0001181431-13-055518.txt : 20131029
0001181431-13-055518.hdr.sgml : 20131029
20131029174213
ACCESSION NUMBER: 0001181431-13-055518
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131028
FILED AS OF DATE: 20131029
DATE AS OF CHANGE: 20131029
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nielsen Holdings N.V.
CENTRAL INDEX KEY: 0001492633
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 980662038
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 770 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10003
BUSINESS PHONE: (646) 654-5000
MAIL ADDRESS:
STREET 1: 770 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10003
FORMER COMPANY:
FORMER CONFORMED NAME: Nielsen Holdings B.V.
DATE OF NAME CHANGE: 20100524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Habib Mitchell
CENTRAL INDEX KEY: 0001510721
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35042
FILM NUMBER: 131177305
MAIL ADDRESS:
STREET 1: 770 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10003
4
1
rrd393698.xml
FORM 4
X0306
4
2013-10-28
0
0001492633
Nielsen Holdings N.V.
NLSN
0001510721
Habib Mitchell
770 BROADWAY
NEW YORK
NY
10003
0
1
0
0
EVP, Global Business Services
Common Stock
2013-10-28
4
S
0
2064
38.809
D
42168.09
D
Common Stock
2013-10-28
4
M
0
56250
30.19
A
98418.09
D
Common Stock
2013-10-28
4
S
0
56250
38.897
D
42168.09
D
Common Stock
2013-10-28
4
M
0
43750
27.98
A
85918.09
D
Common Stock
2013-10-28
4
S
0
43750
38.907
D
42168.09
D
Common Stock
82000
I
See Footnote
Options to Purchase Common Stock
30.19
2013-10-28
4
M
0
56250
0
D
2018-05-11
Common Stock
56250
118750
D
Options to Purchase Common Stock
27.98
2013-10-28
4
M
0
43750
0
D
2019-07-26
Common Stock
43750
131250
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.805 to $38.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Includes 12,000 restricted stock units of the Issuer, which ratably vest in annual installments over 4 years beginning one year after the grant date (September 25, 2013).
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.78 to $39.002, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.85 to $39.005, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
These shares of common stock are held through a limited liability company of which the Reporting Person is a manager. The reporting person disclaims beneficial ownership of the securities held by this limited liability company except to the extent of his pecuniary interest therein.
Represents options to purchase shares of common stock of the Issuer, which ratably vest in annual installments over four years beginning one year after the grant date (May 11, 2011).
Represents options to purchase shares of common stock of the Issuer, which ratably vest in annual installments over four years beginning one year after the grant date (July 26, 2012).
/s/ Harris Black, Authorized Signatory
2013-10-29