0001181431-13-055518.txt : 20131029 0001181431-13-055518.hdr.sgml : 20131029 20131029174213 ACCESSION NUMBER: 0001181431-13-055518 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131028 FILED AS OF DATE: 20131029 DATE AS OF CHANGE: 20131029 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nielsen Holdings N.V. CENTRAL INDEX KEY: 0001492633 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 980662038 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 770 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: (646) 654-5000 MAIL ADDRESS: STREET 1: 770 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10003 FORMER COMPANY: FORMER CONFORMED NAME: Nielsen Holdings B.V. DATE OF NAME CHANGE: 20100524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Habib Mitchell CENTRAL INDEX KEY: 0001510721 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35042 FILM NUMBER: 131177305 MAIL ADDRESS: STREET 1: 770 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10003 4 1 rrd393698.xml FORM 4 X0306 4 2013-10-28 0 0001492633 Nielsen Holdings N.V. NLSN 0001510721 Habib Mitchell 770 BROADWAY NEW YORK NY 10003 0 1 0 0 EVP, Global Business Services Common Stock 2013-10-28 4 S 0 2064 38.809 D 42168.09 D Common Stock 2013-10-28 4 M 0 56250 30.19 A 98418.09 D Common Stock 2013-10-28 4 S 0 56250 38.897 D 42168.09 D Common Stock 2013-10-28 4 M 0 43750 27.98 A 85918.09 D Common Stock 2013-10-28 4 S 0 43750 38.907 D 42168.09 D Common Stock 82000 I See Footnote Options to Purchase Common Stock 30.19 2013-10-28 4 M 0 56250 0 D 2018-05-11 Common Stock 56250 118750 D Options to Purchase Common Stock 27.98 2013-10-28 4 M 0 43750 0 D 2019-07-26 Common Stock 43750 131250 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.805 to $38.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Includes 12,000 restricted stock units of the Issuer, which ratably vest in annual installments over 4 years beginning one year after the grant date (September 25, 2013). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.78 to $39.002, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.85 to $39.005, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. These shares of common stock are held through a limited liability company of which the Reporting Person is a manager. The reporting person disclaims beneficial ownership of the securities held by this limited liability company except to the extent of his pecuniary interest therein. Represents options to purchase shares of common stock of the Issuer, which ratably vest in annual installments over four years beginning one year after the grant date (May 11, 2011). Represents options to purchase shares of common stock of the Issuer, which ratably vest in annual installments over four years beginning one year after the grant date (July 26, 2012). /s/ Harris Black, Authorized Signatory 2013-10-29