0001140361-14-032613.txt : 20140814 0001140361-14-032613.hdr.sgml : 20140814 20140814141509 ACCESSION NUMBER: 0001140361-14-032613 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ulysses Management LLC CENTRAL INDEX KEY: 0001510912 IRS NUMBER: 133948950 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14306 FILM NUMBER: 141041548 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-455-6200 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: Ulysses ManagementLLC DATE OF NAME CHANGE: 20110124 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001510912 XXXXXXXX 06-30-2014 06-30-2014 Ulysses Management LLC
ONE ROCKEFELLER PLAZA 20TH FLOOR NEW YORK NY 10020
13F HOLDINGS REPORT 028-14306 N
Joshua Nash Member (212) 455-6200 /s/ Joshua Nash New York NY 08-14-2014 0 94 613071 false
INFORMATION TABLE 2 form13fInfoTable.xml CONSTELLIUM CL A N22035104 625170 19500 SH DFND 0 19500 0 CONSTELLIUM CL A N22035104 3863230 120500 SH SOLE 120500 0 0 AV HOMES INC COM 00234P102 2216978 135595 SH SOLE 135595 0 0 ALLY FINL INC COM 02005N100 6375673 266653 SH SOLE 266653 0 0 AMAZON.COM COM 023135106 97434 300 SH DFND 0 300 0 AMAZON.COM COM 023135106 552126 1700 SH SOLE 1700 0 0 AMERICAN INTL GROUP COM NEW 026874784 2614382 47900 SH DFND 0 47900 0 AMERICAN INTL GROUP COM NEW 026874784 15920986 291700 SH SOLE 291700 0 0 ANHEUSER BUSCH CO. SPONSORED ADR 03524A108 2356270 20500 SH DFND 0 20500 0 ANHEUSER BUSCH CO. SPONSORED ADR 03524A108 14539910 126500 SH SOLE 126500 0 0 APPLE COMPUTER INC COM 037833100 362427 3900 SH Call DFND 0 3900 0 APPLE COMPUTER INC COM 037833100 1960823 21100 SH Call SOLE 21100 0 0 BANK OF CALIFORNIA COM 05990K106 274680 25200 SH DFND 0 25200 0 BANK OF CALIFORNIA COM 05990K106 1687320 154800 SH SOLE 154800 0 0 CALLAWAY GOLF CO COM 131193104 497536 59800 SH DFND 0 59800 0 CALLAWAY GOLF CO COM 131193104 2996864 360200 SH SOLE 360200 0 0 CISCO SYSTEMS INC COM 17275R102 27335 1100 SH DFND 0 1100 0 CISCO SYSTEMS INC COM 17275R102 173950 7000 SH Call DFND 0 7000 0 CISCO SYSTEMS INC COM 17275R102 159040 6400 SH SOLE 6400 0 0 CISCO SYSTEMS INC COM 17275R102 1068550 43000 SH Call SOLE 43000 0 0 CITIGROUP INC COM NEW 172967424 2661150 56500 SH DFND 0 56500 0 CITIGROUP INC COM NEW 172967424 14294850 303500 SH SOLE 303500 0 0 COGENT COMMUNICATIONS COM NEW 19239V302 386960 11200 SH DFND 0 11200 0 COGENT COMMUNICATIONS COM NEW 19239V302 2377040 68800 SH SOLE 68800 0 0 WTS COMERICA EXP 11/14/18 *W EXP 11/14/2018 200340115 1745874 82900 SH DFND 0 82900 0 WTS COMERICA EXP 11/14/18 *W EXP 11/14/2018 200340115 8784126 417100 SH SOLE 417100 0 0 CROWN HOLDINGS INC COM 228368106 1880928 37800 SH DFND 0 37800 0 CROWN HOLDINGS INC COM 228368106 11554272 232200 SH SOLE 232200 0 0 DREAMWORKS ANNIMATION CL A 26153C103 1102524 47400 SH DFND 0 47400 0 DREAMWORKS ANNIMATION CL A 26153C103 6766334 290900 SH SOLE 290900 0 0 EBAY INC COM 278642103 230276 4600 SH DFND 0 4600 0 EBAY INC COM 278642103 1421704 28400 SH SOLE 28400 0 0 EBIX INC COM NEW 278715206 1116180 78000 SH Put DFND 0 78000 0 EBIX INC COM NEW 278715206 6864507 479700 SH Put SOLE 479700 0 0 ERICSSON ADR B SEK 10 294821608 211400 17500 SH DFND 0 17500 0 ERICSSON ADR B SEK 10 294821608 1298600 107500 SH SOLE 107500 0 0 FIRST SECURITY GROUP INC COM NEW 336312202 1887900 870000 SH DFND 0 870000 0 FIRST SECURITY GROUP INC COM NEW 336312202 11132100 5130000 SH SOLE 5130000 0 0 HUDSON VALLEY HLDG CO COM 444172100 1115905 61823 SH DFND 0 61823 0 HUDSON VALLEY HLDG CO COM 444172100 6104095 338177 SH SOLE 338177 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 2339697 33796 SH DFND 0 33796 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 1453830 21000 SH Call DFND 0 21000 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 13797539 199300 SH SOLE 199300 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 8930670 129000 SH Call SOLE 129000 0 0 INTERDIGITAL INC COM 45867G101 2284840 47800 SH DFND 0 47800 0 INTERDIGITAL INC COM 45867G101 13250160 277200 SH SOLE 277200 0 0 INTERMOUNTAIN COMNTY BANCORP COM NEW 45881M308 664908 40842 SH DFND 0 40842 0 INTERMOUNTAIN COMNTY BANCORP COM NEW 45881M308 3567892 219158 SH SOLE 219158 0 0 INTRALINKS HLDG COM 46118H104 1672831 188170 SH DFND 0 188170 0 INTRALINKS HLDG COM 46118H104 10251059 1153100 SH SOLE 1153100 0 0 ISHARESRUT2000 RUSSELL 2000 ETF 464287655 16550233 139300 SH Put DFND 0 139300 0 ISHARESRUT2000 RUSSELL 2000 ETF 464287655 101665717 855700 SH Put SOLE 855700 0 0 LAMAR ADVERTISING CO. CL A 512815101 371000 7000 SH DFND 0 7000 0 LAMAR ADVERTISING CO. CL A 512815101 2279000 43000 SH SOLE 43000 0 0 MICROSOFT CORP COM 594918104 3202560 76800 SH DFND 0 76800 0 MICROSOFT CORP COM 594918104 19857540 476200 SH SOLE 476200 0 0 MICRON TECHNOLOGY COM 595112103 138390 4200 SH Call DFND 0 4200 0 MICRON TECHNOLOGY COM 595112103 850110 25800 SH Call SOLE 25800 0 0 MOVE INC COM NEW 62458M207 3478771 235211 SH DFND 0 235211 0 MOVE INC COM NEW 62458M207 19150092 1294800 SH SOLE 1294800 0 0 NORTH VALLEY BANCORP COM NEW 66304M204 1070630 49134 SH DFND 0 49134 0 NORTH VALLEY BANCORP COM NEW 66304M204 3941070 180866 SH SOLE 180866 0 0 ORACLE CORP COM 68389X105 81060 2000 SH DFND 0 2000 0 ORACLE CORP COM 68389X105 60795 1500 SH Put DFND 0 1500 0 ORACLE CORP COM 68389X105 526890 13000 SH SOLE 13000 0 0 ORACLE CORP COM 68389X105 380982 9400 SH Put SOLE 9400 0 0 PENNYMAC MTG INVT TR COM 70931T103 215012 9800 SH DFND 0 9800 0 PENNYMAC MTG INVT TR COM 70931T103 1320788 60200 SH SOLE 60200 0 0 PEPSICO INC COM 713448108 134010 1500 SH DFND 0 1500 0 PEPSICO INC COM 713448108 6164460 69000 SH Call DFND 0 69000 0 PEPSICO INC COM 713448108 759390 8500 SH SOLE 8500 0 0 PEPSICO INC COM 713448108 37906962 424300 SH Call SOLE 424300 0 0 POPULAR INC COM NEW 733174700 676764 19800 SH DFND 0 19800 0 POPULAR INC COM NEW 733174700 4159706 121700 SH SOLE 121700 0 0 PROCTOR GAMBLE COM 742718109 94308 1200 SH DFND 0 1200 0 PROCTOR GAMBLE COM 742718109 495117 6300 SH SOLE 6300 0 0 QUANEX BUILDING PRODUCTS COM 747619104 25572 1431 SH DFND 0 1431 0 QUANEX BUILDING PRODUCTS COM 747619104 155469 8700 SH SOLE 8700 0 0 REPUBLIC FIRST BANCORP COM 760416107 1110816 220400 SH DFND 0 220400 0 REPUBLIC FIRST BANCORP COM 760416107 6827184 1354600 SH SOLE 1354600 0 0 RUCKUS WIRELESS COM 781220108 125055 10500 SH DFND 0 10500 0 RUCKUS WIRELESS COM 781220108 768195 64500 SH SOLE 64500 0 0 S&P DEP. TR UNIT 78462F103 19043556 97300 SH Put DFND 0 97300 0 S&P DEP. TR UNIT 78462F103 116981844 597700 SH Put SOLE 597700 0 0 SHUTTERFLY INC COM 82568P304 4835638 112300 SH DFND 0 112300 0 SHUTTERFLY INC COM 82568P304 25930732 602200 SH SOLE 602200 0 0 SIERRA BANCORP COM 82620P102 281240 17800 SH DFND 0 17800 0 SIERRA BANCORP COM 82620P102 1709560 108200 SH SOLE 108200 0 0 SYMANTEC COM 871503108 80150 3500 SH Call DFND 0 3500 0 SYMANTEC COM 871503108 492350 21500 SH Call SOLE 21500 0 0 T-MOBILE US INC COM 872590104 1017005 30250 SH DFND 0 30250 0 T-MOBILE US INC COM 872590104 6033109 179450 SH SOLE 179450 0 0 3D SYSTEMS CORP COM NEW 88554D205 358800 6000 SH Put DFND 0 6000 0 3D SYSTEMS CORP COM NEW 88554D205 2242500 37500 SH Put SOLE 37500 0 0