0001510809-11-000009.txt : 20110824 0001510809-11-000009.hdr.sgml : 20110824 20110824090312 ACCESSION NUMBER: 0001510809-11-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110824 DATE AS OF CHANGE: 20110824 EFFECTIVENESS DATE: 20110824 FILER: COMPANY DATA: COMPANY CONFORMED NAME: David R. Rahn & Associates Inc. CENTRAL INDEX KEY: 0001510809 IRS NUMBER: 943158692 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14108 FILM NUMBER: 111052471 BUSINESS ADDRESS: STREET 1: 495 SEAPORT COURT STREET 2: SUITE 106 CITY: PORT OF REDWOOD CITY STATE: CA ZIP: 94063-2785 BUSINESS PHONE: 650-306-1500 MAIL ADDRESS: STREET 1: 495 SEAPORT COURT STREET 2: SUITE 106 CITY: PORT OF REDWOOD CITY STATE: CA ZIP: 94063-2785 13F-HR 1 Form13F2ndqtr2011Final.txt FORM 13F 2ND QUARTER 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: David R. Rahn Inc. dba Avalon Capital Management Address: 495 Seaport Court Suite 106 Port of Redwood City, California 94063-2785 Form 13F File Number: 28-14108 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Oberman Title: Vice President Phone: (650) 306-1500 Signature, Place, and Date of Signing: /s/ William Oberman Port of Redwood City, CA 07/15/2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 59 Form 13F Information Table Value Total: $78,760 (thousands) FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ --------- --------- -------- -------- --- ---- ------- -------- ----- ----- ----- ABBOTT LABS COM 002824100 1246 23673 SH Sole 23673 ABERDEEN ASIA PACIFIC INCOME F COM 003009107 246 33600 SH Sole 33600 APPLE COMPUTER INC COM 037833100 5000 14896 SH Sole 14896 CELGENE CORP COM 151020104 1053 17450 SH Sole 17450 CHEVRONTEXACO CORP COM 166764100 1888 18357 SH Sole 18357 CHIMERA INVESTMENT COM 16934Q109 179 51700 SH Sole 51700 CISCO SYS INC COM 17275R102 635 40696 SH Sole 40696 DIREXION SHS DLY LRG CAP BEAR ETF 25459W151 4162 120440 SH Sole 120440 EATON VANCE LTD DUR COM SP ADR 27828H105 219 13300 SH Sole 13300 EBAY INC COM 278642103 910 28200 SH Sole 28200 EXXON MOBIL COM 30231G102 1390 17085 SH Sole 17085 GENERAL ELEC CO COM 369604103 1662 88134 SH Sole 88134 GILEAD SCIENCES INC COM COM 375558103 2546 61493 SH Sole 61493 GOOGLE INC CL A COM 38259P508 3419 6751 SH Sole 6751 HATTERAS FINL CORP COM COM 41902R103 202 7150 SH Sole 7150 INTEL CORP COM 458140100 1118 50453 SH Sole 50453 INTERNATIONAL BUSINESS MACHINE COM 459200101 1118 6518 SH Sole 6518 ISHARES INC BARCLAYS 1-3YR CR ETF 464288646 315 3000 SH Sole 3000 ISHARES INC BARCLAYS 3-7YR ETF 464288661 234 2000 SH Sole 2000 ISHARES INC MSCI HONG KONG ETF 464286871 244 13150 SH Sole 13150 ISHARES INC MSCI JAPAN ETF 464286848 1983 190100 SH Sole 190100 ISHARES S&P MODERATE ALLOCATIO ETF 464289875 295 9640 SH Sole 9640 ISHARES TR 1-3 YR TRS BD ETF 464287457 209 2478 SH Sole 2478 ISHARES TR DJ PHARMA INDX ETF 464288836 954 13000 SH Sole 13000 ISHARES TR FTSE CHINA25 IDX ETF 464287184 215 5000 SH Sole 5000 ISHARES TR GS CORP BD FD ETF 464287242 1320 11990 SH Sole 11990 ISHARES TR HIGH YLD CORP ETF 464288513 357 3910 SH Sole 3910 ISHARES TR MRTG REIT INDX ETF 464288539 420 28490 SH Sole 28490 ISHARES TR MSCI EAFE IDX ETF 464287465 5656 94040 SH Sole 94040 ISHARES TR MSCI EMERG MKT ETF 464287234 3259 68468 SH Sole 68468 ISHARES TR S&P NA NAT RES ETF 464287374 1611 36895 SH Sole 36895 ISIS PHARMACEUTICALS COM COM 464330109 1220 133200 SH Sole 133200 JAPAN SMALLER CAPITALZTN FD IN COM 47109U104 123 15000 SH Sole 15000 JOHNSON & JOHNSON COM 478160104 1232 18518 SH Sole 18518 JP MORGAN CHASE & CO COM 46625H100 2002 48900 SH Sole 48900 KUBOTA CORP ADR 501173207 223 5000 SH Sole 5000 LDK SOLAR CO SP ADR 50183L107 73 10000 SH Sole 10000 MICROSOFT CORP COM 594918104 192 7372 SH Sole 7372 MITSUBISHI UFJ FNL GP SP ADR 606822104 375 77700 SH Sole 77700 MIZUHO FINANCIAL GROUP SP ADR 60687Y109 33 10000 SH Sole 10000 NOMURA HLDGS INC SP ADR 65535H208 74 15000 SH Sole 15000 NOVARTIS A G SP ADR 66987V109 526 8606 SH Sole 8606 ORACLE SYSTEMS CORP COM COM 68389X105 1022 31060 SH Sole 31060 PAIN THERAPEUTICS INC COM COM 69562K100 627 162049 SH Sole 162049 PFIZER INC COM 717081103 1397 67835 SH Sole 67835 PIMCO ETF TR ENHAN SHRT MAT ETF 72201R833 202 2000 SH Sole 2000 PROCTER & GAMBLE CO COM 742718109 276 4337 SH Sole 4337 PROSHARES TR PSHS ULTSH 20YRS ETF 74347R297 359 10400 SH Sole 10400 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1429 49890 SH Sole 49890 SECTOR SPDR TR SBI CONS STPLS ETF 81369Y308 2789 89300 SH Sole 89300 SECTOR SPDR TR SBI INT-ENERGY ETF 81369Y506 5213 69187 SH Sole 69187 SELECT SECTOR SPDR TR SBI HEAL ETF 81369Y209 2825 79500 SH Sole 79500 SPDR GOLD TRUST ETF 78463V107 2300 15756 SH Sole 15756 SPDR SERIES TRUST BRCLYS YLD E ETF 78464A417 423 10516 SH Sole 10516 SPDR TR UNIT SER 1 ETF 78462F103 3291 24935 SH Sole 24935 SPIDER SBI-INT UTILITIES ETF 81369Y886 2491 74400 SH Sole 74400 TEVA PHARMACEUTCL INDS ADR COM 881624209 1026 21285 SH Sole 21285 TOYOTA MOTOR CORP SP ADR REP2C COM 892331307 1160 14075 SH Sole 14075 VERIZON COMMUNICATIONS COM COM 92343V104 1792 48129 SH Sole 48129