0001181431-13-059980.txt : 20131120
0001181431-13-059980.hdr.sgml : 20131120
20131120174825
ACCESSION NUMBER: 0001181431-13-059980
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131118
FILED AS OF DATE: 20131120
DATE AS OF CHANGE: 20131120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nielsen Holdings N.V.
CENTRAL INDEX KEY: 0001492633
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 980662038
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 770 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10003
BUSINESS PHONE: (646) 654-5000
MAIL ADDRESS:
STREET 1: 770 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10003
FORMER COMPANY:
FORMER CONFORMED NAME: Nielsen Holdings B.V.
DATE OF NAME CHANGE: 20100524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Habib Mitchell
CENTRAL INDEX KEY: 0001510721
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35042
FILM NUMBER: 131233786
MAIL ADDRESS:
STREET 1: 770 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10003
4
1
rrd395763.xml
FORM 4 - NOVEMBER 18, 2013 SALE
X0306
4
2013-11-18
0
0001492633
Nielsen Holdings N.V.
NLSN
0001510721
Habib Mitchell
770 BROADWAY
NEW YORK
NY
10003
0
1
0
0
EVP, Global Business Services
Common Stock
2013-11-18
4
M
0
21797
32.00
A
63965.09
D
Common Stock
2013-11-18
4
M
0
35156
32.00
A
99121.09
D
Common Stock
2013-11-18
4
S
0
56953
40.49
D
42168.09
D
Common Stock
2013-11-18
4
M
0
31250
30.19
A
73418.09
D
Common Stock
2013-11-18
4
S
0
31250
40.491
D
42168.09
D
Common Stock
82000
I
See Footnote
Options to Purchase Common Stock (right to buy)
32.00
2013-11-18
4
M
0
21797
0
D
2017-02-02
Common Stock
21797
6680
D
Options to Purchase Common Stock (right to buy)
32.00
2013-11-18
4
M
0
35156
0
D
2017-02-02
Common Stock
35156
0
D
Options to Purchase Common Stock (right to buy)
30.19
2013-11-18
4
M
0
31250
0
D
2018-05-11
Common Stock
31250
87500
D
Includes 12,000 restricted stock units of the Issuer, which ratably vest in annual installments over 4 years beginning one year after the grant date (September 25, 2013).
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $40.25 to $40.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $40.25 to $40.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
These shares of common stock are held through a limited liability company of which the Reporting Person is a manager. The reporting person disclaims beneficial ownership of the securities held by this limited liability company except to the extent of his pecuniary interest therein.
Represents options to purchase shares of common stock of the Issuer, of which 1,758 vested on the grant date (December 31, 2006), 6,680 vested on December 31, 2007, 6,680 vested on December 31, 2009 and 6,680 vested on December 31, 2012. The remaining 6,679 will vest on December 31, 2013.
Represents options to purchase shares of common stock of the Issuer, 81% of which were vested at the time of the Issuer's initial public offering and 19% of which vested on December 31, 2011.
Represents options to purchase shares of common stock of the Issuer, which ratably vest in four installments over 4 years beginning one year after the grant date (May 11, 2011).
/s/ Harris Black, Authorized Signatory
2013-11-20