0000898432-11-000950.txt : 20110815
0000898432-11-000950.hdr.sgml : 20110815
20110815172205
ACCESSION NUMBER: 0000898432-11-000950
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DBD Cayman Holdings, Ltd.
CENTRAL INDEX KEY: 0001510768
IRS NUMBER: 000000000
STATE OF INCORPORATION: F3
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14166
FILM NUMBER: 111037869
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP, SUITE 220 SOUTH
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: (202) 729-5438
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP, SUITE 220 SOUTH
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
13F-HR
1
a13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
---------------
Check here if Amendment / /; Amendment Number:
------------------------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager filing this Report:
Name: DBD Cayman Holdings, Ltd.
------------------------------
Address: c/o The Carlyle Group
------------------------------
1001 Pennsylvania Avenue, NW
------------------------------
Suite 220 S.
------------------------------
Washington, DC 20004-2505
------------------------------
Form 13F File Number: 28- 14166
-------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David M. Rubenstein
---------------------
Title: Ordinary Member
---------------------
Phone: 202-729-5626
---------------------
Signature, Place, and Date of Signing:
/s/ R. Rainey Hoffman as Attorney- Washington, DC August 15, 2011
in-Fact for David M. Rubenstein* --------------- ---------------
--------------------------------------
Signature City, State Date
*Signed pursuant to a Power Of Attorney dated February 11, 2011, included as an
exhibit to this Form 13F-HR filed with the Securities and Exchange Commission by
DBD Cayman Holdings, Ltd.
**DBD Cayman Holdings, Ltd. (the "Reporting Manager") does not serve as adviser
to all of the owners of, or have formal investment discretion with respect to,
the securities in the indicated row, but may be deemed to be part of a group of
affiliated persons exercising investment discretion with respect to such
securities. The filing of this report shall not be deemed an admission, for
purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Securities Exchange Act
of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any
other purpose, that the Reporting Manager or any other manager with respect to
the securities listed herein exercises investment discretion or is a member of,
or is otherwise affiliated with, such a group with respect to such securities.
Reference is made, where relevant, to reports filed under Sections 13(d), 13(g)
and 16(a) of the Exchange Act for additional information with respect to such
beneficial ownership and/or pecuniary interest of the Reporting Manager, any
other manager with which it may share or be deemed to share investment
discretion, and related entities. The filing of this report shall not be deemed
an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the
Exchange Act, as amended, and the rules thereunder, or for any other purpose,
that the Reporting Manager or any other person is the beneficial owner of any
securities.
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
Form 13F File Number Name
28-
---------------- -------------------------------
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
----------------
Form 13F Information Table Entry Total: 23
----------------
Form 13F Information Table Value Total: $9,917,641
----------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28- 12429 Carlyle Investment Management L.L.C.
------ -------------- -------------------------------------
FORM 13-F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
BankUnited Inc Com 06652K103 $200,859 7,568,158 SH -- Shared- 1 7,568,158
Defined
Boston Private Finl Com 101119105 $48,896 7,431,022 SH -- Shared- 1 7,431,022
Hldgs In Defined
Booz Allen Hamilton Cl A 099502106 $15,288 800,000 SH -- Shared- 1 800,000
Hldg Cor Defined
Central Pac Finl Corp Com 154760409 $132,483 9,463,095 SH -- Shared- 1 9,463,095
Defined
Charter Communications Cl A 16117M305 $137,807 2,539,761 SH -- Shared- 1 2,539,761
Inc D Defined
China Agritech Inc Com 16937A200 $8,124 4,642,560 SH -- Shared- 1 4,642,560
Defined
China Recycling Energy Com 168913101 $16,426 8,131,746 SH -- Shared- 1 8,131,746
Corp Defined
Cobalt Intl Energy Inc Com 19075F106 $612,229 44,917,790 SH -- Shared- 1 44,917,790
Defined
Complete Production Com 20453E109 $51,486 1,543,343 SH -- Shared- 1 1,543,343
Services Defined
Concord Med Svcs Hldgs Sponsored 206277105 $36,904 8,724,233 SH -- Shared- 1 8,724,233
Ltd ADR Defined
Freescale SHS Old G3727Q101 $3,606,957 196,136,895 SH -- Shared- 1 196,136,895
Semiconductor Hldg Other**
Hampton Roads Com 409321106 $77,920 7,870,693 SH -- Shared- 1 7,870,693
Bankshares Inc Defined
Hertz Global Holdings Com 42805T105 $93,688 5,899,719 SH -- Shared- 1 5,899,719
Inc Defined
Kinder Morgan Inc. Del Com 49456B101 $1,710,801 59,547,572 SH -- Shared- 1 59,547,572
Defined
Lear Corp Com 521865204 $53 1,000 SH -- Shared- 1 1,000
Defined
Lyondellbasell SHS - A - N53745100 $93,801 2,435,125 SH -- Shared- 1 2,435,125
Industries N Defined
Nielsen Holdings N V Com N63218106 $1,716,771 55,095,354 SH -- Shared- 1 55,095,354
Defined
Niska Gas Storage Unit Ltd Liabi 654678101 $1,161,531 67,609,490 SH -- Shared- 1 67,609,490
Partners L Defined
RTI Intl Metals Inc Com 74973W107 $70,368 1,833,925 SH -- Shared- 1 1,833,925
Defined
Solutia Inc Com 834376501 $54,726 2,395,000 SH -- Shared- 1 2,395,000
Defined
Superior Energy Svcs Com 868157108 $33,981 914,934 SH -- Shared- 1 914,934
Inc Defined
Weatherford Reg Shs H27013103 $18,750 1,000,000 SH -- Shared- 1 1,000,000
International Lt Defined
Willbros Group Inc Com 969203108 $17,792 2,083,377 SH -- Shared- 1 2,083,377
Defined
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LIST OF EXHIBITS
EXHIBIT NO. DESCRIPTION
----------- -----------
99 Power of Attorney
EX-99
2
exhibit99.txt
EXHIBIT 99
POWER OF ATTORNEY
-----------------
The undersigned understands that, from time to time, the Carlyle
Companies (defined below) are required to prepare, execute and file certain
federal and state securities laws filings.
Know all by these presents, that the undersigned hereby constitutes and
appoints each of Curt Buser, Jeff Ferguson, David Pearson, Catherine Ziobro, R.
Rainey Hoffman, Joanne Cosiol, Monica Harris, Jeremy Anderson, Bruno De Gusmao,
Ann Siebecker, Andrea Pekala, Tom Mayrhofer, David Willich, Glen Goold, Orit
Mizrachi, John Beczak, Rick Kappler, Matt LoRusso, Rob Konigsberg, Katey Bogue,
James Sloan, or any of them signing singly, and with full power of substitution,
the undersigned's true and lawful attorney-in-fact to:
(1) prepare, execute in the name of each Carlyle Company and on
behalf of each Carlyle Company, and submit to the U.S. Securities and
Exchange Commission (the "SEC") a Form ID, including amendments thereto,
and any other documents necessary or appropriate to obtain codes and
passwords enabling the undersigned to make electronic filings with the
SEC of Forms D ("Form D") required to be filed in accordance with Rule
503 ("Rule 503") promulgated with respect to Sections 4(2), 4(6) and 3(b)
of the Securities Act of 1933 (the "1933 Act") and reports required by
Sections 13(d) and 16(a) of the Securities Exchange Act of 1934 (the
"1934 Act") or any rule or regulation of the SEC;
(2) prepare and execute for and on behalf of each Carlyle Company,
in the undersigned's capacity as a Managing Director, authorized person,
officer and/or director of each Carlyle Company, federal and state
securities laws filings including without limitation Forms D pursuant to
Rule 503 and Schedules 13D and 13G and Forms 3, 4, and 5 in accordance
with Sections 13(d) and 16(a) of the 1934 Act and the rules thereunder;
(3) do and perform any and all acts for and on behalf of each
Carlyle Company which may be necessary or desirable to complete and
execute any such federal and state securities laws filings including
without limitation Forms D, Schedules 13D and 13G and Forms 3, 4, and 5,
complete and execute any amendment or amendments thereto, and timely file
such form with the SEC and the securities administrators of any state,
the District of Columbia, the Commonwealth of Puerto Rico, Guam and the
United States Virgin Islands or their designees and any stock exchange or
similar authority; and
(4) take any other action of any type whatsoever in connection
with the foregoing which, in the opinion of such attorney-in-fact, may be
of benefit to, in the best interest of, or legally required by, the
undersigned, it being understood that the documents executed by such
attorney-in-fact on behalf of the undersigned pursuant to this Power of
Attorney shall be in such form and shall contain such terms and
conditions as such attorney-in-fact may approve in such attorney-in-
fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform any and every act and thing whatsoever
requisite, necessary, or proper to be done in the exercise of any of the rights
and powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall
lawfully do or cause to be done by virtue of this power of attorney and the
rights and powers herein granted, whether the same needs to be executed, taken
or done by him in his capacity as a current or former member, partner,
shareholder, director or officer of any company, partnership, corporation,
organization, firm, branch or other entity connected with, related to or
affiliated with any of the entities constituting the Carlyle Companies or
entities that directly or indirectly hold interests in the Carlyle Companies.
The undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming any
of the undersigned's responsibilities to comply with federal and state
securities laws, including without limitation Rule 503 of the 1933 Act or
Section 13 and Section 16 of the 1934 Act.
This Power of Attorney and all authority conferred hereby shall not be
terminated by operation of law, whether by the death or incapacity of the
undersigned or by occurrence of any other event. Actions taken by an attorney-
in-fact pursuant to this Power of Attorney shall be as valid as if any event
described in the preceding sentence had not occurred, whether or not the
attorney-in-fact shall have received notice of such event. Notwithstanding the
foregoing, (i) in the event that an attorney-in-fact is no longer employed by
The Carlyle Group Employee Co., L.L.C. or its affiliates, this Power of Attorney
and all authority conferred hereby shall be immediately terminated with respect
to such Attorney, and (ii) the undersigned may terminate or revoke this Power of
Attorney at any time.
For purposes hereof, the "Carlyle Companies" shall consist of: (i) TWC
Virginia, Inc., a Delaware corporation, TC Group, L.L.C., a Delaware limited
liability company, TC Group Cayman, L.P., a Cayman Islands exempted limited
partnership, TC Group Investment Holdings, L.P., a Delaware limited partnership
and TC Group Cayman Investment Holdings, L.P., a Cayman Islands exempted limited
partnership; (ii) their respective owners, including without limitation TCG
Holdings, L.L.C., a Delaware limited liability company, TCG Holdings Cayman,
L.P., a Cayman Islands exempted limited partnership, TCG Holdings II, L.P., a
Delaware limited partnership, TCG Holdings Cayman II, L.P., a Cayman Islands
exempted limited partnership, TCG Employee Co., L.L.C., a Delaware limited
liability company, Carlyle Offshore Partners II, Ltd., a Cayman Islands exempted
company with limited liability, Carlyle Offshore Partners II Holdings, Ltd., a
Cayman Islands exempted company with limited liability, DBD Investors V, L.L.C.,
a Delaware limited liability company, DBD Investors V Holdings, L.L.C., a
Delaware limited liability company, DBD Cayman, Ltd., a Cayman Islands exempted
company with limited liability and DBD Cayman Holdings, Ltd., a Cayman Islands
exempted company with limited liability; and (iii) the subsidiaries and
affiliates of the foregoing in clauses (i) and (ii), including without
limitation investment funds sponsored directly or indirectly by one or more of
the Carlyle Companies.
[Signature Page Follows]
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 11[th] day of February, 2011.
/s/ David M. Rubenstein
--------------------------
Name: David M. Rubenstein