0001140361-14-032613.txt : 20140814
0001140361-14-032613.hdr.sgml : 20140814
20140814141509
ACCESSION NUMBER: 0001140361-14-032613
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140814
DATE AS OF CHANGE: 20140814
EFFECTIVENESS DATE: 20140814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ulysses Management LLC
CENTRAL INDEX KEY: 0001510912
IRS NUMBER: 133948950
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14306
FILM NUMBER: 141041548
BUSINESS ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 212-455-6200
MAIL ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
FORMER COMPANY:
FORMER CONFORMED NAME: Ulysses ManagementLLC
DATE OF NAME CHANGE: 20110124
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001510912
XXXXXXXX
06-30-2014
06-30-2014
Ulysses Management LLC
ONE ROCKEFELLER PLAZA
20TH FLOOR
NEW YORK
NY
10020
13F HOLDINGS REPORT
028-14306
N
Joshua Nash
Member
(212) 455-6200
/s/ Joshua Nash
New York
NY
08-14-2014
0
94
613071
false
INFORMATION TABLE
2
form13fInfoTable.xml
CONSTELLIUM
CL A
N22035104
625170
19500
SH
DFND
0
19500
0
CONSTELLIUM
CL A
N22035104
3863230
120500
SH
SOLE
120500
0
0
AV HOMES INC
COM
00234P102
2216978
135595
SH
SOLE
135595
0
0
ALLY FINL INC
COM
02005N100
6375673
266653
SH
SOLE
266653
0
0
AMAZON.COM
COM
023135106
97434
300
SH
DFND
0
300
0
AMAZON.COM
COM
023135106
552126
1700
SH
SOLE
1700
0
0
AMERICAN INTL GROUP
COM NEW
026874784
2614382
47900
SH
DFND
0
47900
0
AMERICAN INTL GROUP
COM NEW
026874784
15920986
291700
SH
SOLE
291700
0
0
ANHEUSER BUSCH CO.
SPONSORED ADR
03524A108
2356270
20500
SH
DFND
0
20500
0
ANHEUSER BUSCH CO.
SPONSORED ADR
03524A108
14539910
126500
SH
SOLE
126500
0
0
APPLE COMPUTER INC
COM
037833100
362427
3900
SH
Call
DFND
0
3900
0
APPLE COMPUTER INC
COM
037833100
1960823
21100
SH
Call
SOLE
21100
0
0
BANK OF CALIFORNIA
COM
05990K106
274680
25200
SH
DFND
0
25200
0
BANK OF CALIFORNIA
COM
05990K106
1687320
154800
SH
SOLE
154800
0
0
CALLAWAY GOLF CO
COM
131193104
497536
59800
SH
DFND
0
59800
0
CALLAWAY GOLF CO
COM
131193104
2996864
360200
SH
SOLE
360200
0
0
CISCO SYSTEMS INC
COM
17275R102
27335
1100
SH
DFND
0
1100
0
CISCO SYSTEMS INC
COM
17275R102
173950
7000
SH
Call
DFND
0
7000
0
CISCO SYSTEMS INC
COM
17275R102
159040
6400
SH
SOLE
6400
0
0
CISCO SYSTEMS INC
COM
17275R102
1068550
43000
SH
Call
SOLE
43000
0
0
CITIGROUP INC
COM NEW
172967424
2661150
56500
SH
DFND
0
56500
0
CITIGROUP INC
COM NEW
172967424
14294850
303500
SH
SOLE
303500
0
0
COGENT COMMUNICATIONS
COM NEW
19239V302
386960
11200
SH
DFND
0
11200
0
COGENT COMMUNICATIONS
COM NEW
19239V302
2377040
68800
SH
SOLE
68800
0
0
WTS COMERICA EXP 11/14/18
*W EXP 11/14/2018
200340115
1745874
82900
SH
DFND
0
82900
0
WTS COMERICA EXP 11/14/18
*W EXP 11/14/2018
200340115
8784126
417100
SH
SOLE
417100
0
0
CROWN HOLDINGS INC
COM
228368106
1880928
37800
SH
DFND
0
37800
0
CROWN HOLDINGS INC
COM
228368106
11554272
232200
SH
SOLE
232200
0
0
DREAMWORKS ANNIMATION
CL A
26153C103
1102524
47400
SH
DFND
0
47400
0
DREAMWORKS ANNIMATION
CL A
26153C103
6766334
290900
SH
SOLE
290900
0
0
EBAY INC
COM
278642103
230276
4600
SH
DFND
0
4600
0
EBAY INC
COM
278642103
1421704
28400
SH
SOLE
28400
0
0
EBIX INC
COM NEW
278715206
1116180
78000
SH
Put
DFND
0
78000
0
EBIX INC
COM NEW
278715206
6864507
479700
SH
Put
SOLE
479700
0
0
ERICSSON
ADR B SEK 10
294821608
211400
17500
SH
DFND
0
17500
0
ERICSSON
ADR B SEK 10
294821608
1298600
107500
SH
SOLE
107500
0
0
FIRST SECURITY GROUP INC
COM NEW
336312202
1887900
870000
SH
DFND
0
870000
0
FIRST SECURITY GROUP INC
COM NEW
336312202
11132100
5130000
SH
SOLE
5130000
0
0
HUDSON VALLEY HLDG CO
COM
444172100
1115905
61823
SH
DFND
0
61823
0
HUDSON VALLEY HLDG CO
COM
444172100
6104095
338177
SH
SOLE
338177
0
0
IAC INTERACTIVECORP
COM PAR $.001
44919P508
2339697
33796
SH
DFND
0
33796
0
IAC INTERACTIVECORP
COM PAR $.001
44919P508
1453830
21000
SH
Call
DFND
0
21000
0
IAC INTERACTIVECORP
COM PAR $.001
44919P508
13797539
199300
SH
SOLE
199300
0
0
IAC INTERACTIVECORP
COM PAR $.001
44919P508
8930670
129000
SH
Call
SOLE
129000
0
0
INTERDIGITAL INC
COM
45867G101
2284840
47800
SH
DFND
0
47800
0
INTERDIGITAL INC
COM
45867G101
13250160
277200
SH
SOLE
277200
0
0
INTERMOUNTAIN COMNTY BANCORP
COM NEW
45881M308
664908
40842
SH
DFND
0
40842
0
INTERMOUNTAIN COMNTY BANCORP
COM NEW
45881M308
3567892
219158
SH
SOLE
219158
0
0
INTRALINKS HLDG
COM
46118H104
1672831
188170
SH
DFND
0
188170
0
INTRALINKS HLDG
COM
46118H104
10251059
1153100
SH
SOLE
1153100
0
0
ISHARESRUT2000
RUSSELL 2000 ETF
464287655
16550233
139300
SH
Put
DFND
0
139300
0
ISHARESRUT2000
RUSSELL 2000 ETF
464287655
101665717
855700
SH
Put
SOLE
855700
0
0
LAMAR ADVERTISING CO.
CL A
512815101
371000
7000
SH
DFND
0
7000
0
LAMAR ADVERTISING CO.
CL A
512815101
2279000
43000
SH
SOLE
43000
0
0
MICROSOFT CORP
COM
594918104
3202560
76800
SH
DFND
0
76800
0
MICROSOFT CORP
COM
594918104
19857540
476200
SH
SOLE
476200
0
0
MICRON TECHNOLOGY
COM
595112103
138390
4200
SH
Call
DFND
0
4200
0
MICRON TECHNOLOGY
COM
595112103
850110
25800
SH
Call
SOLE
25800
0
0
MOVE INC
COM NEW
62458M207
3478771
235211
SH
DFND
0
235211
0
MOVE INC
COM NEW
62458M207
19150092
1294800
SH
SOLE
1294800
0
0
NORTH VALLEY BANCORP
COM NEW
66304M204
1070630
49134
SH
DFND
0
49134
0
NORTH VALLEY BANCORP
COM NEW
66304M204
3941070
180866
SH
SOLE
180866
0
0
ORACLE CORP
COM
68389X105
81060
2000
SH
DFND
0
2000
0
ORACLE CORP
COM
68389X105
60795
1500
SH
Put
DFND
0
1500
0
ORACLE CORP
COM
68389X105
526890
13000
SH
SOLE
13000
0
0
ORACLE CORP
COM
68389X105
380982
9400
SH
Put
SOLE
9400
0
0
PENNYMAC MTG INVT TR
COM
70931T103
215012
9800
SH
DFND
0
9800
0
PENNYMAC MTG INVT TR
COM
70931T103
1320788
60200
SH
SOLE
60200
0
0
PEPSICO INC
COM
713448108
134010
1500
SH
DFND
0
1500
0
PEPSICO INC
COM
713448108
6164460
69000
SH
Call
DFND
0
69000
0
PEPSICO INC
COM
713448108
759390
8500
SH
SOLE
8500
0
0
PEPSICO INC
COM
713448108
37906962
424300
SH
Call
SOLE
424300
0
0
POPULAR INC
COM NEW
733174700
676764
19800
SH
DFND
0
19800
0
POPULAR INC
COM NEW
733174700
4159706
121700
SH
SOLE
121700
0
0
PROCTOR GAMBLE
COM
742718109
94308
1200
SH
DFND
0
1200
0
PROCTOR GAMBLE
COM
742718109
495117
6300
SH
SOLE
6300
0
0
QUANEX BUILDING PRODUCTS
COM
747619104
25572
1431
SH
DFND
0
1431
0
QUANEX BUILDING PRODUCTS
COM
747619104
155469
8700
SH
SOLE
8700
0
0
REPUBLIC FIRST BANCORP
COM
760416107
1110816
220400
SH
DFND
0
220400
0
REPUBLIC FIRST BANCORP
COM
760416107
6827184
1354600
SH
SOLE
1354600
0
0
RUCKUS WIRELESS
COM
781220108
125055
10500
SH
DFND
0
10500
0
RUCKUS WIRELESS
COM
781220108
768195
64500
SH
SOLE
64500
0
0
S&P DEP.
TR UNIT
78462F103
19043556
97300
SH
Put
DFND
0
97300
0
S&P DEP.
TR UNIT
78462F103
116981844
597700
SH
Put
SOLE
597700
0
0
SHUTTERFLY INC
COM
82568P304
4835638
112300
SH
DFND
0
112300
0
SHUTTERFLY INC
COM
82568P304
25930732
602200
SH
SOLE
602200
0
0
SIERRA BANCORP
COM
82620P102
281240
17800
SH
DFND
0
17800
0
SIERRA BANCORP
COM
82620P102
1709560
108200
SH
SOLE
108200
0
0
SYMANTEC
COM
871503108
80150
3500
SH
Call
DFND
0
3500
0
SYMANTEC
COM
871503108
492350
21500
SH
Call
SOLE
21500
0
0
T-MOBILE US INC
COM
872590104
1017005
30250
SH
DFND
0
30250
0
T-MOBILE US INC
COM
872590104
6033109
179450
SH
SOLE
179450
0
0
3D SYSTEMS CORP
COM NEW
88554D205
358800
6000
SH
Put
DFND
0
6000
0
3D SYSTEMS CORP
COM NEW
88554D205
2242500
37500
SH
Put
SOLE
37500
0
0