
SOLE
25900
0
0
MACYS INC
COM
55616P104
98
2800
SH
DFND
0
2800
0
MACYS INC
COM
55616P104
602
17200
SH
SOLE
17200
0
0
MARTIN MARIETTA MATERIALS INC
COM
573284106
2062
15100
SH
DFND
0
15100
0
MARTIN MARIETTA MATERIALS INC
COM
573284106
12688
92900
SH
SOLE
92900
0
0
MATCH GROUP INC
COM
57665R106
1421
104900
SH
DFND
0
104900
0
MATCH GROUP INC
COM
57665R106
8755
646100
SH
SOLE
646100
0
0
MCDONALDS CORP
COM
580135101
331
2800
SH
DFND
0
2800
0
MCDONALDS CORP
COM
580135101
2327
19700
SH
SOLE
19700
0
0
MICROSOFT CORP
COM
594918104
2086
37600
SH
DFND
0
37600
0
MICROSOFT CORP
COM
594918104
12810
230900
SH
SOLE
230900
0
0
OUTERWALL INC
COM
690070107
391
10704
SH
DFND
0
10704
0
OUTERWALL INC
COM
690070107
2397
65600
SH
SOLE
65600
0
0
OUTERWALL INC
COM
690070107
256
7000
SH
Call
DFND
0
7000
0
OUTERWALL INC
COM
690070107
1571
43000
SH
Call
SOLE
43000
0
0
PJT PARTNERS INC
COM CL A
69343T107
959
33885
SH
DFND
0
33885
0
PJT PARTNERS INC
COM CL A
69343T107
5901
208600
SH
SOLE
208600
0
0
PEPSICO INC
COM
713448108
150
1500
SH
DFND
0
1500
0
PEPSICO INC
COM
713448108
849
8500
SH
SOLE
8500
0
0
PEPSICO INC
COM
713448108
390
3900
SH
Call
DFND
0
3900
0
PEPSICO INC
COM
713448108
2608
26100
SH
Call
SOLE
26100
0
0
PFIZER INC
COM
717081103
226
7000
SH
Call
DFND
0
7000
0
PFIZER INC
COM
717081103
1388
43000
SH
Call
SOLE
43000
0
0
POPULAR INC
COM NEW
733174700
213
7500
SH
DFND
0
7500
0
POPULAR INC
COM NEW
733174700
1204
42500
SH
SOLE
42500
0
0
REPUBLIC FIRST BANCORP INC
COM
760416107
956
220688
SH
DFND
0
220688
0
REPUBLIC FIRST BANCORP INC
COM
760416107
5886
1359412
SH
SOLE
1359412
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
21406
105000
SH
Put
DFND
0
105000
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
131496
645000
SH
Put
SOLE
645000
0
0
FINANCIAL SELECT SPDR
SBI INT-FINL
81369Y605
267
11200
SH
Call
DFND
0
11200
0
FINANCIAL SELECT SPDR
SBI INT-FINL
81369Y605
1640
68800
SH
Call
SOLE
68800
0
0
FINANCIAL SELECT SPDR
SBI INT-FINL
81369Y605
667
28000
SH
DFND
0
28000
0
FINANCIAL SELECT SPDR
SBI INT-FINL
81369Y605
4099
172000
SH
SOLE
172000
0
0
SHUTTERFLY INC
COM
82568P304
4407
98908
SH
DFND
0
98908
0
SHUTTERFLY INC
COM
82568P304
25921
581700
SH
SOLE
581700
0
0
SIERRA BANCORP
COM
82620P102
309
17534
SH
DFND
0
17534
0
SIERRA BANCORP
COM
82620P102
1887
106900
SH
SOLE
106900
0
0
SUFFOLK BANKCORP
COM
864739107
283
9970
SH
DFND
0
9970
0
SUFFOLK BANKCORP
COM
864739107
1844
65030
SH
SOLE
65030
0
0
T-MOBILE US INC
COM
872590104
925
23650
SH
DFND
0
23650
0
T-MOBILE US INC
COM
872590104
5440
139050
SH
SOLE
139050
0
0
TELETECH HOLDINGS INC
COM
879939106
237
8500
SH
DFND
0
8500
0
TELETECH HOLDINGS INC
COM
879939106
1580
56600
SH
SOLE
56600
0
0
TIFFANY & CO.
COM
886547108
92
1200
SH
DFND
0
1200
0
TIFFANY & CO.
COM
886547108
664
8700
SH
SOLE
8700
0
0
TIME WARNER INC
COM NEW
887317303
1358
21000
SH
DFND
0
21000
0
TIME WARNER INC
COM NEW
887317303
8342
129000
SH
SOLE
129000
0
0
TRIUMPH BANCORP INC
COM
89679E300
447
27073
SH
DFND
0
27073
0
TRIUMPH BANCORP INC
COM
89679E300
2936
177927
SH
SOLE
177927
0
0
TWENTY FIRST CENTURY FOX INC
CL B
90130A200
381
14000
SH
DFND
0
14000
0
TWENTY FIRST CENTURY FOX INC
CL B
90130A200
2342
86000
SH
SOLE
86000
0
0
WEBMD HEALTH CORP
COM
94770V102
406
8400
SH
DFND
0
8400
0
WEBMD HEALTH CORP
COM
94770V102
2492
51600
SH
SOLE
51600
0
0