13F-HR 1 a13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 ----------------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: DBD Cayman Holdings, Ltd. ----------------------------------------- Address: c/o The Carlyle Group ----------------------------------------- 1001 Pennsylvania Avenue, NW ----------------------------------------- Suite 220 S. ----------------------------------------- Washington, DC 20004-2505 ----------------------------------------- Form 13F File Number: 28- N/A ------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel A. D'Aniello ----------------------------------------- Title: Managing Director ----------------------------------------- Phone: 202-729-5626 ----------------------------------------- Signature, Place, and Date of Signing: /s/ Daniel A. D'Aniello Washington, DC February 11, 2011 -------------------------- ---------------------- ----------------------- Signature City, State Date [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F File Number Name 28- --------------------- -------------------- -------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------------------------ Form 13F Information Table Entry Total: 16 ------------------------------ Form 13F Information Table Value Total: $515,838 ------------------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28- 12429 Carlyle Investment Management L.L.C. -------- ------------------- --------------------------------------- FORM 13-F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------------------------------------------------------------------------------------------------------ TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ American Axle & Mfg Com 024061103 $20,190 1,570,000 SH -- Shared-Defined 1 1,570,000 Hldgs In Boston Private Finl Com 101119105 $48,673 7,431,022 SH -- Shared-Defined 1 7,431,022 Hldgs In China Recycling Com 168913101 $24,802 8,131,746 SH -- Shared-Defined 1 8,131,746 Energy Corp Charter Cl A 16117M305 $98,781 2,536,761 SH -- Shared-Defined 1 2,536,761 Communications Inc D CIT Group Inc Com 125581801 $38,049 807,828 SH -- Shared-Defined 1 807,828 Dana Hldg Corp Com 235825205 $19,969 1,160,300 SH -- Shared-Defined 1 1,160,300 Focus Media Sponsored Hldg Ltd ADR 34415V109 $32,969 1,503,382 SH -- Shared-Defined 1 1,503,382 General Mtrs Co Com 37045V100 $9,215 250,000 SH -- Shared-Defined 1 250,000 Intl Paper Co Com 460146103 $19,068 700,000 SH -- Shared-Defined 1 700,000 Owens Corning Com 690742101 $18,693 600,100 SH -- Shared-Defined 1 600,100 Smurfit-Stone Com 83272A104 $14,254 556,800 SH -- Shared-Defined 1 556,800 Container Corp ------------------------------------------------------------------------------------------------------------------------------------
Solutia Inc Com 834376501 $55,277 2,395,000 SH -- Shared-Defined 1 2,395,000 Temple Inland Inc Com 879868107 $16,503 777,000 SH -- Shared-Defined 1 777,000 Time Warner Cable Com 88732J207 $72,833 1,103,033 SH -- Shared-Defined 1 1,103,033 Inc TRW Automotive Com 87264S106 $4,917 93,300 SH -- Shared-Defined 1 93,300 Hldgs Corp Willbros Group Inc Com 969203108 $21,645 2,204,155 SH -- Shared-Defined 1 2,204,155 ------------------------------------------------------------------------------------------------------------------------------------