0001085146-15-001061.txt : 20150507 0001085146-15-001061.hdr.sgml : 20150507 20150506191900 ACCESSION NUMBER: 0001085146-15-001061 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150507 DATE AS OF CHANGE: 20150506 EFFECTIVENESS DATE: 20150507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empirical Financial Services, LLC CENTRAL INDEX KEY: 0001510434 IRS NUMBER: 272114998 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14067 FILM NUMBER: 15838850 BUSINESS ADDRESS: STREET 1: 1420 5TH AVE SUITE 3150 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2069233474 MAIL ADDRESS: STREET 1: 1420 5TH AVE SUITE 3150 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001510434 XXXXXXXX 03-31-2015 03-31-2015 false Empirical Financial Services, LLC

1420 5TH AVE SUITE 3150 SEATTLE WA 98101

13F HOLDINGS REPORT 028-14067 N Julia B. Sipple 206-923-3474 /s/ Julia B Sipple Seatlle WA 05-05-2015 0 99 416960 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 606 3673 SH SOLE 0 0 3673 AMAZON COM INC COM 023135106 211 567 SH SOLE 0 0 567 AMGEN INC COM 031162100 490 3067 SH SOLE 0 0 3067 APPLE INC COM 037833100 1082 8692 SH SOLE 0 0 8692 BANK AMER CORP COM 060505104 440 28616 SH SOLE 0 0 28616 BARCLAYS BK PLC IPSPGS TTL ETN 06738C794 15160 805938 SH SOLE 0 0 805938 BERKSHIRE HATHAWAY INC DEL CL A 084670108 218 1 SH SOLE 0 0 1 BOEING CO COM 097023105 247 1643 SH SOLE 0 0 1643 CHEVRON CORP NEW COM 166764100 469 4469 SH SOLE 0 0 4469 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2021 18383M266 1844 86612 SH SOLE 0 0 86612 CLAYMORE EXCHANGE TRD FD TR GUG BUL 2020 HY 18383M365 503 19711 SH SOLE 0 0 19711 CLAYMORE EXCHANGE TRD FD TR GUG BUL 2019 HY 18383M373 664 26297 SH SOLE 0 0 26297 CLAYMORE EXCHANGE TRD FD TR GUG BLT2018 HY 18383M381 730 28134 SH SOLE 0 0 28134 CLAYMORE EXCHANGE TRD FD TR GUG BLT2017 HY 18383M399 787 29787 SH SOLE 0 0 29787 CLAYMORE EXCHANGE TRD FD TR GUG BLT2016 HY 18383M415 780 29615 SH SOLE 0 0 29615 CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 18383M423 786 30094 SH SOLE 0 0 30094 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 2343 108955 SH SOLE 0 0 108955 CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E 18383M522 2493 117137 SH SOLE 0 0 117137 CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 E 18383M530 2595 121704 SH SOLE 0 0 121704 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 2828 123893 SH SOLE 0 0 123893 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 2888 129926 SH SOLE 0 0 129926 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 2783 128365 SH SOLE 0 0 128365 COCA COLA CO COM 191216100 267 6583 SH SOLE 0 0 6583 COSTCO WHSL CORP NEW COM 22160K105 230 1517 SH SOLE 0 0 1517 DISNEY WALT CO COM DISNEY 254687106 286 2725 SH SOLE 0 0 2725 EXXON MOBIL CORP COM 30231G102 354 4160 SH SOLE 0 0 4160 GENERAL ELECTRIC CO COM 369604103 652 26296 SH SOLE 0 0 26296 GILEAD SCIENCES INC COM 375558103 270 2748 SH SOLE 0 0 2748 INTERNATIONAL BUSINESS MACHS COM 459200101 200 1244 SH SOLE 0 0 1244 ISHARES MSCI FRNTR100ETF 464286145 2254 75803 SH SOLE 0 0 75803 ISHARES EAFE SML CP ETF 464288273 1362 27523 SH SOLE 0 0 27523 ISHARES JP MOR EM MK ETF 464288281 322 2876 SH SOLE 0 0 2876 ISHARES NAT AMT FREE BD 464288414 5261 47564 SH SOLE 0 0 47564 ISHARES INTL DEVPPTY ETF 464288422 1012 26530 SH SOLE 0 0 26530 ISHARES 1-3 YR CR BD ETF 464288646 1338 12679 SH SOLE 0 0 12679 ISHARES 3-7 YR TR BD ETF 464288661 597 4810 SH SOLE 0 0 4810 ISHARES MICRO-CAP ETF 464288869 1222 15448 SH SOLE 0 0 15448 ISHARES EAFE VALUE ETF 464288877 261 4900 SH SOLE 0 0 4900 ISHARES INC CORE MSCI EMKT 46434G103 11722 242533 SH SOLE 0 0 242533 ISHARES TR TIPS BD ETF 464287176 7290 64182 SH SOLE 0 0 64182 ISHARES TR CORE S&P500 ETF 464287200 431 2073 SH SOLE 0 0 2073 ISHARES TR CORE US AGGBD ET 464287226 1771 15895 SH SOLE 0 0 15895 ISHARES TR MSCI EMG MKT ETF 464287234 909 22645 SH SOLE 0 0 22645 ISHARES TR IBOXX INV CP ETF 464287242 465 3823 SH SOLE 0 0 3823 ISHARES TR 1-3 YR TR BD ETF 464287457 26636 313803 SH SOLE 0 0 313803 ISHARES TR MSCI EAFE ETF 464287465 2124 33105 SH SOLE 0 0 33105 ISHARES TR RUSSELL 2000 ETF 464287655 210 1690 SH SOLE 0 0 1690 ISHARES TR CORE S&P SCP ETF 464287804 302 2557 SH SOLE 0 0 2557 ISHARES TR CORE MSCI EAFE 46432F842 1532 26198 SH SOLE 0 0 26198 MARKET VECTORS ETF TR MKTVEC INTMUETF 57060U845 1438 60402 SH SOLE 0 0 60402 MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 1474 47023 SH SOLE 0 0 47023 MERCK & CO INC NEW COM 58933Y105 229 3991 SH SOLE 0 0 3991 MICROSOFT CORP COM 594918104 1428 35126 SH SOLE 0 0 35126 OPKO HEALTH INC COM 68375N103 283 20000 SH SOLE 0 0 20000 PIMCO ETF TR 1-3YR USTREIDX 72201R106 2717 53275 SH SOLE 0 0 53275 PIMCO ETF TR BROAD US TIPS 72201R403 381 6614 SH SOLE 0 0 6614 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 6824 67226 SH SOLE 0 0 67226 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 347 13901 SH SOLE 0 0 13901 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 249 2360 SH SOLE 0 0 2360 PROCTER & GAMBLE CO COM 742718109 809 9875 SH SOLE 0 0 9875 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 216 2671 SH SOLE 0 0 2671 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 33253 670836 SH SOLE 0 0 670836 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 3647 149714 SH SOLE 0 0 149714 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1918 63435 SH SOLE 0 0 63435 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 3865 73051 SH SOLE 0 0 73051 SCHWAB STRATEGIC TR US TIPS ETF 808524870 6146 111903 SH SOLE 0 0 111903 SOUTHWEST AIRLS CO COM 844741108 286 6460 SH SOLE 0 0 6460 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 746 15015 SH SOLE 0 0 15015 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 601 13430 SH SOLE 0 0 13430 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 312 7451 SH SOLE 0 0 7451 SPDR S&P 500 ETF TR TR UNIT 78462F103 1098 5321 SH SOLE 0 0 5321 SPDR SER TR SHT TRM HGH YLD 78468R408 9444 323520 SH SOLE 0 0 323520 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 4085 70952 SH SOLE 0 0 70952 SPDR SERIES TRUST INTR TRM CORP BD 78464A375 1001 28995 SH SOLE 0 0 28995 SPDR SERIES TRUST BRCLY EM LOCL 78464A391 2092 76772 SH SOLE 0 0 76772 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 1456 59887 SH SOLE 0 0 59887 SPDR SERIES TRUST BARC SHT TR CP 78464A474 464 15076 SH SOLE 0 0 15076 SPDR SERIES TRUST DJ REIT ETF 78464A607 1654 17487 SH SOLE 0 0 17487 SPDR SERIES TRUST S&P DIVID ETF 78464A763 243 3108 SH SOLE 0 0 3108 STARBUCKS CORP COM 855244109 332 3509 SH SOLE 0 0 3509 TWITTER INC COM 90184L102 1608 32100 SH SOLE 0 0 32100 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1462 18159 SH SOLE 0 0 18159 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 341 4088 SH SOLE 0 0 4088 VANGUARD INDEX FDS REIT ETF 922908553 18443 218751 SH SOLE 0 0 218751 VANGUARD INDEX FDS LARGE CAP ETF 922908637 11145 117065 SH SOLE 0 0 117065 VANGUARD INDEX FDS VALUE ETF 922908744 718 8578 SH SOLE 0 0 8578 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4377 40811 SH SOLE 0 0 40811 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 2219 39434 SH SOLE 0 0 39434 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1311 21294 SH SOLE 0 0 21294 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 375 9176 SH SOLE 0 0 9176 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 24859 512988 SH SOLE 0 0 512988 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 81290 1013469 SH SOLE 0 0 1013469 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 51182 583605 SH SOLE 0 0 583605 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 15396 386535 SH SOLE 0 0 386535 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 685 10025 SH SOLE 0 0 10025 WISDOMTREE TR EMERG MKTS ETF 97717W315 452 10633 SH SOLE 0 0 10633 WISDOMTREE TR SMALLCAP DIVID 97717W604 419 5816 SH SOLE 0 0 5816 WISDOMTREE TR INTL SMCAP DIV 97717W760 314 5291 SH SOLE 0 0 5291 WISDOMTREE TR EM LCL DEBT FD 97717X867 1099 27644 SH SOLE 0 0 27644