0001510469-11-000009.txt : 20111114
0001510469-11-000009.hdr.sgml : 20111111
20111114155420
ACCESSION NUMBER: 0001510469-11-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sequence Capital, LLC
CENTRAL INDEX KEY: 0001510469
IRS NUMBER: 200335082
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14355
FILM NUMBER: 111202167
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 646.435.5633
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10169
13F-HR
1
sequenceform13f093011a.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Sequence Capital, LLC
---------------------------------
Address: 230 Park Avenue
---------------------------------
New York, New York 10169
---------------------------------
Form 13F File Number: 28-14355
---------------------
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jennifer Klein
--------------------------------------------
Title: Managing Member
--------------------------------------------
Phone: 646-435-5644
--------------------------------------------
Signature, Place, and Date of Signing:
/s/ Jennifer Klein New York, New York November 14, 2011
------------------------------- ----------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------
Form 13F Information Table Entry Total: 26
--------------------
Form 13F Information Table Value Total: US$13,143
--------------------
(thousands)
List of Other Included Managers: None
Form 13F INFORMATION TABLE - September 30, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------- -------------- --------- --------- -------------------- ---------- ---------- --------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------- -------------- --------- --------- ----------- --- ---- ---------- ---------- -------- --------- ------
ABERCROMBIE & FITCH CO CL A Common 002896207 308 5000 SH SOLE n/a 5000
AMAZON COM INC Common Stock 023135106 778 3600 SH SOLE n/a 3600
AMERICAN TOWER CORP CL A Common 029912201 323 6000 SH SOLE n/a 6000
APPLE INC Common Stock 037833100 1221 3201 SH SOLE n/a 3201
CHECK POINT SOFTWARE TECH ORD M22465104 676 12809 SH SOLE n/a 12809
CHEESECAKE FACTORY INC Common Stock 163072101 345 14000 SH SOLE n/a 14000
CITRIX SYS INC Common Stock 177376100 763 14000 SH SOLE n/a 14000
CSX CORP Common Stock 126408103 523 28000 SH SOLE n/a 28000
DICKS SPORTING GOODS INC Common Stock 253393102 402 12000 SH SOLE n/a 12000
DSW INC-CLASS A CL A Common 23334L102 416 9000 SH SOLE n/a 9000
EBAY INC Common Stock 278642103 324 11000 SH SOLE n/a 11000
GOOGLE INC CL A Common 38259P508 1236 2400 SH SOLE n/a 2400
HARLEY DAVIDSON INC Common Stock 412822108 515 15000 SH SOLE n/a 15000
INGERSOLL-RAND PLC SHS G47791101 337 12000 SH SOLE n/a 12000
KENEXA CORP Common Stock 488879107 360 23000 SH SOLE n/a 23000
MACYS INC Common Stock 55616P104 500 19000 SH SOLE n/a 19000
MEAD JOHNSON NUTRITION CO Common Stock 582839106 413 6000 SH SOLE n/a 6000
MICROSOFT CORP Common Stock 594918104 373 15000 SH SOLE n/a 15000
NORDSTROM INC Common Stock 655664100 411 9000 SH SOLE n/a 9000
ROYAL CARIBBEAN CRUISES Common Stock V7780T103 498 23000 SH SOLE n/a 23000
SHERWIN-WILLIAMS CO Common Stock 824348106 379 5097 SH SOLE n/a 5097
STARBUCKS CORP Common Stock 855244109 336 9000 SH SOLE n/a 9000
TARGET CORP Common Stock 87612E106 343 7000 SH SOLE n/a 7000
TEMPUR PEDIC INTL INC Common Stock 88023U101 437 8300 SH SOLE n/a 8300
TRACTOR SUPPLY CO Common Stock 892356106 625 10000 SH SOLE n/a 10000
WESCO INTERNATIONAL INC Common Stock 95082P105 302 9000 SH SOLE n/a 9000