0001181431-13-059980.txt : 20131120 0001181431-13-059980.hdr.sgml : 20131120 20131120174825 ACCESSION NUMBER: 0001181431-13-059980 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131118 FILED AS OF DATE: 20131120 DATE AS OF CHANGE: 20131120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nielsen Holdings N.V. CENTRAL INDEX KEY: 0001492633 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 980662038 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 770 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: (646) 654-5000 MAIL ADDRESS: STREET 1: 770 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10003 FORMER COMPANY: FORMER CONFORMED NAME: Nielsen Holdings B.V. DATE OF NAME CHANGE: 20100524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Habib Mitchell CENTRAL INDEX KEY: 0001510721 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35042 FILM NUMBER: 131233786 MAIL ADDRESS: STREET 1: 770 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10003 4 1 rrd395763.xml FORM 4 - NOVEMBER 18, 2013 SALE X0306 4 2013-11-18 0 0001492633 Nielsen Holdings N.V. NLSN 0001510721 Habib Mitchell 770 BROADWAY NEW YORK NY 10003 0 1 0 0 EVP, Global Business Services Common Stock 2013-11-18 4 M 0 21797 32.00 A 63965.09 D Common Stock 2013-11-18 4 M 0 35156 32.00 A 99121.09 D Common Stock 2013-11-18 4 S 0 56953 40.49 D 42168.09 D Common Stock 2013-11-18 4 M 0 31250 30.19 A 73418.09 D Common Stock 2013-11-18 4 S 0 31250 40.491 D 42168.09 D Common Stock 82000 I See Footnote Options to Purchase Common Stock (right to buy) 32.00 2013-11-18 4 M 0 21797 0 D 2017-02-02 Common Stock 21797 6680 D Options to Purchase Common Stock (right to buy) 32.00 2013-11-18 4 M 0 35156 0 D 2017-02-02 Common Stock 35156 0 D Options to Purchase Common Stock (right to buy) 30.19 2013-11-18 4 M 0 31250 0 D 2018-05-11 Common Stock 31250 87500 D Includes 12,000 restricted stock units of the Issuer, which ratably vest in annual installments over 4 years beginning one year after the grant date (September 25, 2013). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $40.25 to $40.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $40.25 to $40.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. These shares of common stock are held through a limited liability company of which the Reporting Person is a manager. The reporting person disclaims beneficial ownership of the securities held by this limited liability company except to the extent of his pecuniary interest therein. Represents options to purchase shares of common stock of the Issuer, of which 1,758 vested on the grant date (December 31, 2006), 6,680 vested on December 31, 2007, 6,680 vested on December 31, 2009 and 6,680 vested on December 31, 2012. The remaining 6,679 will vest on December 31, 2013. Represents options to purchase shares of common stock of the Issuer, 81% of which were vested at the time of the Issuer's initial public offering and 19% of which vested on December 31, 2011. Represents options to purchase shares of common stock of the Issuer, which ratably vest in four installments over 4 years beginning one year after the grant date (May 11, 2011). /s/ Harris Black, Authorized Signatory 2013-11-20