0001510469-11-000009.txt : 20111114 0001510469-11-000009.hdr.sgml : 20111111 20111114155420 ACCESSION NUMBER: 0001510469-11-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sequence Capital, LLC CENTRAL INDEX KEY: 0001510469 IRS NUMBER: 200335082 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14355 FILM NUMBER: 111202167 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 646.435.5633 MAIL ADDRESS: STREET 1: 230 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 sequenceform13f093011a.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sequence Capital, LLC --------------------------------- Address: 230 Park Avenue --------------------------------- New York, New York 10169 --------------------------------- Form 13F File Number: 28-14355 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jennifer Klein -------------------------------------------- Title: Managing Member -------------------------------------------- Phone: 646-435-5644 -------------------------------------------- Signature, Place, and Date of Signing: /s/ Jennifer Klein New York, New York November 14, 2011 ------------------------------- ----------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 26 -------------------- Form 13F Information Table Value Total: US$13,143 -------------------- (thousands) List of Other Included Managers: None Form 13F INFORMATION TABLE - September 30, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------- -------------- --------- --------- -------------------- ---------- ---------- -------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- -------------- --------- --------- ----------- --- ---- ---------- ---------- -------- --------- ------ ABERCROMBIE & FITCH CO CL A Common 002896207 308 5000 SH SOLE n/a 5000 AMAZON COM INC Common Stock 023135106 778 3600 SH SOLE n/a 3600 AMERICAN TOWER CORP CL A Common 029912201 323 6000 SH SOLE n/a 6000 APPLE INC Common Stock 037833100 1221 3201 SH SOLE n/a 3201 CHECK POINT SOFTWARE TECH ORD M22465104 676 12809 SH SOLE n/a 12809 CHEESECAKE FACTORY INC Common Stock 163072101 345 14000 SH SOLE n/a 14000 CITRIX SYS INC Common Stock 177376100 763 14000 SH SOLE n/a 14000 CSX CORP Common Stock 126408103 523 28000 SH SOLE n/a 28000 DICKS SPORTING GOODS INC Common Stock 253393102 402 12000 SH SOLE n/a 12000 DSW INC-CLASS A CL A Common 23334L102 416 9000 SH SOLE n/a 9000 EBAY INC Common Stock 278642103 324 11000 SH SOLE n/a 11000 GOOGLE INC CL A Common 38259P508 1236 2400 SH SOLE n/a 2400 HARLEY DAVIDSON INC Common Stock 412822108 515 15000 SH SOLE n/a 15000 INGERSOLL-RAND PLC SHS G47791101 337 12000 SH SOLE n/a 12000 KENEXA CORP Common Stock 488879107 360 23000 SH SOLE n/a 23000 MACYS INC Common Stock 55616P104 500 19000 SH SOLE n/a 19000 MEAD JOHNSON NUTRITION CO Common Stock 582839106 413 6000 SH SOLE n/a 6000 MICROSOFT CORP Common Stock 594918104 373 15000 SH SOLE n/a 15000 NORDSTROM INC Common Stock 655664100 411 9000 SH SOLE n/a 9000 ROYAL CARIBBEAN CRUISES Common Stock V7780T103 498 23000 SH SOLE n/a 23000 SHERWIN-WILLIAMS CO Common Stock 824348106 379 5097 SH SOLE n/a 5097 STARBUCKS CORP Common Stock 855244109 336 9000 SH SOLE n/a 9000 TARGET CORP Common Stock 87612E106 343 7000 SH SOLE n/a 7000 TEMPUR PEDIC INTL INC Common Stock 88023U101 437 8300 SH SOLE n/a 8300 TRACTOR SUPPLY CO Common Stock 892356106 625 10000 SH SOLE n/a 10000 WESCO INTERNATIONAL INC Common Stock 95082P105 302 9000 SH SOLE n/a 9000