0001172661-12-001027.txt : 20121023 0001172661-12-001027.hdr.sgml : 20121023 20121023080306 ACCESSION NUMBER: 0001172661-12-001027 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121023 DATE AS OF CHANGE: 20121023 EFFECTIVENESS DATE: 20121023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: David R. Rahn & Associates Inc. CENTRAL INDEX KEY: 0001510809 IRS NUMBER: 943158692 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14108 FILM NUMBER: 121155639 BUSINESS ADDRESS: STREET 1: 495 SEAPORT COURT STREET 2: SUITE 106 CITY: PORT OF REDWOOD CITY STATE: CA ZIP: 94063-2785 BUSINESS PHONE: 650-306-1500 MAIL ADDRESS: STREET 1: 495 SEAPORT COURT STREET 2: SUITE 106 CITY: PORT OF REDWOOD CITY STATE: CA ZIP: 94063-2785 13F-HR 1 avalon3q12.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: David R. Rahn Inc. dba Avalon Capital Management Address: 495 Seaport Court Suite 106 Port of Redwood City, CA 94063 13F File Number: 028-14108 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Oberman Title: Vice President Phone: (650) 306-1500 Signature, Place, and Date of Signing: /s/ William Oberman Port of Redwood City, CA October 23, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 66 Form 13F Information Table Value Total: $104,891 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 1489 21721 SH SOLE 21721 0 0 AMERICAN RLTY CAP TR INC COM 02917L101 635 54100 SH SOLE 54100 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 212 6050 SH SOLE 6050 0 0 APPLE INC COM 037833100 11520 17269 SH SOLE 17269 0 0 BANK OF AMERICA CORPORATION COM 060505104 139 15700 SH SOLE 15700 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1798 20385 SH SOLE 20385 0 0 CHEVRON CORP NEW COM 166764100 3606 30936 SH SOLE 30936 0 0 CISCO SYS INC COM 17275R102 684 35795 SH SOLE 35795 0 0 CLAYMORE EXCHANGE-TRD FD TR GUGG CHINA ALLCP 18385P101 833 36500 SH SOLE 36500 0 0 DIGITAL RLTY TR INC COM 253868103 803 11500 SH SOLE 11500 0 0 DIREXION SHS ETF TR 20YR TRES BEAR 25459Y678 514 9660 SH SOLE 9660 0 0 DNP SELECT INCOME FD COM 23325P104 232 23500 SH SOLE 23500 0 0 EXXON MOBIL CORP COM 30231G102 2923 31967 SH SOLE 31967 0 0 FACEBOOK INC CL A 30303M102 1313 60625 SH SOLE 60625 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 2225 225616 SH SOLE 225616 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 2053 51861 SH SOLE 51861 0 0 GENERAL ELECTRIC CO COM 369604103 3875 170644 SH SOLE 170644 0 0 GILEAD SCIENCES INC COM 375558103 786 11847 SH SOLE 11847 0 0 GOOGLE INC CL A 38259P508 4882 6471 SH SOLE 6471 0 0 HEWLETT PACKARD CO COM 428236103 345 20201 SH SOLE 20201 0 0 ISHARES INC MSCI JAPAN 464286848 392 42800 SH SOLE 42800 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 594 17750 SH SOLE 17750 0 0 ISHARES TR FTSE CHINA25 IDX 464287184 1362 39350 SH SOLE 39350 0 0 ISHARES TR MSCI EMERG MKT 464287234 1175 28430 SH SOLE 28430 0 0 ISHARES TR IBOXX INV CPBD 464287242 7035 57776 SH SOLE 57776 0 0 ISHARES TR S&P NA NAT RES 464287374 1126 28511 SH SOLE 28511 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 201 2378 SH SOLE 2378 0 0 ISHARES TR MSCI EAFE INDEX 464287465 4158 78450 SH SOLE 78450 0 0 ISHARES TR DJ US REAL EST 464287739 2329 36180 SH SOLE 36180 0 0 ISHARES TR S&P EURO PLUS 464287861 1858 50875 SH SOLE 50875 0 0 ISHARES TR HIGH YLD CORP 464288513 3670 39762 SH SOLE 39762 0 0 ISHARES TR MRTG PLS CAP IDX 464288539 168 11175 SH SOLE 11175 0 0 ISHARES TR BARCLYS 1-3YR CR 464288646 529 5000 SH SOLE 5000 0 0 ISHARES TR US PFD STK IDX 464288687 1436 36026 SH SOLE 36026 0 0 ISHARES TR DJ PHARMA INDX 464288836 735 8200 SH SOLE 8200 0 0 ISHARES TR DJ OIL EQUIP 464288844 2513 48315 SH SOLE 48315 0 0 ISHARES TR S&P MODERATE 464289875 528 16730 SH SOLE 16730 0 0 ISIS PHARMACEUTICALS INC COM 464330109 1273 90449 SH SOLE 90449 0 0 JOHNSON & JOHNSON COM 478160104 1189 17248 SH SOLE 17248 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 4206 78335 SH SOLE 78335 0 0 MASCO CORP COM 574599106 242 16100 SH SOLE 16100 0 0 MERCK & CO INC NEW COM 58933Y105 1204 26696 SH SOLE 26696 0 0 MICROSOFT CORP COM 594918104 1030 34610 SH SOLE 34610 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 173 37100 SH SOLE 37100 0 0 NEWMONT MINING CORP COM 651639106 707 12625 SH SOLE 12625 0 0 ORACLE CORP COM 68389X105 890 28279 SH SOLE 28279 0 0 PAIN THERAPEUTICS INC COM 69562K100 332 65837 SH SOLE 65837 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 6580 50942 SH SOLE 50942 0 0 PIMCO ETF TR ENHAN SHRT MAT 72201R833 203 2000 SH SOLE 2000 0 0 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 329 10944 SH SOLE 10944 0 0 POWERSHARES ETF TRUST II KBW HG YLD FIN 73936Q793 1083 44400 SH SOLE 44400 0 0 PROSHARES TR PSHS ULPROSH NEW 74348A632 580 15125 SH SOLE 15125 0 0 RENREN INC SPONSORED ADR 759892102 222 55000 SH SOLE 55000 0 0 RIO TINTO PLC SPONSORED ADR 767204100 468 10000 SH SOLE 10000 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 201 2900 SH SOLE 2900 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 259 9000 SH SOLE 9000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1155 74100 SH SOLE 74100 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 7094 41272 SH SOLE 41272 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 204 1420 SH SOLE 1420 0 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 997 24796 SH SOLE 24796 0 0 TATA MTRS LTD SPONSORED ADR 876568502 231 9000 SH SOLE 9000 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 490 51200 SH SOLE 51200 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 799 19300 SH SOLE 19300 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 830 10575 SH SOLE 10575 0 0 TRAVELERS COMPANIES INC COM 89417E109 640 9370 SH SOLE 9370 0 0 UBS AG LONDON BRH FISH GR RK OFF 90268A691 604 29250 SH SOLE 29250 0 0